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SNC

Stifel Nicolaus & Co Portfolio holdings

AUM $6.04B
This Fund
S&P 500
This Quarter Est. Return
+5.79%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.04B
AUM Growth
+$523M
Cap. Flow
+$277M
Cap. Flow %
4.59%
Top 10 Hldgs %
16.2%
Holding
1,579
New
203
Increased
668
Reduced
540
Closed
104

Top Buys

Rank Stock Value
1
SF
Stifel
SF
+$94.2M
2
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$40.4M
3
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$26.3M
4
BMO icon
Bank of Montreal
BMO
+$22.1M
5
MSFT icon
Microsoft
MSFT
+$20.5M

Top Sells

Rank Stock Value
1
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$31.3M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$28.3M
3
JNJ icon
Johnson & Johnson
JNJ
+$21M
4
TTE icon
TotalEnergies
TTE
+$19.9M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$18.4M

Sector Composition

Rank Sector Weight
1 Technology 10.78%
2 Energy 8.76%
3 Healthcare 7.99%
4 Industrials 7.84%
5 Consumer Staples 6.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DVA icon
1051
DaVita
DVA
$15.4B
$363K 0.01%
6,388
-1,232
-16% -$70.6K
HALO icon
1052
Halozyme
HALO
$9.79B
$363K 0.01%
32,900
– –
AOS icon
1053
A.O. Smith
AOS
$8.17B
$363K 0.01%
16,068
+354
+2% +$7.41K
CULP icon
1054
Culp Inc
CULP
$44.1M
$363K 0.01%
19,380
-122
-0.6% -$2.29K
TSN icon
1055
Tyson Foods
TSN
$20.4B
$362K 0.01%
12,785
-591
-4% -$17.1K
FDT icon
1056
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.26B
$360K 0.01%
7,236
+44
+0.6% +$2.1K
UN
1057
DELISTED
Unilever NV New York Registry Shares
UN
$360K 0.01%
+9,539
New +$377K
MFC icon
1058
Manulife Financial
MFC
$73.9B
$359K 0.01%
21,696
-4,957
-19% -$84.6K
CRAY
1059
DELISTED
Cray, Inc.
CRAY
$359K 0.01%
14,931
-15,207
-50% -$370K
ZVO
1060
DELISTED
Zovio Inc. Common Stock
ZVO
$359K 0.01%
+19,897
New +$324K
BPT
1061
DELISTED
BP Prudhoe Bay Royalty Trust
BPT
$359K 0.01%
+4,138
New +$365K
FEN
1062
DELISTED
First Trust Energy Income and Growth Fund
FEN
$359K 0.01%
11,207
-1,399
-11% -$45.6K
WOR icon
1063
Worthington Enterprises
WOR
$2.75B
$357K 0.01%
+16,820
New +$360K
PBI icon
1064
Pitney Bowes
PBI
$2.4B
$354K 0.01%
19,451
-30,844
-61% -$506K
XLS
1065
DELISTED
EXELIS INC COM STK
XLS
$352K 0.01%
+24,029
New +$336K
HAS icon
1066
Hasbro
HAS
$13.2B
$352K 0.01%
7,471
-22,192
-75% -$1.04M
MX icon
1067
Magnachip Semiconductor
MX
$119M
$350K 0.01%
+16,274
New +$328K
HOG icon
1068
Harley-Davidson
HOG
$2.58B
$350K 0.01%
5,444
+1,390
+34% +$82.2K
AAIC
1069
DELISTED
Arlington Asset Investment Corp.
AAIC
$350K 0.01%
14,703
-410
-3% -$10.2K
JKHY icon
1070
Jack Henry & Associates
JKHY
$10.9B
$349K 0.01%
6,765
-138
-2% -$6.89K
PRA
1071
DELISTED
ProAssurance
PRA
$349K 0.01%
7,742
-3,306
-30% -$166K
DGS icon
1072
WisdomTree Emerging Markets SmallCap Dividend Fund
DGS
$1.69B
$349K 0.01%
7,471
+2,000
+37% +$92.4K
QQXT icon
1073
First Trust NASDAQ 100 ex-Technology Sector Index Fund
QQXT
$155M
$348K 0.01%
10,746
-9,781
-48% -$306K
TEL icon
1074
TE Connectivity
TEL
$59.6B
$346K 0.01%
+6,674
New +$334K
VNR
1075
DELISTED
Vanguard Natural Resources, LLC
VNR
$345K 0.01%
12,340
-14,354
-54% -$393K
41 42
43
44 45

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QCM
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Stifel Nicolaus & Co's Q3 2013 Portfolio in Review

As of Q3 2013, Stifel Nicolaus & Co held 1,579 positions worth $6.04B, up 9.5% from $5.52B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Stifel Nicolaus & Co deployed $277M of net new capital in Q3 2013, opening 203 new positions and adding to 668 existing holdings. Its largest new stake was Nabors Industries: 18,765 shares worth $15.1M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Energy and Healthcare.

On the sell side, the largest reduction was Vanguard FTSE All-World ex-US ETF, an estimated $31.3M trimmed.

  • Stifel Nicolaus & Co's largest Q3 2013 buy was Nabors Industries: 18,765 shares worth $15.1M.
  • Stifel Nicolaus & Co added most to Stifel in Q3 2013, an estimated $94.2M increase.
  • Stifel Nicolaus & Co's biggest Q3 2013 reduction was Vanguard FTSE All-World ex-US ETF, cutting an estimated $31.3M.
  • Stifel Nicolaus & Co fully exited WisdomTree Europe Hedged Equity Fund in Q3 2013, selling an estimated $11.5M.
  • Stifel Nicolaus & Co's ten largest holdings make up 16% of its $6.04B portfolio in Q3 2013.
  • Stifel Nicolaus & Co opened 203 new positions and closed 104 in Q3 2013.
  • Stifel Nicolaus & Co's portfolio value rose 9.5% quarter-over-quarter to $6.04B.

Based on Stifel Nicolaus & Co's 13F filing for Q3 2013, filed 13 Nov 2013.