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SNC

Stifel Nicolaus & Co Portfolio holdings

AUM $6.04B
This Fund
S&P 500
This Quarter Est. Return
+5.79%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.04B
AUM Growth
+$523M
Cap. Flow
+$277M
Cap. Flow %
4.59%
Top 10 Hldgs %
16.2%
Holding
1,579
New
203
Increased
668
Reduced
540
Closed
104

Top Buys

Rank Stock Value
1
SF
Stifel
SF
+$94.2M
2
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$40.4M
3
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$26.3M
4
BMO icon
Bank of Montreal
BMO
+$22.1M
5
MSFT icon
Microsoft
MSFT
+$20.5M

Top Sells

Rank Stock Value
1
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$31.3M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$28.3M
3
JNJ icon
Johnson & Johnson
JNJ
+$21M
4
TTE icon
TotalEnergies
TTE
+$19.9M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$18.4M

Sector Composition

Rank Sector Weight
1 Technology 10.78%
2 Energy 8.76%
3 Healthcare 7.99%
4 Industrials 7.84%
5 Consumer Staples 6.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DBC icon
1001
Invesco DB Commodity Index Tracking Fund
DBC
$1.66B
$402K 0.01%
+15,590
New +$407K
BIDU icon
1002
Baidu
BIDU
$38.4B
$400K 0.01%
+2,575
New +$332K
SINA
1003
DELISTED
Sina Corp
SINA
$399K 0.01%
+4,917
New +$361K
EEMV icon
1004
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.46B
$396K 0.01%
6,743
-4,890
-42% -$282K
JJP
1005
DELISTED
iPath Bloomberg Precious Metals Subindex Total Return ETN due June 24, 2038
JJP
$395K 0.01%
5,855
+1,321
+29% +$89.3K
TRIB
1006
Trinity Biotech
TRIB
$7.51M
$395K 0.01%
121
– –
QRE
1007
DELISTED
QR ENERGY LP UNIT LTD PARTNERSHIP INT (DE)
QRE
$394K 0.01%
24,200
+3,331
+16% +$55.7K
TU icon
1008
Telus
TU
$14.9B
$394K 0.01%
23,774
+2,038
+9% +$31.8K
HES
1009
DELISTED
Hess
HES
$392K 0.01%
5,066
-4,616
-48% -$344K
OCR
1010
DELISTED
OMNICARE INC
OCR
$390K 0.01%
+7,033
New +$375K
SI
1011
DELISTED
SIEMENS AKTIENGESELLSCHAFT ADS
SI
$390K 0.01%
3,234
-161
-5% -$17.9K
EEQ
1012
DELISTED
Enbridge Energy Management Llc
EEQ
$389K 0.01%
21,280
-2,186
-9% -$41.7K
TPZ
1013
Tortoise Electrification Infrastructure ETF
TPZ
$126M
$388K 0.01%
15,750
-20,196
-56% -$516K
LIFE
1014
DELISTED
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
$387K 0.01%
5,177
-1,437
-22% -$107K
RHT
1015
DELISTED
Red Hat Inc
RHT
$387K 0.01%
8,391
+1,750
+26% +$88.8K
WHF icon
1016
WhiteHorse Finance
WHF
$140M
$386K 0.01%
25,575
-2,450
-9% -$37.7K
JOY
1017
DELISTED
Joy Global Inc
JOY
$386K 0.01%
7,566
-917
-11% -$46.8K
TGNA
1018
DELISTED
TEGNA Inc
TGNA
$386K 0.01%
27,519
+5,039
+22% +$67.4K
WFC.PRL icon
1019
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.72B
$386K 0.01%
339
-64
-16% -$73.6K
MFIC icon
1020
MidCap Financial Investment
MFIC
$801M
$385K 0.01%
15,741
– –
RSPF icon
1021
Invesco S&P 500 Equal Weight Financials ETF
RSPF
$309M
$383K 0.01%
15,195
-5,609
-27% -$142K
IYC icon
1022
iShares US Consumer Discretionary ETF
IYC
$1.21B
$381K 0.01%
13,868
-34,732
-71% -$935K
SNX icon
1023
TD Synnex
SNX
$20.5B
$381K 0.01%
12,402
+130
+1% +$3.32K
XPH icon
1024
State Street SPDR S&P Pharmaceuticals ETF
XPH
$487M
$380K 0.01%
9,874
-25,488
-72% -$964K
BRY
1025
DELISTED
BERRY PETROLEUM CO CL A
BRY
$380K 0.01%
8,800
+3,300
+60% +$138K
39 40
41
42 43

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FAMT
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QCM
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Stifel Nicolaus & Co's Q3 2013 Portfolio in Review

As of Q3 2013, Stifel Nicolaus & Co held 1,579 positions worth $6.04B, up 9.5% from $5.52B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Stifel Nicolaus & Co deployed $277M of net new capital in Q3 2013, opening 203 new positions and adding to 668 existing holdings. Its largest new stake was Nabors Industries: 18,765 shares worth $15.1M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Energy and Healthcare.

On the sell side, the largest reduction was Vanguard FTSE All-World ex-US ETF, an estimated $31.3M trimmed.

  • Stifel Nicolaus & Co's largest Q3 2013 buy was Nabors Industries: 18,765 shares worth $15.1M.
  • Stifel Nicolaus & Co added most to Stifel in Q3 2013, an estimated $94.2M increase.
  • Stifel Nicolaus & Co's biggest Q3 2013 reduction was Vanguard FTSE All-World ex-US ETF, cutting an estimated $31.3M.
  • Stifel Nicolaus & Co fully exited WisdomTree Europe Hedged Equity Fund in Q3 2013, selling an estimated $11.5M.
  • Stifel Nicolaus & Co's ten largest holdings make up 16% of its $6.04B portfolio in Q3 2013.
  • Stifel Nicolaus & Co opened 203 new positions and closed 104 in Q3 2013.
  • Stifel Nicolaus & Co's portfolio value rose 9.5% quarter-over-quarter to $6.04B.

Based on Stifel Nicolaus & Co's 13F filing for Q3 2013, filed 13 Nov 2013.