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Stifel Nicolaus & Co’s First Trust Water ETF FIW Stock Holding History

Stifel Nicolaus & Co’s Portfolio FIW Stock Details FIW Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2013
Q3 		$300K Sell
9,533
-4,111
-30% -$122K 0.01% 1150
2013
Q2 		$378K Buy
+13,644
New +$384K 0.01% 973

Other funds holding FIW

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
BFA
Beaumont Financial Advisors Needham, Massachusetts $1.46B AUM 21.07% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
Envestnet Asset Management
Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return
U
UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return
LTFS
Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
JP Morgan Chase
JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Stifel Nicolaus & Co's FIW Position: Q3 2013 in Review

Stifel Nicolaus & Co reduced its First Trust Water ETF (FIW) stake by 30% in Q3 2013, selling an estimated $122K and leaving 9,533 shares worth $300K. The position accounts for 0.01% of the portfolio, ranked #1150.

Stifel Nicolaus & Co first reported a position in FIW in Q2 2013 and has held it in 2 quarters since. The position peaked at $378K in Q2 2013. 29 funds tracked by Wall St. Rank hold FIW as of Q3 2013.

  • Stifel Nicolaus & Co held 9,533 shares of First Trust Water ETF worth $300K as of Q3 2013.
  • Stifel Nicolaus & Co sold 4,111 First Trust Water ETF shares in Q3 2013, an estimated $122K.
  • First Trust Water ETF made up 0.01% of Stifel Nicolaus & Co's portfolio in Q3 2013, its #1150 holding.
  • Stifel Nicolaus & Co first reported a position in First Trust Water ETF in Q2 2013 and has held it in 2 quarters since.
  • Stifel Nicolaus & Co's First Trust Water ETF position peaked at $378K in Q2 2013.
  • 29 funds tracked by Wall St. Rank held First Trust Water ETF as of Q3 2013.

Based on Stifel Nicolaus & Co's 13F filing for Q3 2013, filed 13 Nov 2013.