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First Trust Water ETF
FIW

Overview Fund Activity

29 hedge funds and large institutions have $75.2M invested in First Trust Water ETF in 2013 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 11 increasing their positions, 8 reducing their positions, and 5 closing their positions.

Holders
29
Holders Change
–
Holders Change %
0%
% of All Funds
0.94%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
11
Reduced
8
Closed
5
Calls
–
Puts
$742K
Net Calls
-$742K
Net Calls Change
-$986K

Top Buyers

1
Bank of America
1
Bank of America
North Carolina
$6.67M
2
Janney Montgomery Scott
2
Janney Montgomery Scott
Pennsylvania
$1.19M
3
Wells Fargo
3
Wells Fargo
California
$8.18M
4
Morgan Stanley
4
Morgan Stanley
New York
$23.2M
5
RJA
5
Raymond James & Associates
Florida
$1.22M

Top Sellers

1
BFA
1
Beaumont Financial Advisors
Massachusetts
$12.8M
2
Envestnet Asset Management
2
Envestnet Asset Management
Illinois
$6.37M
3
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$1.28M
4
LTFS
4
Ladenburg Thalmann Financial Services
Florida
$1.66M
5
CS
5
Credit Suisse
Switzerland
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$23.2M 738,967 +21,273 +3%
BFA
2
Beaumont Financial Advisors
Massachusetts
$12.8M 405,488 -312,388 -44%
Wells Fargo
3
Wells Fargo
California
$8.18M 260,105 +33,003 +15%
Bank of America
4
Bank of America
North Carolina
$6.67M 212,001 +40,576 +24%
Envestnet Asset Management
5
Envestnet Asset Management
Illinois
$6.37M 202,482 -132,055 -39%
U
6
UBS
Switzerland
$6.29M 199,778 +14,129 +8%
LTFS
7
Ladenburg Thalmann Financial Services
Florida
$1.66M 52,701 -54,016 -51%
LPL Financial
8
LPL Financial
California
$1.57M 50,103 +14,903 +42%
JPMorgan Chase & Co
9
JPMorgan Chase & Co
New York
$1.53M 48,500 +4,358 +10%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$1.28M 40,589 -61,846 -60%
RJA
11
Raymond James & Associates
Florida
$1.22M 38,752 +15,813 +69%
Janney Montgomery Scott
12
Janney Montgomery Scott
Pennsylvania
$1.19M 37,751 +37,751 New
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$559K 17,769 +6,170 +53%
Susquehanna International Group
14
Susquehanna International Group
Pennsylvania
$474K 15,078 -29,705 -66%
OC
15
Oppenheimer & Co
New York
$363K 11,535 -5,573 -33%
Citigroup
16
Citigroup
New York
$327K 10,414 +5,304 +104%
SNC
17
Stifel Nicolaus & Co
Missouri
$300K 9,533 -4,111 -30%
Ameriprise
18
Ameriprise
Minnesota
$278K 8,838 +2,272 +35%
FAAS
19
First Allied Advisory Services
California
$248K 7,895 +7,895 New
MCM
20
Murphy Capital Management
New Jersey
$232K 7,380 +7,380 New
Deutsche Bank
21
Deutsche Bank
Germany
$197K 6,276 +2,937 +88%
BRWA
22
B. Riley Wealth Advisors
Florida
$176K 5,600 – –
FANJ
23
Financial Architects (New Jersey)
New Jersey
$34K 1,100 -500 -31%
WA
24
WFG Advisors
Texas
$16K 500 – –
MA
25
MUFG Americas
New York
$13K 400 +400 New
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