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First Trust Water ETF

124 hedge funds and large institutions have $316M invested in First Trust Water ETF in 2020 Q4 according to their latest regulatory filings, with 26 funds opening new positions, 49 increasing their positions, 25 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

271% more first-time investments, than exits

New positions opened: 26 | Existing positions closed: 7

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

96% more repeat investments, than reductions

Existing positions increased: 49 | Existing positions reduced: 25

44% more capital invested

Capital invested by funds: $220M → $316M (+$96.1M)

13% more funds holding

Funds holding: 110124 (+14)

2.24% more ownership

Funds ownership: 43.67%45.91% (+2.2%)

54% less call options, than puts

Call options by funds: $216K | Put options by funds: $469K

Holders
124
Holders Change
+14
Holders Change %
+12.73%
% of All Funds
2.19%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.04%
New
26
Increased
49
Reduced
25
Closed
7
Calls
$216K
Puts
$469K
Net Calls
-$253K
Net Calls Change
+$19K
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$49.4M +$261K +3,871 +0.6%
UBS Group
2
UBS Group
Switzerland
$24M +$3.88M +57,455 +21%
Bank of America
3
Bank of America
North Carolina
$20.8M +$765K +11,324 +4%
Wells Fargo
4
Wells Fargo
California
$20.3M +$5M +74,044 +36%
MFM
5
MD Financial Management
Ontario, Canada
$16M -$926K -13,719 -6%
GM
6
Granger Management
New York
$15.7M +$14.7M +217,160 New
BHB
7
Bank Hapoalim BM
Israel
$14.6M
PL
8
Polianta Ltd
Jersey
$14.6M
LPL Financial
9
LPL Financial
California
$11.7M +$1.39M +20,576 +15%
DADC
10
D.A. Davidson & Co
Montana
$8.59M +$220K +3,263 +3%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$8.54M +$40.8K +605 +0.5%
CCA
12
Clearwater Capital Advisors
Illinois
$6.97M +$884K +13,087 +16%
US Bancorp
13
US Bancorp
Minnesota
$6.97M -$3.76M -55,646 -37%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$5.6M -$180K -2,669 -3%
RJFSA
15
Raymond James Financial Services Advisors
Florida
$5.21M +$275K +4,068 +6%
Osaic Holdings
16
Osaic Holdings
Arizona
$4.87M +$1.06M +15,636 +30%
Envestnet Asset Management
17
Envestnet Asset Management
Illinois
$4.74M +$448K +6,629 +11%
RJA
18
Raymond James & Associates
Florida
$4.26M -$314K -4,645 -7%
Truist Financial
19
Truist Financial
North Carolina
$4.04M +$139K +2,056 +4%
BA
20
Bridge Advisory
California
$3.75M +$3.51M +51,957 New
SPIA
21
Steward Partners Investment Advisory
New York
$3.71M +$1.04M +15,466 +43%
PA
22
Prism Advisors
California
$3.13M -$53.7K -796 -2%
Ameriprise
23
Ameriprise
Minnesota
$2.62M +$535K +7,924 +28%
OC
24
Oppenheimer & Co
New York
$2.53M -$133K -1,965 -5%
Cambridge Investment Research Advisors
25
Cambridge Investment Research Advisors
Iowa
$2.33M +$240K +3,551 +12%

FIW Hedge Fund Activity: Q4 2020 in Review

124 of the 5,652 institutional investors tracked by Wall St. Rank reported a position in First Trust Water ETF (FIW) for Q4 2020, worth a combined $316M — up 44% from $220M a quarter earlier.

Buyers outnumbered sellers: 26 funds opened new FIW positions and 7 closed out — a net gain of 19 holders — while 49 added to existing stakes and 25 trimmed.

The largest buyer was Wells Fargo, adding an estimated $5M. The largest seller was US Bancorp, cutting an estimated $3.76M.

  • 124 institutional investors held First Trust Water ETF (FIW) as of Q4 2020, up from 110 in Q3 2020.
  • Funds reported $316M of First Trust Water ETF stock for Q4 2020, up 44% quarter-over-quarter.
  • 26 funds opened new First Trust Water ETF positions in Q4 2020 and 7 closed out, a net change of +19 holders.
  • The largest First Trust Water ETF buyer in Q4 2020 was Wells Fargo, an estimated $5M added.
  • The largest First Trust Water ETF seller in Q4 2020 was US Bancorp, an estimated $3.76M sold.

Based on aggregated 13F filings for Q4 2020.