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First Trust Water ETF

39 hedge funds and large institutions have $26.3M invested in First Trust Water ETF in 2016 Q1 according to their latest regulatory filings, with 4 funds opening new positions, 11 increasing their positions, 14 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 2

5% more funds holding

Funds holding: 3739 (+2)

2.52% less ownership

Funds ownership: 27.33%24.81% (-2.5%)

7% less capital invested

Capital invested by funds: $28.2M → $26.3M (-$1.92M)

21% less repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 14

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $652K

Holders
39
Holders Change
+2
Holders Change %
+5.41%
% of All Funds
1.04%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
11
Reduced
14
Closed
2
Calls
Puts
$652K
Net Calls
-$652K
Net Calls Change
-$441K
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$6.49M -$3.17M -105,390 -35%
UBS Group
2
UBS Group
Switzerland
$3.81M -$461K -15,334 -12%
LPL Financial
3
LPL Financial
California
$2.56M +$1.01M +33,757 +75%
Wells Fargo
4
Wells Fargo
California
$1.89M +$417K +13,872 +32%
Comerica Bank
5
Comerica Bank
Texas
$1.79M +$1.17M +38,995 +281%
Bank of America
6
Bank of America
North Carolina
$1.79M +$373K +12,410 +30%
US Bancorp
7
US Bancorp
Minnesota
$1.47M +$490K +16,305 +58%
CPIG
8
Chicago Partners Investment Group
Illinois
$895K +$1.56K +52 +0.2%
TAM
9
Tocqueville Asset Management
New York
$773K -$668K -22,225 -49%
VKH
10
Virtu KCG Holdings
New York
$765K -$326K -10,867 -32%
RJA
11
Raymond James & Associates
Florida
$740K +$671K +22,344 New
Jane Street
12
Jane Street
New York
$522K -$641K -21,330 -57%
CWM
13
Confluence Wealth Management
Oregon
$472K -$26.7K -889 -6%
RJFSA
14
Raymond James Financial Services Advisors
Florida
$394K -$11.8K -394 -3%
Susquehanna International Group
15
Susquehanna International Group
Pennsylvania
$338K +$22.4K +747 +8%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$333K -$345K -11,487 -53%
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$264K -$14.9K -495 -6%
Goldman Sachs
18
Goldman Sachs
New York
$261K -$45.6K -1,519 -16%
Manulife (Manufacturers Life Insurance)
19
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$160K -$3.79K -126 -3%
PNC Financial Services Group
20
PNC Financial Services Group
Pennsylvania
$122K +$30 +1 +0%
LTFS
21
Ladenburg Thalmann Financial Services
Florida
$117K +$30 +1 +0%
WA
22
WFG Advisors
Texas
$75K +$15K +500 +28%
ASN
23
Advisory Services Network
Georgia
$47K +$60 +2 +0.1%
Citigroup
24
Citigroup
New York
$44K -$30 -1 -0.1%
WEC
25
Winslow Evans & Crocker
Massachusetts
$43K

FIW Hedge Fund Activity: Q1 2016 in Review

39 of the 3,754 institutional investors tracked by Wall St. Rank reported a position in First Trust Water ETF (FIW) for Q1 2016, worth a combined $26.3M — down 6.8% from $28.2M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new FIW positions and 2 closed out — a net gain of 2 holders — while 11 added to existing stakes and 14 trimmed.

The largest buyer was Comerica Bank, adding an estimated $1.17M. The largest seller was Morgan Stanley, cutting an estimated $3.17M.

  • 39 institutional investors held First Trust Water ETF (FIW) as of Q1 2016, up from 37 in Q4 2015.
  • Funds reported $26.3M of First Trust Water ETF stock for Q1 2016, down 6.8% quarter-over-quarter.
  • 4 funds opened new First Trust Water ETF positions in Q1 2016 and 2 closed out, a net change of +2 holders.
  • The largest First Trust Water ETF buyer in Q1 2016 was Comerica Bank, an estimated $1.17M added.
  • The largest First Trust Water ETF seller in Q1 2016 was Morgan Stanley, an estimated $3.17M sold.

Based on aggregated 13F filings for Q1 2016.