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First Trust Water ETF

45 hedge funds and large institutions have $114M invested in First Trust Water ETF in 2014 Q2 according to their latest regulatory filings, with 9 funds opening new positions, 19 increasing their positions, 10 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 3

90% more repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 10

15% more funds holding

Funds holding: 3945 (+6)

3% more capital invested

Capital invested by funds: $110M → $114M (+$3.75M)

0.1% less ownership

Funds ownership: 55.65%55.56% (-0.1%)

45% less call options, than puts

Call options by funds: $1.3M | Put options by funds: $2.34M

Holders
45
Holders Change
+6
Holders Change %
+15.38%
% of All Funds
1.29%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
9
Increased
19
Reduced
10
Closed
3
Calls
$1.3M
Puts
$2.34M
Net Calls
-$1.05M
Net Calls Change
-$500K
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$33.6M +$749K +22,078 +2%
BFA
2
Beaumont Financial Advisors
Massachusetts
$16.9M -$644K -18,983 -4%
Bank of America
3
Bank of America
North Carolina
$11.9M +$76.2K +2,246 +0.7%
U
4
UBS
Switzerland
$11.8M +$845K +24,903 +8%
Wells Fargo
5
Wells Fargo
California
$11.8M -$337K -9,926 -3%
Envestnet Asset Management
6
Envestnet Asset Management
Illinois
$8.07M -$584K -17,210 -7%
LTFS
7
Ladenburg Thalmann Financial Services
Florida
$2.9M +$161K +4,733 +6%
LPL Financial
8
LPL Financial
California
$2.08M +$219K +6,453 +12%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$1.61M -$92.7K -2,732 -6%
Janney Montgomery Scott
10
Janney Montgomery Scott
Pennsylvania
$1.47M +$65.3K +1,925 +5%
RJA
11
Raymond James & Associates
Florida
$1.3M -$360K -10,598 -22%
VKH
12
Virtu KCG Holdings
New York
$1.13M +$1.11M +32,644 New
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$1.01M +$15.8K +465 +2%
BCM
14
Beck Capital Management
Texas
$907K -$7.97K -235 -0.9%
Jane Street
15
Jane Street
New York
$875K +$859K +25,308 New
Ameriprise
16
Ameriprise
Minnesota
$868K +$468K +13,810 +122%
CWM
17
Confluence Wealth Management
Oregon
$685K +$183K +5,407 +37%
OC
18
Oppenheimer & Co
New York
$600K +$207K +6,098 +54%
Susquehanna International Group
19
Susquehanna International Group
Pennsylvania
$491K +$217K +6,400 +82%
JP Morgan Chase
20
JP Morgan Chase
New York
$474K -$92.4K -2,724 -17%
BRWA
21
B. Riley Wealth Advisors
Florida
$414K +$506K +14,923 +243%
Deutsche Bank
22
Deutsche Bank
Germany
$382K +$223K +6,564 +146%
FAAS
23
First Allied Advisory Services
California
$309K -$15.5K -457 -5%
TH
24
Timber Hill
Connecticut
$309K +$73.9K +2,178 +32%
Stifel Financial
25
Stifel Financial
Missouri
$294K -$28.4K -836 -9%

FIW Hedge Fund Activity: Q2 2014 in Review

45 of the 3,481 institutional investors tracked by Wall St. Rank reported a position in First Trust Water ETF (FIW) for Q2 2014, worth a combined $114M — up 3.4% from $110M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new FIW positions and 3 closed out — a net gain of 6 holders — while 19 added to existing stakes and 10 trimmed.

The largest buyer was Virtu KCG Holdings, opening a new position worth an estimated $1.11M. The largest seller was Beaumont Financial Advisors, cutting an estimated $644K.

  • 45 institutional investors held First Trust Water ETF (FIW) as of Q2 2014, up from 39 in Q1 2014.
  • Funds reported $114M of First Trust Water ETF stock for Q2 2014, up 3.4% quarter-over-quarter.
  • 9 funds opened new First Trust Water ETF positions in Q2 2014 and 3 closed out, a net change of +6 holders.
  • The largest First Trust Water ETF buyer in Q2 2014 was Virtu KCG Holdings, an estimated $1.11M added.
  • The largest First Trust Water ETF seller in Q2 2014 was Beaumont Financial Advisors, an estimated $644K sold.

Based on aggregated 13F filings for Q2 2014.