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First Trust Water ETF

109 hedge funds and large institutions have $240M invested in First Trust Water ETF in 2019 Q4 according to their latest regulatory filings, with 22 funds opening new positions, 45 increasing their positions, 14 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

450% more first-time investments, than exits

New positions opened: 22 | Existing positions closed: 4

221% more repeat investments, than reductions

Existing positions increased: 45 | Existing positions reduced: 14

50% more funds holding in top 10

Funds holding in top 10: 23 (+1)

16% more funds holding

Funds holding: 94109 (+15)

14% more capital invested

Capital invested by funds: $210M → $240M (+$29.6M)

0.02% less ownership

Funds ownership: 44.97%44.95% (-0.02%)

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $240K

Holders
109
Holders Change
+15
Holders Change %
+15.96%
% of All Funds
2.15%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.06%
New
22
Increased
45
Reduced
14
Closed
4
Calls
Puts
$240K
Net Calls
-$240K
Net Calls Change
+$1.05M
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$40.8M +$672K +11,707 +2%
UBS Group
2
UBS Group
Switzerland
$19.4M -$653K -11,367 -3%
Wells Fargo
3
Wells Fargo
California
$19M +$2.92M +50,839 +19%
Bank of America
4
Bank of America
North Carolina
$18.1M +$189K +3,292 +1%
PL
5
Polianta Ltd
Jersey
$12.1M
US Bancorp
6
US Bancorp
Minnesota
$12M +$1.11M +19,323 +11%
MFM
7
MD Financial Management
Ontario, Canada
$8.59M -$6.08M -105,941 -43%
PS
8
Portfolio Strategies
New York
$8.29M +$2M +34,769 +34%
BHWA
9
Beacon Harbor Wealth Advisors
Virginia
$7.13M +$174K +3,027 +3%
Commonwealth Equity Services
10
Commonwealth Equity Services
Massachusetts
$7.1M +$2.03M +35,390 +43%
BHB
11
Bank Hapoalim BM
Israel
$6.95M +$2.3M +40,000 +53%
DADC
12
D.A. Davidson & Co
Montana
$6M -$79.1K -1,377 -1%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$5.93M +$1.25M +21,691 +28%
RJA
14
Raymond James & Associates
Florida
$4.93M +$59.5K +1,036 +1%
LPL Financial
15
LPL Financial
California
$4.89M +$157K +2,738 +3%
Ameriprise
16
Ameriprise
Minnesota
$3.82M +$232K +4,049 +7%
RJFSA
17
Raymond James Financial Services Advisors
Florida
$3.69M -$2.5M -43,506 -41%
BCM
18
Beck Capital Management
Texas
$3.6M +$3.45M +60,074 New
Envestnet Asset Management
19
Envestnet Asset Management
Illinois
$3.32M +$60.6K +1,056 +2%
OC
20
Oppenheimer & Co
New York
$2.77M +$415K +7,223 +19%
Stifel Financial
21
Stifel Financial
Missouri
$2.71M +$318K +5,547 +14%
Truist Financial
22
Truist Financial
North Carolina
$2.34M +$2.24M +39,056 New
MIAN
23
Mariner Independent Advisor Network
Kansas
$2.08M +$130K +2,272 +7%
CPIG
24
Chicago Partners Investment Group
Illinois
$1.76M +$1.67K +29 +0.1%
Citadel Advisors
25
Citadel Advisors
Florida
$1.73M +$1.65M +28,788 New

FIW Hedge Fund Activity: Q4 2019 in Review

109 of the 5,076 institutional investors tracked by Wall St. Rank reported a position in First Trust Water ETF (FIW) for Q4 2019, worth a combined $240M — up 14% from $210M a quarter earlier.

Buyers outnumbered sellers: 22 funds opened new FIW positions and 4 closed out — a net gain of 18 holders — while 45 added to existing stakes and 14 trimmed.

The largest buyer was Beck Capital Management, opening a new position worth an estimated $3.45M. The largest seller was MD Financial Management, cutting an estimated $6.08M.

  • 109 institutional investors held First Trust Water ETF (FIW) as of Q4 2019, up from 94 in Q3 2019.
  • Funds reported $240M of First Trust Water ETF stock for Q4 2019, up 14% quarter-over-quarter.
  • 22 funds opened new First Trust Water ETF positions in Q4 2019 and 4 closed out, a net change of +18 holders.
  • The largest First Trust Water ETF buyer in Q4 2019 was Beck Capital Management, an estimated $3.45M added.
  • The largest First Trust Water ETF seller in Q4 2019 was MD Financial Management, an estimated $6.08M sold.

Based on aggregated 13F filings for Q4 2019.