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First Trust Water ETF

50 hedge funds and large institutions have $90.2M invested in First Trust Water ETF in 2016 Q4 according to their latest regulatory filings, with 11 funds opening new positions, 20 increasing their positions, 7 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

450% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 2

186% more repeat investments, than reductions

Existing positions increased: 20 | Existing positions reduced: 7

134% more capital invested

Capital invested by funds: $38.6M → $90.2M (+$51.6M)

19% more funds holding

Funds holding: 4250 (+8)

15.39% more ownership

Funds ownership: 25.29%40.68% (+15%)

0% more call options, than puts

Call options by funds: $297K | Put options by funds: $297K

Holders
50
Holders Change
+8
Holders Change %
+19.05%
% of All Funds
1.25%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
11
Increased
20
Reduced
7
Closed
2
Calls
$297K
Puts
$297K
Net Calls
Net Calls Change
+$582K
Name Holding Trade Value Shares
Change
Change in
Stake
UCFA
1
United Capital Financial Advisors
Texas
$26.3M +$25.6M +663,607 New
Morgan Stanley
2
Morgan Stanley
New York
$14.9M +$6.29M +163,300 +77%
UBS Group
3
UBS Group
Switzerland
$9.28M +$3.5M +90,830 +63%
Wells Fargo
4
Wells Fargo
California
$9.09M +$6.28M +163,069 +245%
Bank of America
5
Bank of America
North Carolina
$7.9M +$1.67M +43,427 +28%
US Bancorp
6
US Bancorp
Minnesota
$3.11M +$808K +20,973 +36%
Comerica Bank
7
Comerica Bank
Texas
$2.04M -$15.9K -413 -0.8%
LPL Financial
8
LPL Financial
California
$1.78M -$1.96M -50,842 -53%
Stifel Financial
9
Stifel Financial
Missouri
$1.58M +$1.54M +39,948 New
Commonwealth Equity Services
10
Commonwealth Equity Services
Massachusetts
$1.31M +$123K +3,199 +11%
DADC
11
D.A. Davidson & Co
Montana
$1.29M +$1.25M +32,571 New
RJA
12
Raymond James & Associates
Florida
$1.07M +$664K +17,228 +177%
CPIG
13
Chicago Partners Investment Group
Illinois
$1.04M +$1.31K +34 +0.1%
LTFS
14
Ladenburg Thalmann Financial Services
Florida
$943K +$251K +6,503 +38%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$916K +$614K +15,934 +221%
IFA
16
Interactive Financial Advisors
Illinois
$890K +$523K +13,573 +152%
NCM
17
Niemann Capital Management
Nevada
$815K +$794K +20,598 New
MFS
18
MSI Financial Services
Massachusetts
$625K -$39.6K -1,029 -6%
OC
19
Oppenheimer & Co
New York
$562K +$547K +14,201 New
RJFSA
20
Raymond James Financial Services Advisors
Florida
$545K +$16.4K +425 +3%
TAM
21
Tocqueville Asset Management
New York
$439K +$15.4K +400 +4%
Manulife (Manufacturers Life Insurance)
22
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$438K +$243K +6,318 +133%
CWM
23
Cornerstone Wealth Management
Missouri
$402K +$3.85K +100 +1%
Ameriprise
24
Ameriprise
Minnesota
$375K +$13.6K +353 +4%
CWM
25
Confluence Wealth Management
Oregon
$339K

FIW Hedge Fund Activity: Q4 2016 in Review

50 of the 4,001 institutional investors tracked by Wall St. Rank reported a position in First Trust Water ETF (FIW) for Q4 2016, worth a combined $90.2M — up 134% from $38.6M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new FIW positions and 2 closed out — a net gain of 9 holders — while 20 added to existing stakes and 7 trimmed.

The largest buyer was United Capital Financial Advisors, opening a new position worth an estimated $25.6M. The largest seller was LPL Financial, cutting an estimated $1.96M.

  • 50 institutional investors held First Trust Water ETF (FIW) as of Q4 2016, up from 42 in Q3 2016.
  • Funds reported $90.2M of First Trust Water ETF stock for Q4 2016, up 134% quarter-over-quarter.
  • 11 funds opened new First Trust Water ETF positions in Q4 2016 and 2 closed out, a net change of +9 holders.
  • The largest First Trust Water ETF buyer in Q4 2016 was United Capital Financial Advisors, an estimated $25.6M added.
  • The largest First Trust Water ETF seller in Q4 2016 was LPL Financial, an estimated $1.96M sold.

Based on aggregated 13F filings for Q4 2016.