FIW icon

First Trust Water ETF
FIW

Overview Fund Activity

39 hedge funds and large institutions have $110M invested in First Trust Water ETF in 2014 Q1 according to their latest regulatory filings, with 7 funds opening new positions, 13 increasing their positions, 10 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
39
Holders Change
+6
Holders Change %
+18.18%
% of All Funds
1.13%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
7
Increased
13
Reduced
10
Closed
1
Calls
$1.83M
Puts
$2.38M
Net Calls
-$547K
Net Calls Change
+$593K

Top Buyers

1
Morgan Stanley
Morgan Stanley
New York
+$3.28M
2
U
UBS
Switzerland
+$2.57M
3
Wells Fargo
Wells Fargo
California
+$1.61M
4
Goldman Sachs
Goldman Sachs
New York
+$335K
5
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$269K

Top Sellers

1
BFA
Beaumont Financial Advisors
Massachusetts
-$14.9M
2
Envestnet Asset Management
Envestnet Asset Management
Illinois
-$8.73M
3
LTFS
Ladenburg Thalmann Financial Services
Florida
-$1.78M
4
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$1.26M
5
Bessemer Group
Bessemer Group
New Jersey
-$102K
Name Holding Trade Value Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$32.7M +$3.28M +95,329 +11%
BFA
2
Beaumont Financial Advisors
Massachusetts
$17.5M -$14.9M -431,469 -46%
Wells Fargo
3
Wells Fargo
California
$12.1M +$1.61M +46,684 +15%
Bank of America
4
Bank of America
North Carolina
$11.8M +$201K +5,840 +2%
U
5
UBS
Switzerland
$10.9M +$2.57M +74,687 +31%
Envestnet Asset Management
6
Envestnet Asset Management
Illinois
$8.63M -$8.73M -253,584 -50%
LTFS
7
Ladenburg Thalmann Financial Services
Florida
$2.72M -$1.78M -51,626 -40%
LPL Financial
8
LPL Financial
California
$1.85M -$70.7K -2,052 -4%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$1.7M -$1.26M -36,453 -42%
RJA
10
Raymond James & Associates
Florida
$1.66M -$26.2K -762 -2%
Janney Montgomery Scott
11
Janney Montgomery Scott
Pennsylvania
$1.4M +$35.7K +1,037 +3%
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$990K +$56.2K +1,632 +6%
BCM
13
Beck Capital Management
Texas
$916K -$42.9K -1,240 -4%
JPMorgan Chase & Co
14
JPMorgan Chase & Co
New York
$566K -$94.6K -2,746 -14%
AP
15
Advisors Preferred
Maryland
$508K +$201K +5,823 +65%
CWM
16
Confluence Wealth Management
Oregon
$497K +$497K +14,419 New
Citigroup
17
Citigroup
New York
$403K +$3.44K +100 +0.9%
OC
18
Oppenheimer & Co
New York
$388K -$61.5K -1,784 -14%
Ameriprise
19
Ameriprise
Minnesota
$386K +$62.4K +1,825 +19%
Goldman Sachs
20
Goldman Sachs
New York
$335K +$335K +9,736 New
FAAS
21
First Allied Advisory Services
California
$323K +$51.3K +1,495 +19%
Stifel Financial
22
Stifel Financial
Missouri
$321K +$321K +9,329 New
Susquehanna International Group
23
Susquehanna International Group
Pennsylvania
$269K +$269K +7,800 New
SB
24
Suntrust Banks
Georgia
$258K +$258K +7,520 New
MCM
25
Murphy Capital Management
New Jersey
$254K – – –
1
2