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First Trust Water ETF

33 hedge funds and large institutions have $125M invested in First Trust Water ETF in 2013 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 18 increasing their positions, 2 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

800% more repeat investments, than reductions

Existing positions increased: 18 | Existing positions reduced: 2

167% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 3

66% more capital invested

Capital invested by funds: $75.2M → $125M (+$49.8M)

14% more funds holding

Funds holding: 2933 (+4)

8.83% more ownership

Funds ownership: 54.32%63.15% (+8.8%)

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $1.14M

Holders
33
Holders Change
+4
Holders Change %
+13.79%
% of All Funds
0.96%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.03%
New
8
Increased
18
Reduced
2
Closed
3
Calls
Puts
$1.14M
Net Calls
-$1.14M
Net Calls Change
-$398K
Name Holding Trade Value Shares
Change
Change in
Stake
BFA
1
Beaumont Financial Advisors
Massachusetts
$31.8M +$17.3M +534,636 +132%
Morgan Stanley
2
Morgan Stanley
New York
$28.9M +$3.74M +115,983 +16%
Envestnet Asset Management
3
Envestnet Asset Management
Illinois
$17.1M +$9.74M +301,680 +149%
Bank of America
4
Bank of America
North Carolina
$11.4M +$3.99M +123,708 +58%
Wells Fargo
5
Wells Fargo
California
$10.3M +$1.47M +45,440 +17%
U
6
UBS
Switzerland
$8.23M +$1.4M +43,419 +22%
LTFS
7
Ladenburg Thalmann Financial Services
Florida
$4.42M +$2.52M +77,974 +148%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$2.9M +$1.46M +45,224 +111%
LPL Financial
9
LPL Financial
California
$1.89M +$182K +5,632 +11%
RJA
10
Raymond James & Associates
Florida
$1.66M +$332K +10,276 +27%
Janney Montgomery Scott
11
Janney Montgomery Scott
Pennsylvania
$1.34M +$57.1K +1,770 +5%
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$918K +$302K +9,353 +53%
BCM
13
Beck Capital Management
Texas
$878K +$895K +27,715 New
JP Morgan Chase
14
JP Morgan Chase
New York
$649K -$947K -29,330 -60%
OC
15
Oppenheimer & Co
New York
$441K +$48.7K +1,509 +13%
Citigroup
16
Citigroup
New York
$393K +$38.4K +1,190 +11%
Ameriprise
17
Ameriprise
Minnesota
$320K +$20.4K +631 +7%
AP
18
Advisors Preferred
Maryland
$302K +$288K +8,925 New
FAAS
19
First Allied Advisory Services
California
$269K +$742 +23 +0.3%
MCM
20
Murphy Capital Management
New Jersey
$249K
BRWA
21
B. Riley Wealth Advisors
Florida
$201K +$11.3K +350 +6%
Deutsche Bank
22
Deutsche Bank
Germany
$151K -$57.3K -1,776 -28%
Bessemer Group
23
Bessemer Group
New Jersey
$102K +$96.8K +3,000 New
BCM
24
Blume Capital Management
California
$36K +$33.9K +1,050 New
GT
25
Glenmede Trust
Pennsylvania
$23K +$22.6K +700 New

FIW Hedge Fund Activity: Q4 2013 in Review

33 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in First Trust Water ETF (FIW) for Q4 2013, worth a combined $125M — up 66% from $75.2M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new FIW positions and 3 closed out — a net gain of 5 holders — while 18 added to existing stakes and 2 trimmed.

The largest buyer was Beaumont Financial Advisors, adding an estimated $17.3M. The largest seller was JP Morgan Chase, cutting an estimated $947K.

  • 33 institutional investors held First Trust Water ETF (FIW) as of Q4 2013, up from 29 in Q3 2013.
  • Funds reported $125M of First Trust Water ETF stock for Q4 2013, up 66% quarter-over-quarter.
  • 8 funds opened new First Trust Water ETF positions in Q4 2013 and 3 closed out, a net change of +5 holders.
  • The largest First Trust Water ETF buyer in Q4 2013 was Beaumont Financial Advisors, an estimated $17.3M added.
  • The largest First Trust Water ETF seller in Q4 2013 was JP Morgan Chase, an estimated $947K sold.

Based on aggregated 13F filings for Q4 2013.