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First Trust Water ETF
FIW

Overview Fund Activity

33 hedge funds and large institutions have $125M invested in First Trust Water ETF in 2013 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 18 increasing their positions, 2 reducing their positions, and 3 closing their positions.

Holders
33
Holders Change
+4
Holders Change %
+13.79%
% of All Funds
0.96%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.03%
New
8
Increased
18
Reduced
2
Closed
3
Calls
–
Puts
$1.14M
Net Calls
-$1.14M
Net Calls Change
-$398K

Top Buyers

1
BFA
1
Beaumont Financial Advisors
Massachusetts
$31.8M
2
Envestnet Asset Management
2
Envestnet Asset Management
Illinois
$17.1M
3
Bank of America
3
Bank of America
North Carolina
$11.4M
4
Morgan Stanley
4
Morgan Stanley
New York
$28.9M
5
LTFS
5
Ladenburg Thalmann Financial Services
Florida
$4.42M

Top Sellers

1
JPMorgan Chase & Co
1
JPMorgan Chase & Co
New York
$649K
2
Susquehanna International Group
2
Susquehanna International Group
Pennsylvania
$0
3
Deutsche Bank
3
Deutsche Bank
Germany
$151K
4
FANJ
4
Financial Architects (New Jersey)
New Jersey
$0
5
Nomura Holdings
5
Nomura Holdings
Japan
$0
Name Market Value Shares Shares
Change 		Shares
Change %
BFA
1
Beaumont Financial Advisors
Massachusetts
$31.8M 940,124 +534,636 +132%
Morgan Stanley
2
Morgan Stanley
New York
$28.9M 854,950 +115,983 +16%
Envestnet Asset Management
3
Envestnet Asset Management
Illinois
$17.1M 504,162 +301,680 +149%
Bank of America
4
Bank of America
North Carolina
$11.4M 335,709 +123,708 +58%
Wells Fargo
5
Wells Fargo
California
$10.3M 305,545 +45,440 +17%
U
6
UBS
Switzerland
$8.23M 243,197 +43,419 +22%
LTFS
7
Ladenburg Thalmann Financial Services
Florida
$4.42M 130,675 +77,974 +148%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$2.9M 85,813 +45,224 +111%
LPL Financial
9
LPL Financial
California
$1.89M 55,735 +5,632 +11%
RJA
10
Raymond James & Associates
Florida
$1.66M 49,028 +10,276 +27%
Janney Montgomery Scott
11
Janney Montgomery Scott
Pennsylvania
$1.34M 39,521 +1,770 +5%
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$918K 27,122 +9,353 +53%
BCM
13
Beck Capital Management
Texas
$878K 27,715 +27,715 New
JPMorgan Chase & Co
14
JPMorgan Chase & Co
New York
$649K 19,170 -29,330 -60%
OC
15
Oppenheimer & Co
New York
$441K 13,044 +1,509 +13%
Citigroup
16
Citigroup
New York
$393K 11,604 +1,190 +11%
Ameriprise
17
Ameriprise
Minnesota
$320K 9,469 +631 +7%
AP
18
Advisors Preferred
Maryland
$302K 8,925 +8,925 New
FAAS
19
First Allied Advisory Services
California
$269K 7,918 +23 +0.3%
MCM
20
Murphy Capital Management
New Jersey
$249K 7,380 – –
BRWA
21
B. Riley Wealth Advisors
Florida
$201K 5,950 +350 +6%
Deutsche Bank
22
Deutsche Bank
Germany
$151K 4,500 -1,776 -28%
Bessemer Group
23
Bessemer Group
New Jersey
$102K 3,000 +3,000 New
BCM
24
Blume Capital Management
California
$36K 1,050 +1,050 New
GT
25
Glenmede Trust
Pennsylvania
$23K 700 +700 New
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