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First Trust Water ETF
FIW

Overview Fund Activity

42 hedge funds and large institutions have $38.6M invested in First Trust Water ETF in 2016 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 19 increasing their positions, 10 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
42
Holders Change
-3
Holders Change %
-6.67%
% of All Funds
1.12%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
19
Reduced
10
Closed
6
Calls
–
Puts
$582K
Net Calls
-$582K
Net Calls Change
+$417K

Top Buyers

1
Bank of America
Bank of America
North Carolina
+$1.9M
2
UBS Group
UBS Group
Switzerland
+$873K
3
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
+$648K
4
LTFS
Ladenburg Thalmann Financial Services
Florida
+$486K
5
LPL Financial
LPL Financial
California
+$455K

Top Sellers

1
Citadel Advisors
Citadel Advisors
Florida
-$2.87M
2
SG Americas Securities
SG Americas Securities
New York
-$371K
3
Stifel Financial
Stifel Financial
Missouri
-$282K
4
VKH
Virtu KCG Holdings
New York
-$210K
5
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$193K
Name Holding Trade Value Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$8.06M +$222K +5,870 +3%
Bank of America
2
Bank of America
North Carolina
$5.9M +$1.9M +50,253 +47%
UBS Group
3
UBS Group
Switzerland
$5.44M +$873K +23,085 +19%
LPL Financial
4
LPL Financial
California
$3.55M +$455K +12,238 +15%
Wells Fargo
5
Wells Fargo
California
$2.52M -$98K -2,592 -4%
US Bancorp
6
US Bancorp
Minnesota
$2.18M +$191K +5,044 +10%
Comerica Bank
7
Comerica Bank
Texas
$1.92M +$31.7K +848 +2%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$1.13M +$648K +17,128 +133%
CPIG
9
Chicago Partners Investment Group
Illinois
$996K +$1.85K +49 +0.2%
Susquehanna International Group
10
Susquehanna International Group
Pennsylvania
$941K -$109K -2,874 -10%
LTFS
11
Ladenburg Thalmann Financial Services
Florida
$655K +$486K +12,847 +287%
MFS
12
MSI Financial Services
Massachusetts
$636K +$106K +2,809 +20%
RJFSA
13
Raymond James Financial Services Advisors
Florida
$505K +$32.4K +857 +7%
TAM
14
Tocqueville Asset Management
New York
$404K – – –
CWM
15
Cornerstone Wealth Management
Missouri
$369K +$369K +9,928 New
RJA
16
Raymond James & Associates
Florida
$368K +$113 +3 +0%
Ameriprise
17
Ameriprise
Minnesota
$341K +$21.9K +583 +7%
IFA
18
Interactive Financial Advisors
Illinois
$338K -$43.1K -1,140 -11%
CWM
19
Confluence Wealth Management
Oregon
$324K -$65.7K -1,739 -17%
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$273K -$193K -5,106 -41%
Goldman Sachs
21
Goldman Sachs
New York
$265K -$37.7K -998 -12%
SPC
22
Sigma Planning Corp
Michigan
$264K +$944 +25 +0.4%
FEG
23
Financial Enhancement Group
Indiana
$217K +$217K +5,746 New
Cambridge Investment Research Advisors
24
Cambridge Investment Research Advisors
Iowa
$208K +$208K +5,499 New
Manulife (Manufacturers Life Insurance)
25
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$180K -$1.51K -40 -0.8%
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