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First Trust Water ETF

87 hedge funds and large institutions have $128M invested in First Trust Water ETF in 2019 Q1 according to their latest regulatory filings, with 14 funds opening new positions, 34 increasing their positions, 17 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more repeat investments, than reductions

Existing positions increased: 34 | Existing positions reduced: 17

27% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 11

22% more capital invested

Capital invested by funds: $105M → $128M (+$22.7M)

13% more call options, than puts

Call options by funds: $1.2M | Put options by funds: $1.06M

4% more funds holding

Funds holding: 8487 (+3)

0.06% less ownership

Funds ownership: 36.96%36.9% (-0.06%)

Holders
87
Holders Change
+3
Holders Change %
+3.57%
% of All Funds
1.88%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
14
Increased
34
Reduced
17
Closed
11
Calls
$1.2M
Puts
$1.06M
Net Calls
+$137K
Net Calls Change
-$706K
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$29.5M +$1.38M +28,328 +5%
UBS Group
2
UBS Group
Switzerland
$16.8M -$3.08M -63,094 -16%
Bank of America
3
Bank of America
North Carolina
$14.1M -$204K -4,179 -1%
Wells Fargo
4
Wells Fargo
California
$10.5M +$1.65M +33,812 +20%
US Bancorp
5
US Bancorp
Minnesota
$8.35M +$330K +6,745 +4%
Commonwealth Equity Services
6
Commonwealth Equity Services
Massachusetts
$4.49M +$1.98M +40,562 +86%
RJA
7
Raymond James & Associates
Florida
$3.98M +$812K +16,612 +27%
LPL Financial
8
LPL Financial
California
$2.89M +$432K +8,830 +19%
Envestnet Asset Management
9
Envestnet Asset Management
Illinois
$2.83M +$143K +2,927 +6%
RJFSA
10
Raymond James Financial Services Advisors
Florida
$2.83M +$104K +2,132 +4%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$2.34M -$742K -15,186 -25%
Stifel Financial
12
Stifel Financial
Missouri
$2.09M -$28.5K -584 -1%
OC
13
Oppenheimer & Co
New York
$2.07M +$634K +12,976 +47%
SB
14
Suntrust Banks
Georgia
$1.94M +$155K +3,177 +9%
Susquehanna International Group
15
Susquehanna International Group
Pennsylvania
$1.82M +$1.52M +31,031 +662%
MML Investors Services
16
MML Investors Services
Massachusetts
$1.75M -$508K -10,397 -23%
Citadel Advisors
17
Citadel Advisors
Florida
$1.53M -$1.67M -34,078 -53%
CPIG
18
Chicago Partners Investment Group
Illinois
$1.46M +$2.35K +48 +0.2%
IFA
19
Interactive Financial Advisors
Illinois
$1.17M -$29K -593 -3%
CWM
20
Cornerstone Wealth Management
Missouri
$1.11M -$21K -430 -5%
SWP
21
Stratos Wealth Partners
Ohio
$1.04M +$486K +9,943 +96%
Ameriprise
22
Ameriprise
Minnesota
$950K +$82.7K +1,691 +10%
Cambridge Investment Research Advisors
23
Cambridge Investment Research Advisors
Iowa
$931K +$200K +4,093 +29%
LTFS
24
Ladenburg Thalmann Financial Services
Florida
$909K +$70.5K +1,442 +9%
AWA
25
Acorn Wealth Advisors
Michigan
$839K +$1.86K +38 +0.2%

FIW Hedge Fund Activity: Q1 2019 in Review

87 of the 4,621 institutional investors tracked by Wall St. Rank reported a position in First Trust Water ETF (FIW) for Q1 2019, worth a combined $128M — up 22% from $105M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new FIW positions and 11 closed out — a net gain of 3 holders — while 34 added to existing stakes and 17 trimmed.

The largest buyer was Commonwealth Equity Services, adding an estimated $1.98M. The largest seller was UBS Group, cutting an estimated $3.08M.

  • 87 institutional investors held First Trust Water ETF (FIW) as of Q1 2019, up from 84 in Q4 2018.
  • Funds reported $128M of First Trust Water ETF stock for Q1 2019, up 22% quarter-over-quarter.
  • 14 funds opened new First Trust Water ETF positions in Q1 2019 and 11 closed out, a net change of +3 holders.
  • The largest First Trust Water ETF buyer in Q1 2019 was Commonwealth Equity Services, an estimated $1.98M added.
  • The largest First Trust Water ETF seller in Q1 2019 was UBS Group, an estimated $3.08M sold.

Based on aggregated 13F filings for Q1 2019.