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First Trust Water ETF

45 hedge funds and large institutions have $35.5M invested in First Trust Water ETF in 2016 Q2 according to their latest regulatory filings, with 10 funds opening new positions, 18 increasing their positions, 8 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

150% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 4

125% more repeat investments, than reductions

Existing positions increased: 18 | Existing positions reduced: 8

35% more capital invested

Capital invested by funds: $26.3M → $35.5M (+$9.24M)

15% more funds holding

Funds holding: 3945 (+6)

3.18% more ownership

Funds ownership: 24.81%27.98% (+3.2%)

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $999K

Holders
45
Holders Change
+6
Holders Change %
+15.38%
% of All Funds
1.2%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
10
Increased
18
Reduced
8
Closed
4
Calls
Puts
$999K
Net Calls
-$999K
Net Calls Change
-$347K
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$7.29M +$393K +11,345 +6%
UBS Group
2
UBS Group
Switzerland
$4.24M +$197K +5,700 +5%
Bank of America
3
Bank of America
North Carolina
$3.72M +$1.79M +51,830 +96%
LPL Financial
4
LPL Financial
California
$2.92M +$147K +4,243 +5%
Citadel Advisors
5
Citadel Advisors
Florida
$2.87M +$2.83M +81,647 New
Wells Fargo
6
Wells Fargo
California
$2.44M +$421K +12,148 +21%
Comerica Bank
7
Comerica Bank
Texas
$1.87M -$83.9K -2,423 -5%
US Bancorp
8
US Bancorp
Minnesota
$1.85M +$278K +8,024 +18%
Susquehanna International Group
9
Susquehanna International Group
Pennsylvania
$977K +$608K +17,566 +172%
CPIG
10
Chicago Partners Investment Group
Illinois
$925K -$25.2K -728 -3%
MFS
11
MSI Financial Services
Massachusetts
$493K +$482K +13,908 +13,908%
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$452K +$170K +4,897 +61%
RJFSA
13
Raymond James Financial Services Advisors
Florida
$440K +$20.8K +600 +5%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$433K +$77.2K +2,230 +22%
TAM
15
Tocqueville Asset Management
New York
$376K -$439K -12,665 -54%
SG Americas Securities
16
SG Americas Securities
New York
$371K +$365K +10,553 New
SG
17
Societe Generale
$371K +$365K +10,553 New
CWM
18
Confluence Wealth Management
Oregon
$363K -$137K -3,957 -28%
IFA
19
Interactive Financial Advisors
Illinois
$354K +$349K +10,073 New
RJA
20
Raymond James & Associates
Florida
$342K -$437K -12,617 -56%
Ameriprise
21
Ameriprise
Minnesota
$296K +$294K +8,476 New
Goldman Sachs
22
Goldman Sachs
New York
$282K +$4.57K +132 +2%
Stifel Financial
23
Stifel Financial
Missouri
$282K +$276K +7,981 New
SPC
24
Sigma Planning Corp
Michigan
$245K +$241K +6,968 New
VKH
25
Virtu KCG Holdings
New York
$210K -$593K -17,128 -74%

FIW Hedge Fund Activity: Q2 2016 in Review

45 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in First Trust Water ETF (FIW) for Q2 2016, worth a combined $35.5M — up 35% from $26.3M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new FIW positions and 4 closed out — a net gain of 6 holders — while 18 added to existing stakes and 8 trimmed.

The largest buyer was Citadel Advisors, opening a new position worth an estimated $2.83M. The largest seller was Virtu KCG Holdings, cutting an estimated $593K.

  • 45 institutional investors held First Trust Water ETF (FIW) as of Q2 2016, up from 39 in Q1 2016.
  • Funds reported $35.5M of First Trust Water ETF stock for Q2 2016, up 35% quarter-over-quarter.
  • 10 funds opened new First Trust Water ETF positions in Q2 2016 and 4 closed out, a net change of +6 holders.
  • The largest First Trust Water ETF buyer in Q2 2016 was Citadel Advisors, an estimated $2.83M added.
  • The largest First Trust Water ETF seller in Q2 2016 was Virtu KCG Holdings, an estimated $593K sold.

Based on aggregated 13F filings for Q2 2016.