Confluence Wealth Management’s First Trust Water ETF FIW Stock Holding History

Confluence Wealth Management’s Portfolio FIW Stock Details FIW Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-5,715	Closed	-$275K	–	118
2018 Q2	$275K	Sell	5,715 -232	-4%	-$11.2K	0.15%	105
2018 Q1	$284K	Hold	5,947	–	–	0.15%	103
2017 Q4	$290K	Sell	5,947 -1,482	-20%	-$70.1K	0.14%	102
2017 Q3	$337K	Sell	7,429 -292	-4%	-$12.7K	0.17%	98
2017 Q2	$330K	Sell	7,721 -855	-10%	-$36.2K	0.16%	102
2017 Q1	$357K	Hold	8,576	–	–	0.18%	97
2016 Q4	$339K	Hold	8,576	–	–	0.17%	104
2016 Q3	$324K	Sell	8,576 -1,739	-17%	-$64.1K	0.16%	110
2016 Q2	$363K	Sell	10,315 -3,957	-28%	-$137K	0.18%	102
2016 Q1	$472K	Sell	14,272 -889	-6%	-$26.7K	0.21%	96
2015 Q4	$457K	Sell	15,161 -1,166	-7%	-$35K	0.22%	90
2015 Q3	$450K	Sell	16,327 -1,957	-11%	-$57.6K	0.24%	84
2015 Q2	$573K	Sell	18,284 -605	-3%	-$19.4K	0.31%	70
2015 Q1	$597K	Sell	18,889 -364	-2%	-$11.7K	0.35%	68
2014 Q4	$649K	Buy	19,253 +621	+3%	+$20.4K	0.41%	59
2014 Q3	$592K	Sell	18,632 -1,194	-6%	-$39.6K	0.4%	59
2014 Q2	$685K	Buy	19,826 +5,407	+37%	+$183K	0.39%	62
2014 Q1	$497K	Buy	+14,419	New	+$483K	0.37%	58

Other funds holding FIW

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Forefront Analytics West Conshohocken, Pennsylvania $92M AUM 25.18% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

US Bancorp Minneapolis, Minnesota $92B AUM 22.91% 1-Year Est. Return

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Segment Wealth Management Houston, Texas $1.94B AUM 22.24% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $77B AUM 19.24% 1-Year Est. Return

Confluence Wealth Management's FIW Position: Q3 2018 in Review

Confluence Wealth Management sold out of First Trust Water ETF (FIW) in Q3 2018, closing a stake of 5,715 shares — an estimated $275K sold.

Confluence Wealth Management first reported a position in FIW in Q1 2014 and held it in 18 quarters. The position peaked at $685K in Q2 2014. 83 funds tracked by Wall St. Rank hold FIW as of Q3 2018.

Confluence Wealth Management reported no remaining First Trust Water ETF position as of Q3 2018 after selling out during the quarter.
Confluence Wealth Management sold 5,715 First Trust Water ETF shares in Q3 2018, an estimated $275K.
Confluence Wealth Management first reported a position in First Trust Water ETF in Q1 2014 and held it in 18 quarters.
Confluence Wealth Management's First Trust Water ETF position peaked at $685K in Q2 2014.
83 funds tracked by Wall St. Rank held First Trust Water ETF as of Q3 2018.

Based on Confluence Wealth Management's 13F filing for Q3 2018, filed 23 Oct 2018.