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First Trust Water ETF

66 hedge funds and large institutions have $102M invested in First Trust Water ETF in 2017 Q4 according to their latest regulatory filings, with 14 funds opening new positions, 30 increasing their positions, 8 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

367% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 3

275% more repeat investments, than reductions

Existing positions increased: 30 | Existing positions reduced: 8

20% more funds holding

Funds holding: 5566 (+11)

17% more capital invested

Capital invested by funds: $87.1M → $102M (+$14.9M)

0.46% more ownership

Funds ownership: 34.01%34.47% (+0.46%)

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $2.81M

Holders
66
Holders Change
+11
Holders Change %
+20%
% of All Funds
1.5%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
14
Increased
30
Reduced
8
Closed
3
Calls
Puts
$2.81M
Net Calls
-$2.81M
Net Calls Change
-$1.63M
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$22.8M +$750K +15,864 +4%
UBS Group
2
UBS Group
Switzerland
$17.5M +$406K +8,581 +2%
Wells Fargo
3
Wells Fargo
California
$15.1M +$1.25M +26,466 +9%
Bank of America
4
Bank of America
North Carolina
$7.84M +$79.3K +1,676 +1%
US Bancorp
5
US Bancorp
Minnesota
$5.68M +$488K +10,323 +10%
RJFSA
6
Raymond James Financial Services Advisors
Florida
$2.47M +$68.8K +1,454 +3%
Commonwealth Equity Services
7
Commonwealth Equity Services
Massachusetts
$2.11M +$176K +3,716 +9%
Stifel Financial
8
Stifel Financial
Missouri
$2.02M +$45.4K +959 +2%
Susquehanna International Group
9
Susquehanna International Group
Pennsylvania
$2.01M +$1.95M +41,297 New
Jane Street
10
Jane Street
New York
$1.95M +$759K +16,051 +67%
RJA
11
Raymond James & Associates
Florida
$1.85M +$74.8K +1,581 +4%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$1.75M +$494K +10,441 +41%
SWM
13
Segment Wealth Management
Texas
$1.65M +$925K +19,565 +137%
LPL Financial
14
LPL Financial
California
$1.56M +$53.3K +1,128 +4%
CPIG
15
Chicago Partners Investment Group
Illinois
$1.38M +$1.7K +36 +0.1%
OC
16
Oppenheimer & Co
New York
$1.37M +$367K +7,766 +38%
IFA
17
Interactive Financial Advisors
Illinois
$1.26M -$95.2K -2,012 -7%
DADC
18
D.A. Davidson & Co
Montana
$1.16M +$5.96K +126 +0.5%
Comerica Bank
19
Comerica Bank
Texas
$922K -$1.29M -27,331 -60%
MML Investors Services
20
MML Investors Services
Massachusetts
$893K +$193K +4,077 +29%
JP Morgan Chase
21
JP Morgan Chase
New York
$799K +$220K +4,650 +40%
AWA
22
Acorn Wealth Advisors
Michigan
$785K +$759K +16,043 New
Ameriprise
23
Ameriprise
Minnesota
$777K +$72.6K +1,535 +11%
Janney Montgomery Scott
24
Janney Montgomery Scott
Pennsylvania
$599K +$54.5K +1,153 +10%
LTFS
25
Ladenburg Thalmann Financial Services
Florida
$595K +$40.3K +853 +8%

FIW Hedge Fund Activity: Q4 2017 in Review

66 of the 4,410 institutional investors tracked by Wall St. Rank reported a position in First Trust Water ETF (FIW) for Q4 2017, worth a combined $102M — up 17% from $87.1M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new FIW positions and 3 closed out — a net gain of 11 holders — while 30 added to existing stakes and 8 trimmed.

The largest buyer was Susquehanna International Group, opening a new position worth an estimated $1.95M. The largest seller was Comerica Bank, cutting an estimated $1.29M.

  • 66 institutional investors held First Trust Water ETF (FIW) as of Q4 2017, up from 55 in Q3 2017.
  • Funds reported $102M of First Trust Water ETF stock for Q4 2017, up 17% quarter-over-quarter.
  • 14 funds opened new First Trust Water ETF positions in Q4 2017 and 3 closed out, a net change of +11 holders.
  • The largest First Trust Water ETF buyer in Q4 2017 was Susquehanna International Group, an estimated $1.95M added.
  • The largest First Trust Water ETF seller in Q4 2017 was Comerica Bank, an estimated $1.29M sold.

Based on aggregated 13F filings for Q4 2017.