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First Trust Water ETF

84 hedge funds and large institutions have $105M invested in First Trust Water ETF in 2018 Q4 according to their latest regulatory filings, with 13 funds opening new positions, 25 increasing their positions, 17 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

47% more repeat investments, than reductions

Existing positions increased: 25 | Existing positions reduced: 17

0% more funds holding

Funds holding: 8484 (0)

0% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 13

6.59% less ownership

Funds ownership: 43.55%36.96% (-6.6%)

24% less capital invested

Capital invested by funds: $139M → $105M (-$34.1M)

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
84
Holders Change
Holders Change %
0%
% of All Funds
1.87%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
13
Increased
25
Reduced
17
Closed
13
Calls
$843K
Puts
Net Calls
+$843K
Net Calls Change
+$1.97M
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$24.1M +$1.26M +26,901 +5%
UBS Group
2
UBS Group
Switzerland
$17.2M +$1.52M +32,591 +9%
Bank of America
3
Bank of America
North Carolina
$12.3M +$6M +128,517 +85%
Wells Fargo
4
Wells Fargo
California
$7.5M -$7.34M -157,180 -48%
US Bancorp
5
US Bancorp
Minnesota
$6.88M +$774K +16,586 +12%
Citadel Advisors
6
Citadel Advisors
Florida
$2.81M +$2.99M +63,988 New
RJA
7
Raymond James & Associates
Florida
$2.69M -$75.5K -1,616 -3%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$2.68M +$382K +8,190 +15%
RJFSA
9
Raymond James Financial Services Advisors
Florida
$2.34M -$282K -6,030 -10%
Envestnet Asset Management
10
Envestnet Asset Management
Illinois
$2.31M +$2.45M +52,536 New
LPL Financial
11
LPL Financial
California
$2.1M +$4.81K +103 +0.2%
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$2.08M -$265K -5,676 -11%
MML Investors Services
13
MML Investors Services
Massachusetts
$1.96M +$1.68K +36 +0.1%
Stifel Financial
14
Stifel Financial
Missouri
$1.81M -$154K -3,309 -7%
SB
15
Suntrust Banks
Georgia
$1.53M +$259K +5,537 +19%
CPIG
16
Chicago Partners Investment Group
Illinois
$1.3M -$186K -3,976 -12%
OC
17
Oppenheimer & Co
New York
$1.21M +$179K +3,840 +16%
IFA
18
Interactive Financial Advisors
Illinois
$1.03M -$78.5K -1,681 -7%
AG
19
Advisor Group
Arizona
$807K +$420K +8,991 +96%
Ameriprise
20
Ameriprise
Minnesota
$742K -$197K -4,218 -20%
AWA
21
Acorn Wealth Advisors
Michigan
$736K -$37.9K -812 -5%
LTFS
22
Ladenburg Thalmann Financial Services
Florida
$717K +$88.4K +1,894 +13%
Cambridge Investment Research Advisors
23
Cambridge Investment Research Advisors
Iowa
$620K -$43K -920 -6%
PAG
24
Private Advisor Group
New Jersey
$585K +$204K +4,365 +49%
DADC
25
D.A. Davidson & Co
Montana
$546K -$671K -14,376 -54%

FIW Hedge Fund Activity: Q4 2018 in Review

84 of the 4,489 institutional investors tracked by Wall St. Rank reported a position in First Trust Water ETF (FIW) for Q4 2018, worth a combined $105M — down 24% from $139M a quarter earlier.

Fund positioning in FIW was balanced in Q4 2018: 13 funds opened new positions, 13 closed out, 25 added to existing stakes and 17 trimmed.

The largest buyer was Bank of America, adding an estimated $6M. The largest seller was Cornerstone Wealth Management, cutting an estimated $19.9M.

  • 84 institutional investors held First Trust Water ETF (FIW) as of Q4 2018, unchanged from Q3 2018.
  • Funds reported $105M of First Trust Water ETF stock for Q4 2018, down 24% quarter-over-quarter.
  • 13 funds opened new First Trust Water ETF positions in Q4 2018 and 13 closed out, a net change of 0 holders.
  • The largest First Trust Water ETF buyer in Q4 2018 was Bank of America, an estimated $6M added.
  • The largest First Trust Water ETF seller in Q4 2018 was Cornerstone Wealth Management, an estimated $19.9M sold.

Based on aggregated 13F filings for Q4 2018.