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First Trust Water ETF

237 hedge funds and large institutions have $755M invested in First Trust Water ETF in 2021 Q4 according to their latest regulatory filings, with 75 funds opening new positions, 88 increasing their positions, 35 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

369% more first-time investments, than exits

New positions opened: 75 | Existing positions closed: 16

151% more repeat investments, than reductions

Existing positions increased: 88 | Existing positions reduced: 35

33% more funds holding in top 10

Funds holding in top 10: 34 (+1)

30% more funds holding

Funds holding: 182237 (+55)

24% more capital invested

Capital invested by funds: $608M → $755M (+$147M)

1.25% less ownership

Funds ownership: 48.73%47.48% (-1.3%)

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $18K

Holders
237
Holders Change
+55
Holders Change %
+30.22%
% of All Funds
3.65%
Holding in Top 10
4
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+33.33%
% of All Funds
0.06%
New
75
Increased
88
Reduced
35
Closed
16
Calls
Puts
$18K
Net Calls
-$18K
Net Calls Change
+$1.2M
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$97.6M +$3.61M +39,696 +4%
LPL Financial
2
LPL Financial
California
$55.2M +$12.2M +134,595 +30%
Bank of America
3
Bank of America
North Carolina
$47.3M +$6.63M +72,890 +17%
UBS Group
4
UBS Group
Switzerland
$40.3M +$2.02M +22,244 +6%
Wells Fargo
5
Wells Fargo
California
$40M +$990K +10,885 +3%
GM
6
Granger Management
New York
$30.4M
MFM
7
MD Financial Management
Ontario, Canada
$19.5M +$88.4K +972 +0.5%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$18.3M +$4.8M +52,722 +37%
Osaic Holdings
9
Osaic Holdings
Arizona
$17.8M +$2.32M +25,495 +16%
BHB
10
Bank Hapoalim BM
Israel
$16M -$15.6M -171,113 -50%
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$16M +$3.27M +35,960 +27%
Envestnet Asset Management
12
Envestnet Asset Management
Illinois
$15M +$1.69M +18,623 +13%
DADC
13
D.A. Davidson & Co
Montana
$14.4M +$444K +4,879 +3%
PAG
14
Private Advisor Group
New Jersey
$13.7M +$1.4M +15,410 +12%
PL
15
Polianta Ltd
Jersey
$13.6M
Truist Financial
16
Truist Financial
North Carolina
$12.7M +$771K +8,472 +7%
PS
17
Portfolio Strategies
New York
$11.6M -$6.88M -75,575 -38%
CCA
18
Clearwater Capital Advisors
Illinois
$11.6M -$13.7K -151 -0.1%
Cambridge Investment Research Advisors
19
Cambridge Investment Research Advisors
Iowa
$11.3M +$5.53M +60,753 +104%
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$11.2M -$281K -3,084 -3%
Stifel Financial
21
Stifel Financial
Missouri
$10.5M +$1.32M +14,505 +15%
Ameriprise
22
Ameriprise
Minnesota
$10.4M +$2.13M +23,415 +27%
RJA
23
Raymond James & Associates
Florida
$10.2M +$920K +10,110 +10%
AWM
24
AE Wealth Management
Kansas
$8.96M +$33.8K +371 +0.4%
US Bancorp
25
US Bancorp
Minnesota
$7.81M -$214K -2,355 -3%

FIW Hedge Fund Activity: Q4 2021 in Review

237 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in First Trust Water ETF (FIW) for Q4 2021, worth a combined $755M — up 24% from $608M a quarter earlier.

Buyers outnumbered sellers: 75 funds opened new FIW positions and 16 closed out — a net gain of 59 holders — while 88 added to existing stakes and 35 trimmed.

The largest buyer was LPL Financial, adding an estimated $12.2M. The largest seller was Bank Hapoalim BM, cutting an estimated $15.6M.

  • 237 institutional investors held First Trust Water ETF (FIW) as of Q4 2021, up from 182 in Q3 2021.
  • Funds reported $755M of First Trust Water ETF stock for Q4 2021, up 24% quarter-over-quarter.
  • 75 funds opened new First Trust Water ETF positions in Q4 2021 and 16 closed out, a net change of +59 holders.
  • The largest First Trust Water ETF buyer in Q4 2021 was LPL Financial, an estimated $12.2M added.
  • The largest First Trust Water ETF seller in Q4 2021 was Bank Hapoalim BM, an estimated $15.6M sold.

Based on aggregated 13F filings for Q4 2021.