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SNC

Stifel Nicolaus & Co Portfolio holdings

AUM $6.04B
This Fund
S&P 500
This Quarter Est. Return
+5.79%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.04B
AUM Growth
+$523M
Cap. Flow
+$277M
Cap. Flow %
4.59%
Top 10 Hldgs %
16.2%
Holding
1,579
New
203
Increased
668
Reduced
540
Closed
104

Top Buys

Rank Stock Value
1
SF
Stifel
SF
+$94.2M
2
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$40.4M
3
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$26.3M
4
BMO icon
Bank of Montreal
BMO
+$22.1M
5
MSFT icon
Microsoft
MSFT
+$20.5M

Top Sells

Rank Stock Value
1
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$31.3M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$28.3M
3
JNJ icon
Johnson & Johnson
JNJ
+$21M
4
TTE icon
TotalEnergies
TTE
+$19.9M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$18.4M

Sector Composition

Rank Sector Weight
1 Technology 10.78%
2 Energy 8.76%
3 Healthcare 7.99%
4 Industrials 7.84%
5 Consumer Staples 6.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WR
901
DELISTED
Westar Energy Inc
WR
$491K 0.01%
16,004
+1,111
+7% +$35.5K
COR icon
902
Cencora
COR
$60B
$490K 0.01%
8,013
+986
+14% +$57.6K
LDF
903
DELISTED
Latin American Discovery Fund
LDF
$488K 0.01%
35,263
+707
+2% +$9.54K
CNXN icon
904
PC Connection
CNXN
$2.16B
$488K 0.01%
32,323
-220
-0.7% -$3.51K
NMR icon
905
Nomura Holdings
NMR
$28B
$487K 0.01%
62,384
+26,369
+73% +$204K
MKC icon
906
McCormick & Company Non-Voting
MKC
$13.9B
$484K 0.01%
14,960
+450
+3% +$15.8K
MCY icon
907
Mercury Insurance
MCY
$5.94B
$483K 0.01%
10,000
+4,804
+92% +$217K
AMBA icon
908
PUT
Ambarella
AMBA
$3.63B
$483K 0.01%
+23,500
New +$400K
CTRA
909
DELISTED
Coterra Energy
CTRA
$483K 0.01%
12,931
-215
-2% -$8.06K
VYX icon
910
NCR Voyix
VYX
$1.19B
$482K 0.01%
19,831
+750
+4% +$16.8K
NOC icon
911
Northrop Grumman
NOC
$77.9B
$481K 0.01%
5,046
+191
+4% +$17.7K
LEA icon
912
Lear
LEA
$6.27B
$480K 0.01%
6,713
-72
-1% -$4.96K
FTA icon
913
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.4B
$480K 0.01%
13,066
-900
-6% -$32.9K
CHI
914
Calamos Convertible Opportunities and Income Fund
CHI
$1.03B
$479K 0.01%
38,055
-61,451
-62% -$775K
NGLS
915
DELISTED
TARGA RESOURCES PARTNERS LP COM UTS REPTG LTD PARTERSHIP INT
NGLS
$478K 0.01%
9,288
+3,208
+53% +$162K
MTW icon
916
Manitowoc
MTW
$514M
$478K 0.01%
26,959
+11,614
+76% +$211K
LII icon
917
Lennox International
LII
$15B
$477K 0.01%
6,338
-248
-4% -$17.5K
DHR icon
918
Danaher
DHR
$139B
$476K 0.01%
10,226
+726
+8% +$32.9K
SM icon
919
SM Energy
SM
$7.66B
$476K 0.01%
6,171
+1,164
+23% +$80.5K
RPG icon
920
Invesco S&P 500 Pure Growth ETF
RPG
$2.04B
$476K 0.01%
37,465
+5,090
+16% +$62.5K
BRW
921
Saba Capital Income & Opportunities Fund
BRW
$337M
$476K 0.01%
39,255
+23,905
+156% +$292K
NXG
922
NXG NextGen Infrastructure Income Fund
NXG
$331M
$473K 0.01%
5,210
+1,352
+35% +$128K
UNM icon
923
Unum
UNM
$14.3B
$473K 0.01%
15,539
-424
-3% -$13K
KOG
924
DELISTED
KODIAK OIL & GAS CORP
KOG
$473K 0.01%
39,200
-2,600
-6% -$26.1K
RF icon
925
Regions Financial
RF
$26.9B
$472K 0.01%
51,019
+3,742
+8% +$36.6K
35 36
37
38 39

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FAMT
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FC
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QCM
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MCM
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KCA
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GOFM
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Stifel Nicolaus & Co's Q3 2013 Portfolio in Review

As of Q3 2013, Stifel Nicolaus & Co held 1,579 positions worth $6.04B, up 9.5% from $5.52B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Stifel Nicolaus & Co deployed $277M of net new capital in Q3 2013, opening 203 new positions and adding to 668 existing holdings. Its largest new stake was Nabors Industries: 18,765 shares worth $15.1M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Energy and Healthcare.

On the sell side, the largest reduction was Vanguard FTSE All-World ex-US ETF, an estimated $31.3M trimmed.

  • Stifel Nicolaus & Co's largest Q3 2013 buy was Nabors Industries: 18,765 shares worth $15.1M.
  • Stifel Nicolaus & Co added most to Stifel in Q3 2013, an estimated $94.2M increase.
  • Stifel Nicolaus & Co's biggest Q3 2013 reduction was Vanguard FTSE All-World ex-US ETF, cutting an estimated $31.3M.
  • Stifel Nicolaus & Co fully exited WisdomTree Europe Hedged Equity Fund in Q3 2013, selling an estimated $11.5M.
  • Stifel Nicolaus & Co's ten largest holdings make up 16% of its $6.04B portfolio in Q3 2013.
  • Stifel Nicolaus & Co opened 203 new positions and closed 104 in Q3 2013.
  • Stifel Nicolaus & Co's portfolio value rose 9.5% quarter-over-quarter to $6.04B.

Based on Stifel Nicolaus & Co's 13F filing for Q3 2013, filed 13 Nov 2013.