SNC
CHI

Stifel Nicolaus & Co’s Calamos Convertible Opportunities and Income Fund CHI Stock Holding History

Stifel Nicolaus & Co’s Portfolio CHI Stock Details CHI Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2013
Q3 		$479K Sell
38,055
-61,451
-62% -$775K 0.01% 916
2013
Q2 		$1.25M Buy
+99,506
New +$1.26M 0.02% 548

Other funds holding CHI

MCC
Mid Continent Capital Chicago, Illinois $1.54B AUM 0.7% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
U
UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return
FAAS
First Allied Advisory Services San Diego, California $2.98B AUM 15.89% 1-Year Est. Return
CTC
Central Trust Company Jefferson City, Missouri $5.53B AUM 28.91% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Stifel Nicolaus & Co's CHI Position: Q3 2013 in Review

Stifel Nicolaus & Co reduced its Calamos Convertible Opportunities and Income Fund (CHI) stake by 62% in Q3 2013, selling an estimated $775K and leaving 38,055 shares worth $479K. The position accounts for 0.01% of the portfolio, ranked #916.

Stifel Nicolaus & Co first reported a position in CHI in Q2 2013 and has held it in 2 quarters since. The position peaked at $1.25M in Q2 2013. 60 funds tracked by Wall St. Rank hold CHI as of Q3 2013.

  • Stifel Nicolaus & Co held 38,055 shares of Calamos Convertible Opportunities and Income Fund worth $479K as of Q3 2013.
  • Stifel Nicolaus & Co sold 61,451 Calamos Convertible Opportunities and Income Fund shares in Q3 2013, an estimated $775K.
  • Calamos Convertible Opportunities and Income Fund made up 0.01% of Stifel Nicolaus & Co's portfolio in Q3 2013, its #916 holding.
  • Stifel Nicolaus & Co first reported a position in Calamos Convertible Opportunities and Income Fund in Q2 2013 and has held it in 2 quarters since.
  • Stifel Nicolaus & Co's Calamos Convertible Opportunities and Income Fund position peaked at $1.25M in Q2 2013.
  • 60 funds tracked by Wall St. Rank held Calamos Convertible Opportunities and Income Fund as of Q3 2013.

Based on Stifel Nicolaus & Co's 13F filing for Q3 2013, filed 13 Nov 2013.