U
CHI

UBS’s Calamos Convertible Opportunities and Income Fund CHI Stock Holding History

UBS’s Portfolio CHI Stock Details CHI Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		$5.06M Sell
373,863
-39,543
-10% -$545K ﹤0.01% 2020
2014
Q2 		$5.8M Buy
413,406
+29,373
+8% +$404K ﹤0.01% 1821
2014
Q1 		$5.3M Sell
384,033
-20,597
-5% -$284K ﹤0.01% 1809
2013
Q4 		$5.37M Sell
404,630
-56,562
-12% -$736K 0.01% 1803
2013
Q3 		$5.81M Sell
461,192
-40,316
-8% -$508K 0.01% 1589
2013
Q2 		$6.32M Buy
+501,508
New +$6.37M 0.01% 1406

Other funds holding CHI

MCC
Mid Continent Capital Chicago, Illinois $1.54B AUM 0.7% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return
FAAM
First Allied Asset Management San Diego, California $712M AUM 9.35% 1-Year Est. Return
CTC
Central Trust Company Jefferson City, Missouri $5.08B AUM 25.65% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
CAN
Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return

UBS's CHI Position: Q3 2014 in Review

UBS reduced its Calamos Convertible Opportunities and Income Fund (CHI) stake by 9.6% in Q3 2014, selling an estimated $545K and leaving 373,863 shares worth $5.06M. The position accounts for ﹤0.01% of the portfolio, ranked #2020.

UBS first reported a position in CHI in Q2 2013 and has held it in 6 quarters since. The position peaked at $6.32M in Q2 2013. 78 funds tracked by Wall St. Rank hold CHI as of Q3 2014.

  • UBS held 373,863 shares of Calamos Convertible Opportunities and Income Fund worth $5.06M as of Q3 2014.
  • UBS sold 39,543 Calamos Convertible Opportunities and Income Fund shares in Q3 2014, an estimated $545K.
  • Calamos Convertible Opportunities and Income Fund made up ﹤0.01% of UBS's portfolio in Q3 2014, its #2020 holding.
  • UBS first reported a position in Calamos Convertible Opportunities and Income Fund in Q2 2013 and has held it in 6 quarters since.
  • UBS's Calamos Convertible Opportunities and Income Fund position peaked at $6.32M in Q2 2013.
  • 78 funds tracked by Wall St. Rank held Calamos Convertible Opportunities and Income Fund as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.