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CHI

Calamos Convertible Opportunities and Income Fund
CHI

60 hedge funds and large institutions have $103M invested in Calamos Convertible Opportunities and Income Fund in 2013 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 20 increasing their positions, 23 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

40% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 5

3% more funds holding

Funds holding: 58 → 60 (+2)

0.63% less ownership

Funds ownership: 12.73% → 12.1% (-0.63%)

5% less capital invested

Capital invested by funds: $108M → $103M (-$5.39M)

13% less repeat investments, than reductions

Existing positions increased: 20 | Existing positions reduced: 23

Holders
60
Holders Change
+2
Holders Change %
+3.45%
% of All Funds
1.95%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
20
Reduced
23
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
LPL Financial
LPL Financial
California
+$3.21M
2
RJA
Raymond James & Associates
Florida
+$276K
3
Citigroup
Citigroup
New York
+$262K
4
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$225K
5
MCC
Mid Continent Capital
Illinois
+$217K

Top Sellers

1
GC
Guggenheim Capital
Illinois
-$5.62M
2
Morgan Stanley
Morgan Stanley
New York
-$1.22M
3
SNC
Stifel Nicolaus & Co
Missouri
-$775K
4
CTC
Central Trust Company
Missouri
-$515K
5
U
UBS
Switzerland
-$508K
Name Holding Trade Value Shares
Change 		Change in
Stake
MCC
1
Mid Continent Capital
Illinois
$18M +$217K +17,200 +1%
Morgan Stanley
2
Morgan Stanley
New York
$15.3M -$1.22M -97,028 -7%
GC
3
Guggenheim Capital
Illinois
$10.6M -$5.62M -445,285 -35%
Bank of America
4
Bank of America
North Carolina
$10.5M -$50K -3,963 -0.5%
LPL Financial
5
LPL Financial
California
$9.68M +$3.21M +254,170 +50%
U
6
UBS
Switzerland
$5.81M -$508K -40,316 -8%
Commonwealth Equity Services
7
Commonwealth Equity Services
Massachusetts
$5.05M -$335K -26,580 -6%
FAAS
8
First Allied Advisory Services
California
$2.71M -$198K -15,687 -7%
CTC
9
Central Trust Company
Missouri
$2.65M -$515K -40,855 -16%
Invesco
10
Invesco
Georgia
$2.06M -$271K -21,491 -12%
MCM
11
Maryland Capital Management
Maryland
$1.89M -$9.65K -765 -0.5%
KC
12
Kingfisher Capital
North Carolina
$1.79M -$119K -9,406 -6%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$1.52M -$169K -13,374 -10%
UCFA
14
United Capital Financial Advisors
Texas
$1.37M -$19.2K -1,520 -1%
TYCC
15
Texas Yale Capital Corp
Florida
$1.23M +$74.4K +5,900 +6%
NPC
16
National Planning Corporation
California
$1.04M +$15.5K +1,228 +2%
RJA
17
Raymond James & Associates
Florida
$1.03M +$276K +21,855 +36%
CP
18
Camelot Portfolios
Ohio
$960K +$43.5K +3,446 +5%
HighTower Advisors
19
HighTower Advisors
Illinois
$876K -$15.4K -1,221 -2%
Mariner
20
Mariner
Kansas
$712K -$150K -11,870 -17%
B
21
Baird
Wisconsin
$687K +$46.3K +3,675 +7%
AIG
22
American International Group
New York
$572K +$63.1K +5,000 +12%
PWM
23
ParenteBeard Wealth Management
Pennsylvania
$523K +$6.29K +499 +1%
SNC
24
Stifel Nicolaus & Co
Missouri
$479K -$775K -61,451 -62%
Wells Fargo
25
Wells Fargo
California
$448K -$147K -11,666 -25%
1
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CHI Hedge Fund Activity: Q3 2013 in Review

60 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in Calamos Convertible Opportunities and Income Fund (CHI) for Q3 2013, worth a combined $103M — down 5% from $108M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new CHI positions and 5 closed out — a net gain of 2 holders — while 20 added to existing stakes and 23 trimmed.

The largest buyer was LPL Financial, adding an estimated $3.21M. The largest seller was Guggenheim Capital, cutting an estimated $5.62M.

  • 60 institutional investors held Calamos Convertible Opportunities and Income Fund (CHI) as of Q3 2013, up from 58 in Q2 2013.
  • Funds reported $103M of Calamos Convertible Opportunities and Income Fund stock for Q3 2013, down 5% quarter-over-quarter.
  • 7 funds opened new Calamos Convertible Opportunities and Income Fund positions in Q3 2013 and 5 closed out, a net change of +2 holders.
  • The largest Calamos Convertible Opportunities and Income Fund buyer in Q3 2013 was LPL Financial, an estimated $3.21M added.
  • The largest Calamos Convertible Opportunities and Income Fund seller in Q3 2013 was Guggenheim Capital, an estimated $5.62M sold.

Based on aggregated 13F filings for Q3 2013.