CHI

Calamos Convertible Opportunities and Income Fund
CHI

Overview Fund Activity

60 hedge funds and large institutions have $103M invested in Calamos Convertible Opportunities and Income Fund in 2013 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 20 increasing their positions, 23 reducing their positions, and 5 closing their positions.

Holders
60
Holders Change
+2
Holders Change %
+3.45%
% of All Funds
1.95%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
20
Reduced
23
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
LPL Financial
1
LPL Financial
California
$9.68M
2
RJA
2
Raymond James & Associates
Florida
$1.03M
3
Citigroup
3
Citigroup
New York
$303K
4
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$225K
5
MCC
5
Mid Continent Capital
Illinois
$18M

Top Sellers

1
GC
1
Guggenheim Capital
Illinois
$10.6M
2
Morgan Stanley
2
Morgan Stanley
New York
$15.3M
3
SNC
3
Stifel Nicolaus & Co
Missouri
$479K
4
CTC
4
Central Trust Company
Missouri
$2.65M
5
U
5
UBS
Switzerland
$5.81M
Name Market Value Shares Shares
Change 		Shares
Change %
MCC
1
Mid Continent Capital
Illinois
$18M 1,428,330 +17,200 +1%
Morgan Stanley
2
Morgan Stanley
New York
$15.3M 1,213,605 -97,028 -7%
GC
3
Guggenheim Capital
Illinois
$10.6M 841,176 -445,285 -35%
Bank of America
4
Bank of America
North Carolina
$10.5M 833,655 -3,963 -0.5%
LPL Financial
5
LPL Financial
California
$9.68M 766,245 +254,170 +50%
U
6
UBS
Switzerland
$5.81M 461,192 -40,316 -8%
Commonwealth Equity Services
7
Commonwealth Equity Services
Massachusetts
$5.05M 401,100 -26,580 -6%
FAAS
8
First Allied Advisory Services
California
$2.71M 214,596 -15,687 -7%
CTC
9
Central Trust Company
Missouri
$2.65M 210,268 -40,855 -16%
Invesco
10
Invesco
Georgia
$2.06M 163,652 -21,491 -12%
MCM
11
Maryland Capital Management
Maryland
$1.89M 149,855 -765 -0.5%
KC
12
Kingfisher Capital
North Carolina
$1.79M 142,198 -9,406 -6%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$1.52M 120,892 -13,374 -10%
UCFA
14
United Capital Financial Advisors
Texas
$1.37M 108,513 -1,520 -1%
TYCC
15
Texas Yale Capital Corp
Florida
$1.23M 97,607 +5,900 +6%
NPC
16
National Planning Corporation
California
$1.05M 82,513 +1,228 +2%
RJA
17
Raymond James & Associates
Florida
$1.03M 81,828 +21,855 +36%
CP
18
Camelot Portfolios
Ohio
$960K 76,170 +3,446 +5%
HighTower Advisors
19
HighTower Advisors
Illinois
$876K 69,559 -1,221 -2%
Mariner
20
Mariner
Kansas
$712K 56,511 -11,870 -17%
B
21
Baird
Wisconsin
$687K 54,550 +3,675 +7%
AIG
22
American International Group
New York
$572K 45,428 +5,000 +12%
PWM
23
ParenteBeard Wealth Management
Pennsylvania
$523K 41,522 +499 +1%
SNC
24
Stifel Nicolaus & Co
Missouri
$479K 38,055 -61,451 -62%
Wells Fargo
25
Wells Fargo
California
$448K 35,507 -11,666 -25%
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