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CHI

Calamos Convertible Opportunities and Income Fund

84 hedge funds and large institutions have $130M invested in Calamos Convertible Opportunities and Income Fund in 2016 Q2 according to their latest regulatory filings, with 12 funds opening new positions, 26 increasing their positions, 26 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

71% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 7

2% more funds holding

Funds holding: 8284 (+2)

0% more repeat investments, than reductions

Existing positions increased: 26 | Existing positions reduced: 26

3.04% less ownership

Funds ownership: 22.72%19.67% (-3%)

10% less capital invested

Capital invested by funds: $145M → $130M (-$14.5M)

Holders
84
Holders Change
+2
Holders Change %
+2.44%
% of All Funds
2.24%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
12
Increased
26
Reduced
26
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RCM
1
Rivernorth Capital Management
Florida
$20.7M -$410K -42,610 -2%
Morgan Stanley
2
Morgan Stanley
New York
$15.3M -$813K -84,437 -5%
LPL Financial
3
LPL Financial
California
$13.4M -$9.47M -983,256 -43%
Wells Fargo
4
Wells Fargo
California
$12M +$1.96M +203,397 +20%
OA
5
Oxbow Advisors
Texas
$11M -$590K -61,331 -5%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$6.46M -$352K -36,527 -5%
GC
7
Guggenheim Capital
Illinois
$5.1M +$82.8K +8,599 +2%
UBS Group
8
UBS Group
Switzerland
$4.66M -$2.66M -276,246 -37%
Bank of America
9
Bank of America
North Carolina
$4.05M +$104K +10,752 +3%
COLIM
10
City of London Investment Management
United Kingdom
$3.16M +$396K +41,138 +15%
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$2.9M +$2.89K +300 +0.1%
AAM
12
Advisors Asset Management
Colorado
$2.33M +$2.28M +237,141 New
CAN
13
Cetera Advisor Networks
California
$2.33M +$84.2K +8,750 +4%
SFS
14
Shaker Financial Services
Virginia
$2.06M +$726K +75,432 +56%
CTC
15
Central Trust Company
Missouri
$2.01M -$110K -11,450 -5%
Invesco
16
Invesco
Georgia
$1.83M -$65K -6,753 -4%
RJFSA
17
Raymond James Financial Services Advisors
Florida
$1.79M +$53.9K +5,601 +3%
DADC
18
D.A. Davidson & Co
Montana
$1.7M +$116K +11,997 +7%
CP
19
Camelot Portfolios
Ohio
$1.49M +$42.2K +4,380 +3%
MIG
20
Mariner Investment Group
New York
$1.08M -$1.51M -157,348 -59%
MWM
21
Merriman Wealth Management
Washington
$1.08M +$1.05M +109,541 New
TYCC
22
Texas Yale Capital Corp
Florida
$980K
FAAS
23
First Allied Advisory Services
California
$631K -$22.6K -2,350 -4%
EGA
24
E&G Advisors
Texas
$624K
PA
25
Pinnacle Associates
New York
$613K +$32K +3,327 +6%

CHI Hedge Fund Activity: Q2 2016 in Review

84 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Calamos Convertible Opportunities and Income Fund (CHI) for Q2 2016, worth a combined $130M — down 10% from $145M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new CHI positions and 7 closed out — a net gain of 5 holders — while 26 added to existing stakes and 26 trimmed.

The largest buyer was Advisors Asset Management, opening a new position worth an estimated $2.28M. The largest seller was LPL Financial, cutting an estimated $9.47M.

  • 84 institutional investors held Calamos Convertible Opportunities and Income Fund (CHI) as of Q2 2016, up from 82 in Q1 2016.
  • Funds reported $130M of Calamos Convertible Opportunities and Income Fund stock for Q2 2016, down 10% quarter-over-quarter.
  • 12 funds opened new Calamos Convertible Opportunities and Income Fund positions in Q2 2016 and 7 closed out, a net change of +5 holders.
  • The largest Calamos Convertible Opportunities and Income Fund buyer in Q2 2016 was Advisors Asset Management, an estimated $2.28M added.
  • The largest Calamos Convertible Opportunities and Income Fund seller in Q2 2016 was LPL Financial, an estimated $9.47M sold.

Based on aggregated 13F filings for Q2 2016.