Nine Masts Capital’s Calamos Convertible Opportunities and Income Fund CHI Stock Holding History

Nine Masts Capital’s Portfolio CHI Stock Details CHI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-39,500	Closed	-$476K	–	207
2018 Q3	$476K	Buy	+39,500	New	+$485K	0.13%	145
2018 Q1	–	Sell	-10,700	Closed	-$120K	–	271
2017 Q4	$120K	Buy	+10,700	New	+$123K	0.02%	144
2016 Q4	–	Sell	-35,088	Closed	-$362K	–	66
2016 Q3	$362K	Buy	+35,088	New	+$364K	0.07%	59
2016 Q2	–	Sell	-551,446	Closed	-$5.23M	–	62
2016 Q1	$5.23M	Buy	551,446 +334,800	+155%	+$3.01M	0.98%	26
2015 Q4	$2.15M	Buy	+216,646	New	+$2.19M	0.44%	34

Other funds holding CHI

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

VBFG

Vishria Bird Financial Group Memphis, Tennessee $510M AUM 12.05% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Nine Masts Capital's CHI Position: Q4 2018 in Review

Nine Masts Capital sold out of Calamos Convertible Opportunities and Income Fund (CHI) in Q4 2018, closing a stake of 39,500 shares — an estimated $476K sold.

Nine Masts Capital first reported a position in CHI in Q4 2015 and held it in 5 quarters. The position peaked at $5.23M in Q1 2016. 92 funds tracked by Wall St. Rank hold CHI as of Q4 2018.

Nine Masts Capital reported no remaining Calamos Convertible Opportunities and Income Fund position as of Q4 2018 after selling out during the quarter.
Nine Masts Capital sold 39,500 Calamos Convertible Opportunities and Income Fund shares in Q4 2018, an estimated $476K.
Nine Masts Capital first reported a position in Calamos Convertible Opportunities and Income Fund in Q4 2015 and held it in 5 quarters.
Nine Masts Capital's Calamos Convertible Opportunities and Income Fund position peaked at $5.23M in Q1 2016.
92 funds tracked by Wall St. Rank held Calamos Convertible Opportunities and Income Fund as of Q4 2018.

Based on Nine Masts Capital's 13F filing for Q4 2018, filed 14 Feb 2019.