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CHI

Calamos Convertible Opportunities and Income Fund

92 hedge funds and large institutions have $106M invested in Calamos Convertible Opportunities and Income Fund in 2018 Q4 according to their latest regulatory filings, with 21 funds opening new positions, 24 increasing their positions, 29 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

31% more first-time investments, than exits

New positions opened: 21 | Existing positions closed: 16

2.59% more ownership

Funds ownership: 14.45%17.04% (+2.6%)

2% more funds holding

Funds holding: 9092 (+2)

14% less capital invested

Capital invested by funds: $123M → $106M (-$17M)

17% less repeat investments, than reductions

Existing positions increased: 24 | Existing positions reduced: 29

Holders
92
Holders Change
+2
Holders Change %
+2.22%
% of All Funds
2.05%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.04%
New
21
Increased
24
Reduced
29
Closed
16
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$10.4M +$315K +31,591 +3%
Wells Fargo
2
Wells Fargo
California
$9.6M -$102K -10,254 -0.9%
Bank of America
3
Bank of America
North Carolina
$8.43M +$3.19M +320,011 +51%
UBS Group
4
UBS Group
Switzerland
$7.16M +$1.79M +179,429 +29%
VBFG
5
Vishria Bird Financial Group
Tennessee
$6.5M -$257K -25,845 -3%
GC
6
Guggenheim Capital
Illinois
$5.81M -$252K -25,319 -4%
Commonwealth Equity Services
7
Commonwealth Equity Services
Massachusetts
$5.55M -$150K -15,052 -2%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$5.08M -$828K -83,174 -13%
RCM
9
Rivernorth Capital Management
Florida
$4.22M +$4.8M +481,936 New
LPL Financial
10
LPL Financial
California
$3.91M +$1M +100,622 +30%
WAM
11
Wolverine Asset Management
Illinois
$3.33M +$3.75M +376,264 New
AAM
12
Advisors Asset Management
Colorado
$3.16M -$68.2K -6,849 -2%
DADC
13
D.A. Davidson & Co
Montana
$2.67M +$228K +22,904 +8%
RCA
14
Reitz Capital Advisors
Michigan
$2.16M +$2.42M +243,434 New
Ameriprise
15
Ameriprise
Minnesota
$1.92M +$39.9K +4,008 +2%
WAM
16
Weiss Asset Management
Massachusetts
$1.57M +$1.77M +177,476 New
CAN
17
Cetera Advisor Networks
California
$1.55M -$9.39K -943 -0.5%
CTC
18
Central Trust Company
Missouri
$1.52M -$178K -17,835 -9%
RJFSA
19
Raymond James Financial Services Advisors
Florida
$1.35M +$484K +48,607 +47%
Baird Financial Group
20
Baird Financial Group
Wisconsin
$1.34M -$1.56M -156,475 -51%
AG
21
Advisor Group
Arizona
$1.05M +$268K +26,883 +29%
LTFS
22
Ladenburg Thalmann Financial Services
Florida
$1M +$69.6K +6,992 +7%
HCM
23
Hollencrest Capital Management
California
$834K -$3.65K -367 -0.4%
TYCC
24
Texas Yale Capital Corp
Florida
$786K
SPC
25
Sigma Planning Corp
Michigan
$713K -$264K -26,518 -25%

CHI Hedge Fund Activity: Q4 2018 in Review

92 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in Calamos Convertible Opportunities and Income Fund (CHI) for Q4 2018, worth a combined $106M — down 14% from $123M a quarter earlier.

Buyers outnumbered sellers: 21 funds opened new CHI positions and 16 closed out — a net gain of 5 holders — while 24 added to existing stakes and 29 trimmed.

The largest buyer was Rivernorth Capital Management, opening a new position worth an estimated $4.8M. The largest seller was Baird Financial Group, cutting an estimated $1.56M.

  • 92 institutional investors held Calamos Convertible Opportunities and Income Fund (CHI) as of Q4 2018, up from 90 in Q3 2018.
  • Funds reported $106M of Calamos Convertible Opportunities and Income Fund stock for Q4 2018, down 14% quarter-over-quarter.
  • 21 funds opened new Calamos Convertible Opportunities and Income Fund positions in Q4 2018 and 16 closed out, a net change of +5 holders.
  • The largest Calamos Convertible Opportunities and Income Fund buyer in Q4 2018 was Rivernorth Capital Management, an estimated $4.8M added.
  • The largest Calamos Convertible Opportunities and Income Fund seller in Q4 2018 was Baird Financial Group, an estimated $1.56M sold.

Based on aggregated 13F filings for Q4 2018.