LTFS
CHI

Ladenburg Thalmann Financial Services’s Calamos Convertible Opportunities and Income Fund CHI Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio CHI Stock Details CHI Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2019
Q4 		$1.3M Sell
117,591
-8,711
-7% -$93.7K 0.01% 1104
2019
Q3 		$1.31M Buy
126,302
+1,072
+0.9% +$11.3K 0.01% 1052
2019
Q2 		$1.31M Sell
125,230
-2,748
-2% -$28.5K 0.01% 1035
2019
Q1 		$1.3M Buy
127,978
+15,188
+13% +$152K 0.01% 1010
2018
Q4 		$1M Buy
112,790
+6,992
+7% +$69.6K 0.01% 1054
2018
Q3 		$1.27M Buy
105,798
+9,081
+9% +$111K 0.01% 971
2018
Q2 		$1.07M Hold
96,717
– – 0.01% 1026
2018
Q1 		$1.07M Sell
96,717
-3,359
-3% -$37.3K 0.01% 1026
2017
Q4 		$1.12M Buy
100,076
+9,696
+11% +$111K 0.01% 1006
2017
Q3 		$1.04M Buy
90,380
+7,899
+10% +$89.9K 0.01% 973
2017
Q2 		$929K Buy
82,481
+27,677
+51% +$309K 0.01% 985
2017
Q1 		$603K Buy
54,804
+1,281
+2% +$13.8K 0.01% 1199
2016
Q4 		$540K Buy
53,523
+6,692
+14% +$66.6K 0.01% 1207
2016
Q3 		$484K Buy
46,831
+18,535
+66% +$193K 0.01% 1209
2016
Q2 		$278K Buy
28,296
+86
+0.3% +$828 ﹤0.01% 1462
2016
Q1 		$268K Buy
28,210
+3,294
+13% +$29.6K ﹤0.01% 1409
2015
Q4 		$247K Buy
24,916
+15,091
+154% +$153K ﹤0.01% 1437
2015
Q3 		$97K Sell
9,825
-924
-9% -$10.2K ﹤0.01% 2015
2015
Q2 		$131K Sell
10,749
-2,817
-21% -$36.5K ﹤0.01% 1897
2015
Q1 		$176K Buy
13,566
+4,095
+43% +$53.4K ﹤0.01% 1659
2014
Q4 		$122K Buy
9,471
+92
+1% +$1.23K ﹤0.01% 1768
2014
Q3 		$127K Sell
9,379
-226
-2% -$3.12K ﹤0.01% 1470
2014
Q2 		$135K Buy
9,605
+1,597
+20% +$22K ﹤0.01% 1414
2014
Q1 		$111K Buy
8,008
+432
+6% +$5.95K ﹤0.01% 1446
2013
Q4 		$100K Sell
7,576
-2,241
-23% -$29.2K ﹤0.01% 1482
2013
Q3 		$124K Buy
9,817
+4,759
+94% +$60K ﹤0.01% 1267
2013
Q2 		$64K Buy
+5,058
New +$64.3K ﹤0.01% 1553

Other funds holding CHI

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
DADC
D.A. Davidson & Co Great Falls, Montana $16.5B AUM 19.94% 1-Year Est. Return

Ladenburg Thalmann Financial Services's CHI Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services reduced its Calamos Convertible Opportunities and Income Fund (CHI) stake by 6.9% in Q4 2019, selling an estimated $93.7K and leaving 117,591 shares worth $1.3M. The position accounts for 0.01% of the portfolio, ranked #1104.

Ladenburg Thalmann Financial Services first reported a position in CHI in Q2 2013 and has held it in 27 quarters since. The position peaked at $1.31M in Q2 2019. 98 funds tracked by Wall St. Rank hold CHI as of Q4 2019.

  • Ladenburg Thalmann Financial Services held 117,591 shares of Calamos Convertible Opportunities and Income Fund worth $1.3M as of Q4 2019.
  • Ladenburg Thalmann Financial Services sold 8,711 Calamos Convertible Opportunities and Income Fund shares in Q4 2019, an estimated $93.7K.
  • Calamos Convertible Opportunities and Income Fund made up 0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #1104 holding.
  • Ladenburg Thalmann Financial Services first reported a position in Calamos Convertible Opportunities and Income Fund in Q2 2013 and has held it in 27 quarters since.
  • Ladenburg Thalmann Financial Services's Calamos Convertible Opportunities and Income Fund position peaked at $1.31M in Q2 2019.
  • 98 funds tracked by Wall St. Rank held Calamos Convertible Opportunities and Income Fund as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.