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CHI

Calamos Convertible Opportunities and Income Fund
CHI

90 hedge funds and large institutions have $146M invested in Calamos Convertible Opportunities and Income Fund in 2017 Q1 according to their latest regulatory filings, with 12 funds opening new positions, 33 increasing their positions, 23 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

43% more repeat investments, than reductions

Existing positions increased: 33 | Existing positions reduced: 23

20% more capital invested

Capital invested by funds: $122M → $146M (+$24.7M)

1.81% more ownership

Funds ownership: 17.18% → 18.99% (+1.8%)

6% less funds holding

Funds holding: 96 → 90 (-6)

25% less first-time investments, than exits

New positions opened: 12 | Existing positions closed: 16

Holders
90
Holders Change
-6
Holders Change %
-6.25%
% of All Funds
2.24%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
12
Increased
33
Reduced
23
Closed
16
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
UBS Group
UBS Group
Switzerland
+$20.1M
2
Ameriprise
Ameriprise
Minnesota
+$7.5M
3
VIA
Vident Investment Advisory
Georgia
+$6.34M
4
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
+$1.29M
5
GC
Guggenheim Capital
Illinois
+$661K

Top Sellers

1
RCM
Rivernorth Capital Management
Florida
-$11M
2
Millennium Management
Millennium Management
New York
-$3.44M
3
Morgan Stanley
Morgan Stanley
New York
-$1.89M
4
SFS
Shaker Financial Services
Virginia
-$1.59M
5
SIA
Sit Investment Associates
Minnesota
-$1.33M
Name Holding Trade Value Shares
Change 		Change in
Stake
UBS Group
1
UBS Group
Switzerland
$25.1M +$20.1M +1,864,222 +447%
LPL Financial
2
LPL Financial
California
$15.9M +$425K +39,430 +3%
Morgan Stanley
3
Morgan Stanley
New York
$14M -$1.89M -175,897 -12%
Wells Fargo
4
Wells Fargo
California
$12.2M -$239K -22,223 -2%
OA
5
Oxbow Advisors
Texas
$9.82M -$951K -88,298 -9%
Ameriprise
6
Ameriprise
Minnesota
$7.64M +$7.5M +696,487 New
GC
7
Guggenheim Capital
Illinois
$6.67M +$661K +61,392 +11%
VIA
8
Vident Investment Advisory
Georgia
$6.48M +$6.34M +589,199 New
Bank of America
9
Bank of America
North Carolina
$6.32M +$508K +47,208 +9%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$5.37M -$660K -61,265 -11%
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$4.92M +$1.29M +119,503 +36%
AAM
12
Advisors Asset Management
Colorado
$3.18M +$148K +13,715 +5%
CAN
13
Cetera Advisor Networks
California
$2.55M +$5.68K +528 +0.2%
CTC
14
Central Trust Company
Missouri
$2.46M +$9.69K +900 +0.4%
DADC
15
D.A. Davidson & Co
Montana
$2.38M +$45.8K +4,256 +2%
RJFSA
16
Raymond James Financial Services Advisors
Florida
$2.11M -$589K -54,742 -22%
CP
17
Camelot Portfolios
Ohio
$1.83M +$37.4K +3,475 +2%
Invesco
18
Invesco
Georgia
$1.2M -$425K -39,498 -27%
TYCC
19
Texas Yale Capital Corp
Florida
$975K – – –
HighTower Advisors
20
HighTower Advisors
Illinois
$762K +$420 +39 +0.1%
SPC
21
Sigma Planning Corp
Michigan
$726K +$451K +41,873 +173%
AG
22
Advisor Group
Arizona
$722K +$71K +6,593 +11%
EGA
23
E&G Advisors
Texas
$698K – – –
CA
24
Cetera Advisors
Colorado
$670K +$43.4K +4,026 +7%
RJA
25
Raymond James & Associates
Florida
$668K +$239K +22,205 +58%
1
2 3 4 5

CHI Hedge Fund Activity: Q1 2017 in Review

90 of the 4,017 institutional investors tracked by Wall St. Rank reported a position in Calamos Convertible Opportunities and Income Fund (CHI) for Q1 2017, worth a combined $146M — up 20% from $122M a quarter earlier.

Sellers outnumbered buyers: 16 funds closed out of CHI and 12 opened new positions — a net loss of 4 holders — while 23 trimmed existing stakes and 33 added.

The largest buyer was UBS Group, adding an estimated $20.1M. The largest seller was Rivernorth Capital Management, exiting entirely with an estimated $11M sold.

  • 90 institutional investors held Calamos Convertible Opportunities and Income Fund (CHI) as of Q1 2017, down from 96 in Q4 2016.
  • Funds reported $146M of Calamos Convertible Opportunities and Income Fund stock for Q1 2017, up 20% quarter-over-quarter.
  • 12 funds opened new Calamos Convertible Opportunities and Income Fund positions in Q1 2017 and 16 closed out, a net change of -4 holders.
  • The largest Calamos Convertible Opportunities and Income Fund buyer in Q1 2017 was UBS Group, an estimated $20.1M added.
  • The largest Calamos Convertible Opportunities and Income Fund seller in Q1 2017 was Rivernorth Capital Management, an estimated $11M sold.

Based on aggregated 13F filings for Q1 2017.