Rivernorth Capital Management’s Calamos Convertible Opportunities and Income Fund CHI Stock Holding History

Rivernorth Capital Management’s Portfolio CHI Stock Details CHI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q1	–	Sell	-690,328	Closed	-$9.35M	–	470
2020 Q4	$9.35M	Buy	690,328 +364,249	+112%	+$4.48M	0.56%	56
2020 Q3	$3.59M	Buy	+326,079	New	+$3.66M	0.22%	95
2019 Q1	–	Sell	-481,936	Closed	-$4.22M	–	242
2018 Q4	$4.22M	Buy	+481,936	New	+$4.8M	0.25%	101
2017 Q1	–	Sell	-1,094,258	Closed	-$11M	–	145
2016 Q4	$11M	Buy	1,094,258 +996,374	+1,018%	+$9.91M	0.72%	46
2016 Q3	$1.01M	Sell	97,884 -2,010,618	-95%	-$20.9M	0.07%	126
2016 Q2	$20.7M	Sell	2,108,502 -42,610	-2%	-$410K	1.34%	23
2016 Q1	$20.4M	Buy	2,151,112 +458,862	+27%	+$4.12M	1.26%	21
2015 Q4	$16.8M	Buy	1,692,250 +1,013,760	+149%	+$10.3M	0.95%	27
2015 Q3	$6.71M	Buy	678,490 +639,889	+1,658%	+$7.07M	0.41%	76
2015 Q2	$471K	Buy	+38,601	New	+$500K	0.03%	175

Other funds holding CHI

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

DADC

D.A. Davidson & Co Great Falls, Montana $18.1B AUM 24.63% 1-Year Est. Return

Rivernorth Capital Management's CHI Position: Q1 2021 in Review

Rivernorth Capital Management sold out of Calamos Convertible Opportunities and Income Fund (CHI) in Q1 2021, closing a stake of 690,328 shares — an estimated $9.35M sold.

Rivernorth Capital Management first reported a position in CHI in Q2 2015 and held it in 10 quarters. The position peaked at $20.7M in Q2 2016. 108 funds tracked by Wall St. Rank hold CHI as of Q1 2021.

Rivernorth Capital Management reported no remaining Calamos Convertible Opportunities and Income Fund position as of Q1 2021 after selling out during the quarter.
Rivernorth Capital Management sold 690,328 Calamos Convertible Opportunities and Income Fund shares in Q1 2021, an estimated $9.35M.
Rivernorth Capital Management first reported a position in Calamos Convertible Opportunities and Income Fund in Q2 2015 and held it in 10 quarters.
Rivernorth Capital Management's Calamos Convertible Opportunities and Income Fund position peaked at $20.7M in Q2 2016.
108 funds tracked by Wall St. Rank held Calamos Convertible Opportunities and Income Fund as of Q1 2021.

Based on Rivernorth Capital Management's 13F filing for Q1 2021, filed 17 May 2021.