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Stifel Nicolaus & Co’s First Trust Large Cap Value AlphaDEX Fund FTA Stock Holding History

Stifel Nicolaus & Co’s Portfolio FTA Stock Details FTA Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2013
Q3 		$480K Sell
13,066
-900
-6% -$32.9K 0.01% 915
2013
Q2 		$487K Buy
+13,966
New +$484K 0.01% 868

Other funds holding FTA

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
U
UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return
CA
Cetera Advisors Denver, Colorado $12.7B AUM 22.7% 1-Year Est. Return
BTS
BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
RJA
Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return
HFS
HL Financial Services Louisville, Kentucky $6.5B AUM 9.56% 1-Year Est. Return

Stifel Nicolaus & Co's FTA Position: Q3 2013 in Review

Stifel Nicolaus & Co reduced its First Trust Large Cap Value AlphaDEX Fund (FTA) stake by 6.4% in Q3 2013, selling an estimated $32.9K and leaving 13,066 shares worth $480K. The position accounts for 0.01% of the portfolio, ranked #915.

Stifel Nicolaus & Co first reported a position in FTA in Q2 2013 and has held it in 2 quarters since. The position peaked at $487K in Q2 2013. 41 funds tracked by Wall St. Rank hold FTA as of Q3 2013.

  • Stifel Nicolaus & Co held 13,066 shares of First Trust Large Cap Value AlphaDEX Fund worth $480K as of Q3 2013.
  • Stifel Nicolaus & Co sold 900 First Trust Large Cap Value AlphaDEX Fund shares in Q3 2013, an estimated $32.9K.
  • First Trust Large Cap Value AlphaDEX Fund made up 0.01% of Stifel Nicolaus & Co's portfolio in Q3 2013, its #915 holding.
  • Stifel Nicolaus & Co first reported a position in First Trust Large Cap Value AlphaDEX Fund in Q2 2013 and has held it in 2 quarters since.
  • Stifel Nicolaus & Co's First Trust Large Cap Value AlphaDEX Fund position peaked at $487K in Q2 2013.
  • 41 funds tracked by Wall St. Rank held First Trust Large Cap Value AlphaDEX Fund as of Q3 2013.

Based on Stifel Nicolaus & Co's 13F filing for Q3 2013, filed 13 Nov 2013.