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UBS’s First Trust Large Cap Value AlphaDEX Fund FTA Stock Holding History

UBS’s Portfolio FTA Stock Details FTA Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		$70.9M Buy
1,669,192
+520,985
+45% +$22.6M 0.05% 356
2014
Q2 		$50M Buy
1,148,207
+330,253
+40% +$13.9M 0.04% 456
2014
Q1 		$33.7M Buy
817,954
+121,991
+18% +$4.85M 0.03% 552
2013
Q4 		$28M Buy
695,963
+164,463
+31% +$6.38M 0.03% 633
2013
Q3 		$19.5M Buy
531,500
+108,321
+26% +$3.97M 0.02% 724
2013
Q2 		$14.8M Buy
+423,179
New +$14.7M 0.02% 807

Other funds holding FTA

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
RJA
Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
CA
Cetera Advisors Denver, Colorado $12.7B AUM 22.7% 1-Year Est. Return
BTS
BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return
Ameriprise
Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return
ICM
ICC Capital Management Orlando, Florida $760M AUM 17.03% 1-Year Est. Return

UBS's FTA Position: Q3 2014 in Review

UBS increased its First Trust Large Cap Value AlphaDEX Fund (FTA) stake by 45% in Q3 2014, buying an estimated $22.6M and bringing the position to 1,669,192 shares worth $70.9M. The position accounts for 0.05% of the portfolio, ranked #356.

UBS first reported a position in FTA in Q2 2013 and has held it in 6 quarters since. 66 funds tracked by Wall St. Rank hold FTA as of Q3 2014.

  • UBS held 1,669,192 shares of First Trust Large Cap Value AlphaDEX Fund worth $70.9M as of Q3 2014.
  • UBS bought 520,985 First Trust Large Cap Value AlphaDEX Fund shares in Q3 2014, an estimated $22.6M.
  • First Trust Large Cap Value AlphaDEX Fund made up 0.05% of UBS's portfolio in Q3 2014, its #356 holding.
  • UBS first reported a position in First Trust Large Cap Value AlphaDEX Fund in Q2 2013 and has held it in 6 quarters since.
  • 66 funds tracked by Wall St. Rank held First Trust Large Cap Value AlphaDEX Fund as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.