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First Trust Large Cap Value AlphaDEX Fund
FTA

39 hedge funds and large institutions have $243M invested in First Trust Large Cap Value AlphaDEX Fund in 2013 Q2 according to their latest regulatory filings, with 39 funds opening new positions, increasing their positions, reducing their positions, and closing their positions.

New
Increased
Maintained
Reduced
Closed

58.16% more ownership

Funds ownership: 0% → 58.16% (+58%)

Holders
39
Holders Change
+39
Holders Change %
–
% of All Funds
1.27%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.03%
New
39
Increased
–
Reduced
–
Closed
–
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

No buyers this quarter

Top Sellers

No sellers this quarter
Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$120M +$119M +3,440,871 New
Bank of America
2
Bank of America
North Carolina
$25.1M +$24.9M +719,225 New
Wells Fargo
3
Wells Fargo
California
$20.3M +$20.2M +582,641 New
LPL Financial
4
LPL Financial
California
$17.1M +$16.9M +488,892 New
U
5
UBS
Switzerland
$14.8M +$14.7M +423,179 New
CA
6
Cetera Advisors
Colorado
$9.33M +$9.26M +267,337 New
First Trust Advisors
7
First Trust Advisors
Illinois
$6.83M +$6.79M +195,842 New
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$5.04M +$5M +144,407 New
RJA
9
Raymond James & Associates
Florida
$3.86M +$3.83M +110,536 New
Susquehanna International Group
10
Susquehanna International Group
Pennsylvania
$2.97M +$2.95M +85,153 New
HFS
11
HL Financial Services
Kentucky
$2.95M +$2.93M +84,514 New
BAAM
12
Baker Avenue Asset Management
California
$2.49M +$2.47M +71,354 New
Ameriprise
13
Ameriprise
Minnesota
$2.08M +$2.06M +59,519 New
AIM
14
Aspen Investment Management
Michigan
$1.93M +$1.92M +55,270 New
VFS
15
VSR Financial Services
Kansas
$1.41M +$1.4M +40,381 New
B
16
Baird
Wisconsin
$1.06M +$1.05M +30,311 New
KCG
17
Knight Capital Group
$682K +$677K +19,551 New
William Blair & Company
18
William Blair & Company
Illinois
$671K +$667K +19,244 New
Commonwealth Equity Services
19
Commonwealth Equity Services
Massachusetts
$622K +$618K +17,824 New
CS
20
Comerica Securities
Michigan
$542K +$538K +15,531 New
RJFSA
21
Raymond James Financial Services Advisors
Florida
$515K +$512K +14,769 New
SNC
22
Stifel Nicolaus & Co
Missouri
$487K +$484K +13,966 New
SF
23
Synovus Financial
Georgia
$327K +$325K +9,374 New
AIG
24
American International Group
New York
$294K +$292K +8,433 New
LTFS
25
Ladenburg Thalmann Financial Services
Florida
$293K +$291K +8,408 New
1
2

FTA Hedge Fund Activity: Q2 2013 in Review

39 of the 3,064 institutional investors tracked by Wall St. Rank reported a position in First Trust Large Cap Value AlphaDEX Fund (FTA) for Q2 2013, worth a combined $243M.

Buyers outnumbered sellers: 39 funds opened new FTA positions and 0 closed out — a net gain of 39 holders — while 0 added to existing stakes and 0 trimmed.

  • 39 institutional investors held First Trust Large Cap Value AlphaDEX Fund (FTA) as of Q2 2013, up from 0 in Q1 2013.
  • Funds reported $243M of First Trust Large Cap Value AlphaDEX Fund stock for Q2 2013.
  • 39 funds opened new First Trust Large Cap Value AlphaDEX Fund positions in Q2 2013 and 0 closed out, a net change of +39 holders.

Based on aggregated 13F filings for Q2 2013.