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First Trust Large Cap Value AlphaDEX Fund
FTA

109 hedge funds and large institutions have $721M invested in First Trust Large Cap Value AlphaDEX Fund in 2017 Q4 according to their latest regulatory filings, with 20 funds opening new positions, 38 increasing their positions, 36 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

233% more first-time investments, than exits

New positions opened: 20 | Existing positions closed: 6

15% more funds holding

Funds holding: 95 → 109 (+14)

10% more capital invested

Capital invested by funds: $654M → $721M (+$66.6M)

2.31% more ownership

Funds ownership: 62.89% → 65.19% (+2.3%)

6% more repeat investments, than reductions

Existing positions increased: 38 | Existing positions reduced: 36

50% less funds holding in top 10

Funds holding in top 10: 2 → 1 (-1)

Holders
109
Holders Change
+14
Holders Change %
+14.74%
% of All Funds
2.47%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
20
Increased
38
Reduced
36
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
HI
Horizon Investments
North Carolina
+$6.45M
2
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$3.15M
3
Bank of America
Bank of America
North Carolina
+$2.35M
4
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
+$2.22M
5
Jones Financial Companies
Jones Financial Companies
Missouri
+$1.59M

Top Sellers

1
IH
IFC Holdings
Florida
-$3.24M
2
CS
Credit Suisse
Switzerland
-$1.81M
3
HA
Hays Advisory
Tennessee
-$1.69M
4
ICOA
Investment Centers of America
North Dakota
-$1.56M
5
Ameriprise
Ameriprise
Minnesota
-$1.47M
Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$206M -$89.1K -1,691 -0%
UBS Group
2
UBS Group
Switzerland
$133M +$974K +18,486 +0.8%
Wells Fargo
3
Wells Fargo
California
$63.9M +$415K +7,879 +0.7%
LPL Financial
4
LPL Financial
California
$39.2M +$311K +5,898 +0.8%
Bank of America
5
Bank of America
North Carolina
$39.2M +$2.35M +44,589 +7%
RJFSA
6
Raymond James Financial Services Advisors
Florida
$24.4M +$479K +9,099 +2%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$21.8M +$3.15M +59,714 +18%
RJA
8
Raymond James & Associates
Florida
$14.2M +$681K +12,933 +5%
Cambridge Investment Research Advisors
9
Cambridge Investment Research Advisors
Iowa
$10.7M +$2.22M +42,222 +28%
PAG
10
Private Advisor Group
New Jersey
$10.4M -$323K -6,124 -3%
VFA
11
Voya Financial Advisors
Connecticut
$10.2M -$76.6K -1,455 -0.8%
BS
12
Banco Santander
Spain
$9.91M -$293K -5,563 -3%
RWMH
13
Riverpoint Wealth Management Holdings
Illinois
$9.23M -$814K -15,451 -8%
FAAS
14
First Allied Advisory Services
California
$7.23M +$813K +15,433 +13%
HI
15
Horizon Investments
North Carolina
$6.01M +$6.45M +122,477 New
CCA
16
Clearwater Capital Advisors
Illinois
$5.62M +$89K +1,690 +2%
HA
17
Hays Advisory
Tennessee
$5.59M -$1.69M -32,109 -24%
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$5.32M +$327K +6,215 +7%
CA
19
Cetera Advisors
Colorado
$5.17M -$114K -2,157 -2%
HFS
20
HL Financial Services
Kentucky
$4.67M -$193K -3,668 -4%
MAP
21
Milestone Advisory Partners
North Carolina
$4.53M +$4.37M +82,890 New
CS
22
Credit Suisse
Switzerland
$4.24M -$1.81M -34,410 -31%
WI
23
Wintrust Investments
Illinois
$3.96M +$161K +3,049 +4%
PI
24
PFS Investments
Georgia
$3.87M +$3.56M +67,533 New
SB
25
Suntrust Banks
Georgia
$3.86M +$514K +9,757 +15%
1
2 3 4 5

FTA Hedge Fund Activity: Q4 2017 in Review

109 of the 4,409 institutional investors tracked by Wall St. Rank reported a position in First Trust Large Cap Value AlphaDEX Fund (FTA) for Q4 2017, worth a combined $721M — up 10% from $654M a quarter earlier.

Buyers outnumbered sellers: 20 funds opened new FTA positions and 6 closed out — a net gain of 14 holders — while 38 added to existing stakes and 36 trimmed.

The largest buyer was Horizon Investments, opening a new position worth an estimated $6.45M. The largest seller was IFC Holdings, cutting an estimated $3.24M.

  • 109 institutional investors held First Trust Large Cap Value AlphaDEX Fund (FTA) as of Q4 2017, up from 95 in Q3 2017.
  • Funds reported $721M of First Trust Large Cap Value AlphaDEX Fund stock for Q4 2017, up 10% quarter-over-quarter.
  • 20 funds opened new First Trust Large Cap Value AlphaDEX Fund positions in Q4 2017 and 6 closed out, a net change of +14 holders.
  • The largest First Trust Large Cap Value AlphaDEX Fund buyer in Q4 2017 was Horizon Investments, an estimated $6.45M added.
  • The largest First Trust Large Cap Value AlphaDEX Fund seller in Q4 2017 was IFC Holdings, an estimated $3.24M sold.

Based on aggregated 13F filings for Q4 2017.