Horizon Investments’s First Trust Large Cap Value AlphaDEX Fund FTA Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q1	–	Sell	-73,693	Closed	-$4.16M	–	367
2019 Q4	$4.16M	Sell	73,693 -36,231	-33%	-$1.94M	0.18%	78
2019 Q3	$5.67M	Buy	109,924 +4,407	+4%	+$226K	0.26%	48
2019 Q2	$5.5M	Buy	105,517 +8,978	+9%	+$465K	0.25%	44
2019 Q1	$4.98M	Buy	96,539 +14,231	+17%	+$720K	0.21%	46
2018 Q4	$3.81M	Buy	82,308 +13,747	+20%	+$697K	0.19%	34
2018 Q3	$3.71M	Buy	68,561 +4,650	+7%	+$251K	0.17%	46
2018 Q2	$3.34M	Buy	63,911 +13,664	+27%	+$723K	0.18%	46
2018 Q1	$2.65M	Sell	50,247 -72,230	-59%	-$3.94M	0.15%	54
2017 Q4	$6.01M	Buy	+122,477	New	+$6.45M	0.38%	32
2016 Q4	–	Sell	-11,404	Closed	-$486K	–	170
2016 Q3	$486K	Sell	11,404 -174,477	-94%	-$7.32M	0.03%	80
2016 Q2	$7.42M	Sell	185,881 -122,857	-40%	-$4.94M	0.56%	18
2016 Q1	$12.5M	Buy	308,738 +19,134	+7%	+$716K	1.01%	14
2015 Q4	$11.1M	Buy	289,604 +86,712	+43%	+$3.43M	0.87%	15
2015 Q3	$7.66M	Buy	202,892 +89,876	+80%	+$3.62M	0.71%	18
2015 Q2	$4.8M	Buy	113,016 +21,796	+24%	+$967K	0.43%	25
2015 Q1	$3.99M	Buy	+91,220	New	+$3.99M	0.38%	34