Horizon Investments’s First Trust Large Cap Value AlphaDEX Fund FTA Stock Holding History

Horizon Investments’s Portfolio FTA Stock Details FTA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q1	–	Sell	-73,693	Closed	-$4.16M	–	367
2019 Q4	$4.16M	Sell	73,693 -36,231	-33%	-$1.94M	0.18%	78
2019 Q3	$5.67M	Buy	109,924 +4,407	+4%	+$226K	0.23%	48
2019 Q2	$5.5M	Buy	105,517 +8,978	+9%	+$465K	0.15%	44
2019 Q1	$4.98M	Buy	96,539 +14,231	+17%	+$720K	0.18%	46
2018 Q4	$3.81M	Buy	82,308 +13,747	+20%	+$697K	0.19%	34
2018 Q3	$3.71M	Buy	68,561 +4,650	+7%	+$251K	0.12%	46
2018 Q2	$3.34M	Buy	63,911 +13,664	+27%	+$723K	0.15%	46
2018 Q1	$2.65M	Sell	50,247 -72,230	-59%	-$3.94M	0.12%	54
2017 Q4	$6.01M	Buy	+122,477	New	+$6.45M	0.38%	32
2016 Q4	–	Sell	-11,404	Closed	-$486K	–	170
2016 Q3	$486K	Sell	11,404 -174,477	-94%	-$7.32M	0.03%	80
2016 Q2	$7.42M	Sell	185,881 -122,857	-40%	-$4.94M	0.56%	18
2016 Q1	$12.5M	Buy	308,738 +19,134	+7%	+$716K	1.01%	14
2015 Q4	$11.1M	Buy	289,604 +86,712	+43%	+$3.43M	0.87%	15
2015 Q3	$7.66M	Buy	202,892 +89,876	+80%	+$3.62M	0.71%	18
2015 Q2	$4.8M	Buy	113,016 +21,796	+24%	+$967K	0.38%	25
2015 Q1	$3.99M	Buy	+91,220	New	+$3.99M	0.38%	34

Other funds holding FTA

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

TIM

Total Investment Management Scottsdale, Arizona $948M AUM 17.6% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

PAG

Private Advisor Group Morristown, New Jersey $21.8B AUM 28.57% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Horizon Investments's FTA Position: Q1 2020 in Review

Horizon Investments sold out of First Trust Large Cap Value AlphaDEX Fund (FTA) in Q1 2020, closing a stake of 73,693 shares — an estimated $4.16M sold.

Horizon Investments first reported a position in FTA in Q1 2015 and held it in 16 quarters. The position peaked at $12.5M in Q1 2016. 112 funds tracked by Wall St. Rank hold FTA as of Q1 2020.

Horizon Investments reported no remaining First Trust Large Cap Value AlphaDEX Fund position as of Q1 2020 after selling out during the quarter.
Horizon Investments sold 73,693 First Trust Large Cap Value AlphaDEX Fund shares in Q1 2020, an estimated $4.16M.
Horizon Investments first reported a position in First Trust Large Cap Value AlphaDEX Fund in Q1 2015 and held it in 16 quarters.
Horizon Investments's First Trust Large Cap Value AlphaDEX Fund position peaked at $12.5M in Q1 2016.
112 funds tracked by Wall St. Rank held First Trust Large Cap Value AlphaDEX Fund as of Q1 2020.

Based on Horizon Investments's 13F filing for Q1 2020, filed 15 May 2020.