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First Trust Large Cap Value AlphaDEX Fund

112 hedge funds and large institutions have $376M invested in First Trust Large Cap Value AlphaDEX Fund in 2020 Q1 according to their latest regulatory filings, with 8 funds opening new positions, 33 increasing their positions, 57 reducing their positions, and 29 closing their positions.

New
Increased
Maintained
Reduced
Closed

14.09% less ownership

Funds ownership: 73.33%59.24% (-14%)

19% less funds holding

Funds holding: 138112 (-26)

42% less repeat investments, than reductions

Existing positions increased: 33 | Existing positions reduced: 57

56% less capital invested

Capital invested by funds: $860M → $376M (-$484M)

60% less funds holding in top 10

Funds holding in top 10: 52 (-3)

72% less first-time investments, than exits

New positions opened: 8 | Existing positions closed: 29

Holders
112
Holders Change
-26
Holders Change %
-18.84%
% of All Funds
2.47%
Holding in Top 10
2
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-60%
% of All Funds
0.04%
New
8
Increased
33
Reduced
57
Closed
29
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$115M -$38.1M -767,184 -20%
TIM
2
Total Investment Management
Arizona
$36.7M -$402K -8,096 -0.8%
UBS Group
3
UBS Group
Switzerland
$33.8M -$20.6M -414,062 -31%
LPL Financial
4
LPL Financial
California
$25.6M -$1.35M -27,106 -4%
Wells Fargo
5
Wells Fargo
California
$17.4M -$14.7M -295,980 -38%
Bank of America
6
Bank of America
North Carolina
$16.1M -$9.57M -192,444 -31%
PAG
7
Private Advisor Group
New Jersey
$12M -$3.22M -64,851 -17%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$9.35M -$3.44M -69,180 -21%
Envestnet Asset Management
9
Envestnet Asset Management
Illinois
$8.86M -$21.4M -429,642 -64%
RJA
10
Raymond James & Associates
Florida
$6.61M -$2.01M -40,377 -18%
PCM
11
Peak Capital Management
Colorado
$6.37M +$1.3M +26,185 +18%
GIA
12
Gladstone Institutional Advisory
Florida
$6.06M +$2.35M +47,354 +40%
Osaic Holdings
13
Osaic Holdings
Arizona
$4.44M +$6.55M +131,700 New
Susquehanna International Group
14
Susquehanna International Group
Pennsylvania
$4.43M +$4.5M +90,439 +307%
Baird Financial Group
15
Baird Financial Group
Wisconsin
$4.02M -$3.52M -70,820 -39%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$3.85M -$993K -19,977 -16%
DADC
17
D.A. Davidson & Co
Montana
$3.47M +$120K +2,411 +3%
Truist Financial
18
Truist Financial
North Carolina
$3.11M -$2.14M -42,978 -34%
Janney Montgomery Scott
19
Janney Montgomery Scott
Pennsylvania
$2.87M -$1.39M -27,996 -26%
Citadel Advisors
20
Citadel Advisors
Florida
$2.38M +$1.41M +28,349 +79%
TRCT
21
Tower Research Capital (TRC)
New York
$2.3M +$2.72M +54,668 +697%
WI
22
Wintrust Investments
Illinois
$2.3M -$213K -4,280 -6%
AAS
23
Avantax Advisory Services
Texas
$2.19M +$823K +16,562 +39%
SCA
24
Snowden Capital Advisors
New York
$2.11M -$169K -3,393 -6%
BFEC
25
Benjamin F. Edwards & Company
Missouri
$1.98M -$1M -20,130 -27%

FTA Hedge Fund Activity: Q1 2020 in Review

112 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in First Trust Large Cap Value AlphaDEX Fund (FTA) for Q1 2020, worth a combined $376M — down 56% from $860M a quarter earlier.

Sellers outnumbered buyers: 29 funds closed out of FTA and 8 opened new positions — a net loss of 21 holders — while 57 trimmed existing stakes and 33 added.

The largest buyer was Susquehanna International Group, adding an estimated $4.5M. The largest seller was Golden State Wealth Management, exiting entirely with an estimated $56.9M sold.

  • 112 institutional investors held First Trust Large Cap Value AlphaDEX Fund (FTA) as of Q1 2020, down from 138 in Q4 2019.
  • Funds reported $376M of First Trust Large Cap Value AlphaDEX Fund stock for Q1 2020, down 56% quarter-over-quarter.
  • 8 funds opened new First Trust Large Cap Value AlphaDEX Fund positions in Q1 2020 and 29 closed out, a net change of -21 holders.
  • The largest First Trust Large Cap Value AlphaDEX Fund buyer in Q1 2020 was Susquehanna International Group, an estimated $4.5M added.
  • The largest First Trust Large Cap Value AlphaDEX Fund seller in Q1 2020 was Golden State Wealth Management, an estimated $56.9M sold.

Based on aggregated 13F filings for Q1 2020.