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First Trust Large Cap Value AlphaDEX Fund

71 hedge funds and large institutions have $542M invested in First Trust Large Cap Value AlphaDEX Fund in 2016 Q1 according to their latest regulatory filings, with 4 funds opening new positions, 18 increasing their positions, 37 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

1.32% less ownership

Funds ownership: 66.55%65.23% (-1.3%)

9% less funds holding

Funds holding: 7871 (-7)

12% less capital invested

Capital invested by funds: $619M → $542M (-$76.3M)

51% less repeat investments, than reductions

Existing positions increased: 18 | Existing positions reduced: 37

64% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 11

Holders
71
Holders Change
-7
Holders Change %
-8.97%
% of All Funds
1.89%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
4
Increased
18
Reduced
37
Closed
11
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$154M -$31.1M -832,032 -18%
UBS Group
2
UBS Group
Switzerland
$112M +$8.85M +236,549 +9%
LPL Financial
3
LPL Financial
California
$70.6M -$16.6M -442,327 -20%
Wells Fargo
4
Wells Fargo
California
$26.9M -$4.37M -116,661 -15%
Bank of America
5
Bank of America
North Carolina
$26.7M -$21.8M -583,684 -47%
Cambridge Investment Research Advisors
6
Cambridge Investment Research Advisors
Iowa
$21.8M -$1M -26,726 -5%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$13.2M -$2.4M -64,170 -16%
HI
8
Horizon Investments
North Carolina
$12.5M +$716K +19,134 +7%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$11.2M -$2.87M -76,735 -22%
HighTower Advisors
10
HighTower Advisors
Illinois
$7.69M -$232K -6,209 -3%
Ameriprise
11
Ameriprise
Minnesota
$7.62M -$3.66M -97,909 -34%
VFA
12
Voya Financial Advisors
Connecticut
$6.41M +$286K +7,630 +5%
PAG
13
Private Advisor Group
New Jersey
$6.03M +$5.2M +138,821 +1,441%
CA
14
Cetera Advisors
Colorado
$5.74M -$289K -7,723 -5%
Baird Financial Group
15
Baird Financial Group
Wisconsin
$5.51M -$3M -80,086 -37%
RJA
16
Raymond James & Associates
Florida
$5.33M -$15.9M -425,480 -76%
HFS
17
HL Financial Services
Kentucky
$4.31M +$332K +8,860 +9%
FA
18
FDx Advisors
Illinois
$3.69M +$358K +9,556 +12%
Commonwealth Equity Services
19
Commonwealth Equity Services
Massachusetts
$3M -$111K -2,955 -4%
AIM
20
Aspen Investment Management
Michigan
$2.71M -$16.1K -430 -0.6%
AIG
21
American International Group
New York
$2.68M -$114K -3,046 -4%
MFS
22
MSI Financial Services
Massachusetts
$2.57M +$20.5K +547 +0.9%
IA
23
IFP Advisors
Florida
$2.56M +$1.2M +32,174 +185%
FAAS
24
First Allied Advisory Services
California
$1.93M +$323K +8,640 +22%
OC
25
Oppenheimer & Co
New York
$1.82M -$278K -7,428 -14%

FTA Hedge Fund Activity: Q1 2016 in Review

71 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in First Trust Large Cap Value AlphaDEX Fund (FTA) for Q1 2016, worth a combined $542M — down 12% from $619M a quarter earlier.

Sellers outnumbered buyers: 11 funds closed out of FTA and 4 opened new positions — a net loss of 7 holders — while 37 trimmed existing stakes and 18 added.

The largest buyer was UBS Group, adding an estimated $8.85M. The largest seller was Morgan Stanley, cutting an estimated $31.1M.

  • 71 institutional investors held First Trust Large Cap Value AlphaDEX Fund (FTA) as of Q1 2016, down from 78 in Q4 2015.
  • Funds reported $542M of First Trust Large Cap Value AlphaDEX Fund stock for Q1 2016, down 12% quarter-over-quarter.
  • 4 funds opened new First Trust Large Cap Value AlphaDEX Fund positions in Q1 2016 and 11 closed out, a net change of -7 holders.
  • The largest First Trust Large Cap Value AlphaDEX Fund buyer in Q1 2016 was UBS Group, an estimated $8.85M added.
  • The largest First Trust Large Cap Value AlphaDEX Fund seller in Q1 2016 was Morgan Stanley, an estimated $31.1M sold.

Based on aggregated 13F filings for Q1 2016.