First Allied Advisory Services’s First Trust Large Cap Value AlphaDEX Fund FTA Stock Holding History

First Allied Advisory Services’s Portfolio FTA Stock Details FTA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	$1.92M	Sell	41,194 -6,296	-13%	-$297K	0.06%	303
2020 Q2	$2.16M	Sell	47,490 -3,034	-6%	-$131K	0.08%	253
2020 Q1	$1.86M	Sell	50,524 -26,725	-35%	-$1.33M	0.08%	258
2019 Q4	$4.37M	Sell	77,249 -13,964	-15%	-$749K	0.15%	163
2019 Q3	$4.71M	Sell	91,213 -28,364	-24%	-$1.45M	0.17%	143
2019 Q2	$6.24M	Sell	119,577 -2,990	-2%	-$155K	0.22%	110
2019 Q1	$6.32M	Sell	122,567 -49,504	-29%	-$2.51M	0.22%	111
2018 Q4	$7.95M	Buy	172,071 +6,632	+4%	+$336K	0.31%	70
2018 Q3	$8.97M	Buy	165,439 +2,631	+2%	+$142K	0.31%	66
2018 Q2	$8.52M	Buy	162,808 +17,634	+12%	+$934K	0.32%	64
2018 Q1	$7.65M	Buy	145,174 +12,937	+10%	+$706K	0.3%	73
2017 Q4	$7.23M	Buy	132,237 +15,433	+13%	+$813K	0.29%	80
2017 Q3	$5.96M	Buy	116,804 +24,437	+26%	+$1.23M	0.26%	95
2017 Q2	$4.64M	Buy	92,367 +31,746	+52%	+$1.57M	0.21%	121
2017 Q1	$2.99M	Sell	60,621 -18,897	-24%	-$918K	0.15%	149
2016 Q4	$3.73M	Buy	79,518 +16,851	+27%	+$756K	0.19%	130
2016 Q3	$2.67M	Buy	62,667 +1,602	+3%	+$67.2K	0.14%	168
2016 Q2	$2.43M	Buy	61,065 +13,534	+28%	+$544K	0.14%	172
2016 Q1	$1.93M	Buy	47,531 +8,640	+22%	+$323K	0.11%	202
2015 Q4	$1.5M	Sell	38,891 -415	-1%	-$16.4K	0.08%	275
2015 Q3	$1.49M	Sell	39,306 -10,381	-21%	-$418K	0.08%	274
2015 Q2	$2.11M	Sell	49,687 -2,004	-4%	-$88.9K	0.09%	250
2015 Q1	$2.27M	Sell	51,691 -7,697	-13%	-$337K	0.15%	174
2014 Q4	$2.6M	Buy	59,388 +5,823	+11%	+$249K	0.19%	130
2014 Q3	$2.28M	Buy	53,565 +32,377	+153%	+$1.4M	0.18%	125
2014 Q2	$928K	Buy	21,188 +8,513	+67%	+$359K	0.07%	339
2014 Q1	$520K	Buy	12,675 +2,903	+30%	+$115K	0.04%	510
2013 Q4	$391K	Buy	9,772 +4,110	+73%	+$159K	0.03%	574
2013 Q3	$208K	Buy	+5,662	New	+$207K	0.01%	873

Other funds holding FTA

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

PAG

Private Advisor Group Morristown, New Jersey $21.3B AUM 22.13% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

First Allied Advisory Services's FTA Position: Q3 2020 in Review

First Allied Advisory Services reduced its First Trust Large Cap Value AlphaDEX Fund (FTA) stake by 13% in Q3 2020, selling an estimated $297K and leaving 41,194 shares worth $1.92M. The position accounts for 0.06% of the portfolio, ranked #303.

First Allied Advisory Services first reported a position in FTA in Q3 2013 and has held it in 29 quarters since. The position peaked at $8.97M in Q3 2018. 113 funds tracked by Wall St. Rank hold FTA as of Q3 2020.

First Allied Advisory Services held 41,194 shares of First Trust Large Cap Value AlphaDEX Fund worth $1.92M as of Q3 2020.
First Allied Advisory Services sold 6,296 First Trust Large Cap Value AlphaDEX Fund shares in Q3 2020, an estimated $297K.
First Trust Large Cap Value AlphaDEX Fund made up 0.06% of First Allied Advisory Services's portfolio in Q3 2020, its #303 holding.
First Allied Advisory Services first reported a position in First Trust Large Cap Value AlphaDEX Fund in Q3 2013 and has held it in 29 quarters since.
First Allied Advisory Services's First Trust Large Cap Value AlphaDEX Fund position peaked at $8.97M in Q3 2018.
113 funds tracked by Wall St. Rank held First Trust Large Cap Value AlphaDEX Fund as of Q3 2020.

Based on First Allied Advisory Services's 13F filing for Q3 2020, filed 13 Nov 2020.