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First Trust Large Cap Value AlphaDEX Fund

96 hedge funds and large institutions have $651M invested in First Trust Large Cap Value AlphaDEX Fund in 2017 Q2 according to their latest regulatory filings, with 13 funds opening new positions, 40 increasing their positions, 30 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

86% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 7

50% more funds holding in top 10

Funds holding in top 10: 23 (+1)

33% more repeat investments, than reductions

Existing positions increased: 40 | Existing positions reduced: 30

7% more funds holding

Funds holding: 9096 (+6)

6% more capital invested

Capital invested by funds: $613M → $651M (+$37.7M)

1% more ownership

Funds ownership: 61.79%62.79% (+1%)

Holders
96
Holders Change
+6
Holders Change %
+6.67%
% of All Funds
2.39%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.07%
New
13
Increased
40
Reduced
30
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$188M +$6.09M +122,905 +3%
UBS Group
2
UBS Group
Switzerland
$112M -$2.42M -48,926 -2%
Wells Fargo
3
Wells Fargo
California
$55.2M +$3.9M +78,630 +8%
LPL Financial
4
LPL Financial
California
$36M +$301K +6,073 +0.9%
Bank of America
5
Bank of America
North Carolina
$35.3M +$6.63M +133,734 +23%
Cambridge Investment Research Advisors
6
Cambridge Investment Research Advisors
Iowa
$23.9M -$306K -6,175 -1%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$21.2M +$1.03M +20,807 +5%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$16.9M -$5.8K -117 -0%
RJA
9
Raymond James & Associates
Florida
$12.9M +$1M +20,231 +9%
HA
10
Hays Advisory
Tennessee
$10.9M +$10.8M +217,054 New
BS
11
Banco Santander
Spain
$10M +$1.56M +31,522 +19%
PAG
12
Private Advisor Group
New Jersey
$9.63M +$71.9K +1,451 +0.8%
VFA
13
Voya Financial Advisors
Connecticut
$9.51M -$149K -3,014 -2%
RWMH
14
Riverpoint Wealth Management Holdings
Illinois
$9.24M -$14.9K -301 -0.2%
HighTower Advisors
15
HighTower Advisors
Illinois
$7.93M -$79.9K -1,613 -1%
CA
16
Cetera Advisors
Colorado
$4.95M -$119K -2,406 -2%
CCA
17
Clearwater Capital Advisors
Illinois
$4.94M +$121K +2,438 +3%
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$4.74M +$316K +6,374 +7%
Jane Street
19
Jane Street
New York
$4.69M +$2.09M +42,174 +82%
FAAS
20
First Allied Advisory Services
California
$4.64M +$1.57M +31,746 +52%
HFS
21
HL Financial Services
Kentucky
$4.58M +$49.1K +991 +1%
RIA
22
Regal Investment Advisors
Michigan
$4.32M +$9.76K +197 +0.2%
WI
23
Wintrust Investments
Illinois
$4.09M +$190K +3,844 +5%
Ameriprise
24
Ameriprise
Minnesota
$3.8M -$357K -7,197 -9%
IH
25
IFC Holdings
Florida
$3.61M +$3.57M +71,938 New

FTA Hedge Fund Activity: Q2 2017 in Review

96 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in First Trust Large Cap Value AlphaDEX Fund (FTA) for Q2 2017, worth a combined $651M — up 6.1% from $613M a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new FTA positions and 7 closed out — a net gain of 6 holders — while 40 added to existing stakes and 30 trimmed.

The largest buyer was Hays Advisory, opening a new position worth an estimated $10.8M. The largest seller was Credit Suisse, exiting entirely with an estimated $6.32M sold.

  • 96 institutional investors held First Trust Large Cap Value AlphaDEX Fund (FTA) as of Q2 2017, up from 90 in Q1 2017.
  • Funds reported $651M of First Trust Large Cap Value AlphaDEX Fund stock for Q2 2017, up 6.1% quarter-over-quarter.
  • 13 funds opened new First Trust Large Cap Value AlphaDEX Fund positions in Q2 2017 and 7 closed out, a net change of +6 holders.
  • The largest First Trust Large Cap Value AlphaDEX Fund buyer in Q2 2017 was Hays Advisory, an estimated $10.8M added.
  • The largest First Trust Large Cap Value AlphaDEX Fund seller in Q2 2017 was Credit Suisse, an estimated $6.32M sold.

Based on aggregated 13F filings for Q2 2017.