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First Trust Large Cap Value AlphaDEX Fund
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Overview Fund Activity

66 hedge funds and large institutions have $640M invested in First Trust Large Cap Value AlphaDEX Fund in 2014 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 32 increasing their positions, 14 reducing their positions, and 5 closing their positions.

Holders
66
Holders Change
+6
Holders Change %
+10%
% of All Funds
1.92%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.03%
New
11
Increased
32
Reduced
14
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
U
1
UBS
Switzerland
$70.9M
2
Morgan Stanley
2
Morgan Stanley
New York
$271M
3
Bank of America
3
Bank of America
North Carolina
$75.9M
4
Wells Fargo
4
Wells Fargo
California
$42.6M
5
ICM
5
ICC Capital Management
Florida
$6.37M

Top Sellers

1
CS
1
Comerica Securities
Michigan
$0
2
BIT
2
BlackRock Institutional Trust
California
$0
3
CAN
3
Cetera Advisor Networks
California
$1M
4
BAS
4
Brown Advisory Securities
Maryland
$0
5
Deutsche Bank
5
Deutsche Bank
Germany
$2.19M
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$271M 6,378,157 +448,660 +8%
Bank of America
2
Bank of America
North Carolina
$75.9M 1,786,597 +257,397 +17%
U
3
UBS
Switzerland
$70.9M 1,669,192 +520,985 +45%
LPL Financial
4
LPL Financial
California
$43.1M 1,030,116 +133,929 +15%
Wells Fargo
5
Wells Fargo
California
$42.6M 1,002,066 +247,648 +33%
RJA
6
Raymond James & Associates
Florida
$23.8M 559,758 +65,403 +13%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$17.1M 403,013 +1,944 +0.5%
CA
8
Cetera Advisors
Colorado
$12.6M 296,832 +13,529 +5%
BTS
9
BB&T Securities
Virginia
$12.2M 28,836 +554 +2%
Ameriprise
10
Ameriprise
Minnesota
$7.05M 165,906 +7,807 +5%
ICM
11
ICC Capital Management
Florida
$6.37M 150,000 +150,000 New
B
12
Baird
Wisconsin
$4.62M 108,881 +66,698 +158%
HighTower Advisors
13
HighTower Advisors
Illinois
$4.48M 105,396 +105,396 New
SI
14
Stephens Inc
Arkansas
$4.26M 100,225 +4,432 +5%
OC
15
Oppenheimer & Co
New York
$3.74M 88,005 +23,867 +37%
Citigroup
16
Citigroup
New York
$3.61M 85,050 +564 +0.7%
HFS
17
HL Financial Services
Kentucky
$3.52M 82,844 -265 -0.3%
AIM
18
Aspen Investment Management
Michigan
$3.06M 72,048 -380 -0.5%
Janney Montgomery Scott
19
Janney Montgomery Scott
Pennsylvania
$2.98M 70,143 +13,147 +23%
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$2.52M 59,433 -1,535 -3%
FAAS
21
First Allied Advisory Services
California
$2.28M 53,565 +32,377 +153%
Deutsche Bank
22
Deutsche Bank
Germany
$2.19M 51,548 -2,889 -5%
AIG
23
American International Group
New York
$2.17M 50,982 +3,939 +8%
First Trust Advisors
24
First Trust Advisors
Illinois
$1.63M 38,275 -409 -1%
Jane Street
25
Jane Street
New York
$1.6M 37,603 +37,603 New
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