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First Trust Large Cap Value AlphaDEX Fund
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Overview Fund Activity

41 hedge funds and large institutions have $285M invested in First Trust Large Cap Value AlphaDEX Fund in 2013 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 20 increasing their positions, 6 reducing their positions, and 6 closing their positions.

Holders
41
Holders Change
+2
Holders Change %
+5.13%
% of All Funds
1.33%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.06%
New
9
Increased
20
Reduced
6
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$138M
2
U
2
UBS
Switzerland
$19.5M
3
LPL Financial
3
LPL Financial
California
$21.9M
4
Janney Montgomery Scott
4
Janney Montgomery Scott
Pennsylvania
$2.01M
5
Bank of America
5
Bank of America
North Carolina
$28.3M

Top Sellers

1
First Trust Advisors
1
First Trust Advisors
Illinois
$2.9M
2
BAAM
2
Baker Avenue Asset Management
California
$0
3
Susquehanna International Group
3
Susquehanna International Group
Pennsylvania
$1.84M
4
Wells Fargo
4
Wells Fargo
California
$20.5M
5
RJFSA
5
Raymond James Financial Services Advisors
Florida
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$138M 3,766,486 +325,615 +9%
Bank of America
2
Bank of America
North Carolina
$28.3M 772,382 +53,157 +7%
LPL Financial
3
LPL Financial
California
$21.9M 581,062 +92,170 +19%
Wells Fargo
4
Wells Fargo
California
$20.5M 559,532 -23,109 -4%
U
5
UBS
Switzerland
$19.5M 531,500 +108,321 +26%
CA
6
Cetera Advisors
Colorado
$10.1M 275,687 +8,350 +3%
BTS
7
BB&T Securities
Virginia
$6.24M 17,012 +400 +2%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$5.61M 152,717 +8,310 +6%
RJA
9
Raymond James & Associates
Florida
$5.17M 140,785 +30,249 +27%
HFS
10
HL Financial Services
Kentucky
$3.12M 85,027 +513 +0.6%
First Trust Advisors
11
First Trust Advisors
Illinois
$2.9M 79,041 -116,801 -60%
Ameriprise
12
Ameriprise
Minnesota
$2.84M 77,324 +17,805 +30%
AIM
13
Aspen Investment Management
Michigan
$2.77M 75,545 +20,275 +37%
VFS
14
VSR Financial Services
Kansas
$2.39M 65,185 +24,804 +61%
Janney Montgomery Scott
15
Janney Montgomery Scott
Pennsylvania
$2.01M 54,695 +54,695 New
AIG
16
American International Group
New York
$1.97M 53,746 +45,313 +537%
Susquehanna International Group
17
Susquehanna International Group
Pennsylvania
$1.84M 50,246 -34,907 -41%
OC
18
Oppenheimer & Co
New York
$1.52M 41,443 +41,443 New
Goldman Sachs
19
Goldman Sachs
New York
$1.18M 32,092 +32,092 New
B
20
Baird
Wisconsin
$927K 25,256 -5,055 -17%
SG Americas Securities
21
SG Americas Securities
New York
$749K 20,422 +20,422 New
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$746K 20,323 +2,499 +14%
William Blair & Company
23
William Blair & Company
Illinois
$706K 19,244 – –
CS
24
Comerica Securities
Michigan
$576K 15,687 +156 +1%
SNC
25
Stifel Nicolaus & Co
Missouri
$480K 13,066 -900 -6%
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