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First Trust Large Cap Value AlphaDEX Fund

181 hedge funds and large institutions have $854M invested in First Trust Large Cap Value AlphaDEX Fund in 2022 Q4 according to their latest regulatory filings, with 33 funds opening new positions, 69 increasing their positions, 59 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

450% more first-time investments, than exits

New positions opened: 33 | Existing positions closed: 6

50% more funds holding in top 10

Funds holding in top 10: 69 (+3)

24% more capital invested

Capital invested by funds: $689M → $854M (+$165M)

17% more repeat investments, than reductions

Existing positions increased: 69 | Existing positions reduced: 59

17% more funds holding

Funds holding: 155181 (+26)

3.29% more ownership

Funds ownership: 68.3%71.6% (+3.3%)

Holders
181
Holders Change
+26
Holders Change %
+16.77%
% of All Funds
2.91%
Holding in Top 10
9
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+50%
% of All Funds
0.14%
New
33
Increased
69
Reduced
59
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$212M +$10M +154,449 +5%
UBS Group
2
UBS Group
Switzerland
$70.7M +$408K +6,283 +0.6%
LPL Financial
3
LPL Financial
California
$57.2M +$2.8M +43,086 +5%
Envestnet Asset Management
4
Envestnet Asset Management
Illinois
$47.6M -$81.7K -1,259 -0.2%
Wells Fargo
5
Wells Fargo
California
$36.1M +$241K +3,721 +0.7%
Bank of America
6
Bank of America
North Carolina
$27M -$3.6M -55,472 -12%
Osaic Holdings
7
Osaic Holdings
Arizona
$25.6M -$537K -8,270 -2%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$22.8M +$2.22M +34,243 +11%
CAN
9
Cetera Advisor Networks
California
$20.2M +$12.7M +196,394 +177%
KWM
10
Kaydan Wealth Management
Michigan
$18.7M +$18.5M +284,895 New
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$17.3M +$1.91M +29,374 +13%
RJA
12
Raymond James & Associates
Florida
$16.6M +$1.36M +20,925 +9%
LWAC
13
Laurel Wealth Advisors (California)
California
$12.3M +$48.5K +748 +0.4%
MHB
14
Midwest Heritage Bank
Iowa
$10.3M +$905K +13,955 +10%
AAS
15
Avantax Advisory Services
Texas
$9.25M +$893K +13,768 +11%
Cetera Investment Advisers
16
Cetera Investment Advisers
Illinois
$9.08M +$5.25M +80,912 +142%
SPC
17
Sigma Planning Corp
Michigan
$7.93M +$166K +2,556 +2%
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$7.68M -$206K -3,176 -3%
SCA
19
Snowden Capital Advisors
New York
$7.6M +$404K +6,232 +6%
KWM
20
Kingsview Wealth Management
Oregon
$7.47M +$154K +2,379 +2%
Bank of New York Mellon
21
Bank of New York Mellon
New York
$6.98M +$2.03M +31,229 +42%
Truist Financial
22
Truist Financial
North Carolina
$6.91M -$515K -7,941 -7%
SMF
23
Sterling Manor Financial
New York
$6.68M -$359K -5,538 -5%
RIA
24
Regal Investment Advisors
Michigan
$6.6M +$55.1K +850 +0.9%
CCA
25
Cottonwood Capital Advisors
Utah
$6.19M -$17.7K -273 -0.3%

FTA Hedge Fund Activity: Q4 2022 in Review

181 of the 6,221 institutional investors tracked by Wall St. Rank reported a position in First Trust Large Cap Value AlphaDEX Fund (FTA) for Q4 2022, worth a combined $854M — up 24% from $689M a quarter earlier.

Buyers outnumbered sellers: 33 funds opened new FTA positions and 6 closed out — a net gain of 27 holders — while 69 added to existing stakes and 59 trimmed.

The largest buyer was Kaydan Wealth Management, opening a new position worth an estimated $18.5M. The largest seller was Bank of America, cutting an estimated $3.6M.

  • 181 institutional investors held First Trust Large Cap Value AlphaDEX Fund (FTA) as of Q4 2022, up from 155 in Q3 2022.
  • Funds reported $854M of First Trust Large Cap Value AlphaDEX Fund stock for Q4 2022, up 24% quarter-over-quarter.
  • 33 funds opened new First Trust Large Cap Value AlphaDEX Fund positions in Q4 2022 and 6 closed out, a net change of +27 holders.
  • The largest First Trust Large Cap Value AlphaDEX Fund buyer in Q4 2022 was Kaydan Wealth Management, an estimated $18.5M added.
  • The largest First Trust Large Cap Value AlphaDEX Fund seller in Q4 2022 was Bank of America, an estimated $3.6M sold.

Based on aggregated 13F filings for Q4 2022.