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First Trust Large Cap Value AlphaDEX Fund

113 hedge funds and large institutions have $366M invested in First Trust Large Cap Value AlphaDEX Fund in 2020 Q2 according to their latest regulatory filings, with 15 funds opening new positions, 19 increasing their positions, 61 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% more first-time investments, than exits

New positions opened: 15 | Existing positions closed: 12

1.44% more ownership

Funds ownership: 59.24%60.68% (+1.4%)

1% more funds holding

Funds holding: 112113 (+1)

3% less capital invested

Capital invested by funds: $376M → $366M (-$9.55M)

69% less repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 61

100% less funds holding in top 10

Funds holding in top 10: 20 (-2)

Holders
113
Holders Change
+1
Holders Change %
+0.89%
% of All Funds
2.32%
Holding in Top 10
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-100%
% of All Funds
New
15
Increased
19
Reduced
61
Closed
12
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$135M -$6.88M -159,881 -5%
UBS Group
2
UBS Group
Switzerland
$38.3M -$3.36M -77,930 -8%
LPL Financial
3
LPL Financial
California
$25.6M -$5.7M -132,291 -19%
Envestnet Asset Management
4
Envestnet Asset Management
Illinois
$14.7M +$3.55M +82,502 +34%
Bank of America
5
Bank of America
North Carolina
$14.7M -$4.91M -113,976 -26%
Wells Fargo
6
Wells Fargo
California
$14.1M -$7.05M -163,812 -35%
PAG
7
Private Advisor Group
New Jersey
$12.9M -$1.79M -41,609 -13%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$12M +$386K +8,969 +4%
RJFSA
9
Raymond James Financial Services Advisors
Florida
$9.44M +$8.93M +207,522 New
GIA
10
Gladstone Institutional Advisory
Florida
$8.16M +$636K +14,777 +9%
RJA
11
Raymond James & Associates
Florida
$6.36M -$1.71M -39,727 -22%
Osaic Holdings
12
Osaic Holdings
Arizona
$4.45M -$953K -22,132 -17%
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$4.27M -$467K -10,843 -10%
RIA
14
Regal Investment Advisors
Michigan
$3.79M +$3.59M +83,339 New
Truist Financial
15
Truist Financial
North Carolina
$3.72M -$125K -2,900 -3%
EAM
16
Eukles Asset Management
Ohio
$2.41M +$47.7K +1,108 +2%
DADC
17
D.A. Davidson & Co
Montana
$2.3M -$1.89M -43,794 -46%
SCA
18
Snowden Capital Advisors
New York
$2.28M -$316K -7,345 -13%
WI
19
Wintrust Investments
Illinois
$2.17M -$635K -14,745 -24%
FAAS
20
First Allied Advisory Services
California
$2.16M -$131K -3,034 -6%
Cambridge Investment Research Advisors
21
Cambridge Investment Research Advisors
Iowa
$2.15M -$169K -3,930 -8%
BFEC
22
Benjamin F. Edwards & Company
Missouri
$2.15M -$280K -6,492 -12%
AAS
23
Avantax Advisory Services
Texas
$2.11M -$563K -13,070 -22%
PNC Financial Services Group
24
PNC Financial Services Group
Pennsylvania
$1.6M +$431K +10,012 +40%
Janney Montgomery Scott
25
Janney Montgomery Scott
Pennsylvania
$1.54M -$1.89M -43,885 -56%

FTA Hedge Fund Activity: Q2 2020 in Review

113 of the 4,877 institutional investors tracked by Wall St. Rank reported a position in First Trust Large Cap Value AlphaDEX Fund (FTA) for Q2 2020, worth a combined $366M — down 2.5% from $376M a quarter earlier.

Buyers outnumbered sellers: 15 funds opened new FTA positions and 12 closed out — a net gain of 3 holders — while 19 added to existing stakes and 61 trimmed.

The largest buyer was Raymond James Financial Services Advisors, opening a new position worth an estimated $8.93M. The largest seller was Total Investment Management, exiting entirely with an estimated $36.7M sold.

  • 113 institutional investors held First Trust Large Cap Value AlphaDEX Fund (FTA) as of Q2 2020, up from 112 in Q1 2020.
  • Funds reported $366M of First Trust Large Cap Value AlphaDEX Fund stock for Q2 2020, down 2.5% quarter-over-quarter.
  • 15 funds opened new First Trust Large Cap Value AlphaDEX Fund positions in Q2 2020 and 12 closed out, a net change of +3 holders.
  • The largest First Trust Large Cap Value AlphaDEX Fund buyer in Q2 2020 was Raymond James Financial Services Advisors, an estimated $8.93M added.
  • The largest First Trust Large Cap Value AlphaDEX Fund seller in Q2 2020 was Total Investment Management, an estimated $36.7M sold.

Based on aggregated 13F filings for Q2 2020.