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First Trust Large Cap Value AlphaDEX Fund

60 hedge funds and large institutions have $564M invested in First Trust Large Cap Value AlphaDEX Fund in 2014 Q2 according to their latest regulatory filings, with 11 funds opening new positions, 35 increasing their positions, 8 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

338% more repeat investments, than reductions

Existing positions increased: 35 | Existing positions reduced: 8

175% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 4

23% more capital invested

Capital invested by funds: $457M → $564M (+$107M)

13% more funds holding

Funds holding: 5360 (+7)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

3.89% less ownership

Funds ownership: 59.14%55.25% (-3.9%)

Holders
60
Holders Change
+7
Holders Change %
+13.21%
% of All Funds
1.72%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.06%
New
11
Increased
35
Reduced
8
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$258M +$35.7M +847,348 +17%
Bank of America
2
Bank of America
North Carolina
$66.6M +$6.54M +155,291 +11%
U
3
UBS
Switzerland
$50M +$13.9M +330,253 +40%
LPL Financial
4
LPL Financial
California
$39M +$1.41M +33,517 +4%
Wells Fargo
5
Wells Fargo
California
$32.8M +$7.76M +184,234 +32%
RJA
6
Raymond James & Associates
Florida
$21.5M +$1.73M +41,115 +9%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$17.5M +$7.5M +178,010 +80%
CA
8
Cetera Advisors
Colorado
$12.3M -$942K -22,352 -7%
BTS
9
BB&T Securities
Virginia
$12.3M +$509K +12,086 +75%
Ameriprise
10
Ameriprise
Minnesota
$6.88M +$2.08M +49,400 +45%
SI
11
Stephens Inc
Arkansas
$4.17M +$355K +8,433 +10%
Citigroup
12
Citigroup
New York
$3.68M +$64.4K +1,528 +2%
HFS
13
HL Financial Services
Kentucky
$3.62M -$66.5K -1,577 -2%
AIM
14
Aspen Investment Management
Michigan
$3.15M -$310K -7,368 -9%
OC
15
Oppenheimer & Co
New York
$2.79M +$676K +16,043 +33%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$2.65M +$330K +7,822 +15%
Janney Montgomery Scott
17
Janney Montgomery Scott
Pennsylvania
$2.48M +$641K +15,209 +36%
Deutsche Bank
18
Deutsche Bank
Germany
$2.37M -$125K -2,959 -5%
AIG
19
American International Group
New York
$2.05M -$411K -9,747 -17%
B
20
Baird
Wisconsin
$1.84M +$188K +4,466 +12%
First Trust Advisors
21
First Trust Advisors
Illinois
$1.68M -$592K -14,045 -27%
CAN
22
Cetera Advisor Networks
California
$1.65M +$366K +8,681 +30%
VFS
23
VSR Financial Services
Kansas
$1.28M +$987K +23,424 +398%
MPI
24
Mairs & Power Inc
Minnesota
$1.21M +$146K +3,464 +14%
CS
25
Comerica Securities
Michigan
$1.05M +$47.2K +1,119 +5%

FTA Hedge Fund Activity: Q2 2014 in Review

60 of the 3,479 institutional investors tracked by Wall St. Rank reported a position in First Trust Large Cap Value AlphaDEX Fund (FTA) for Q2 2014, worth a combined $564M — up 23% from $457M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new FTA positions and 4 closed out — a net gain of 7 holders — while 35 added to existing stakes and 8 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $35.7M. The largest seller was ICC Capital Management, exiting entirely with an estimated $5.98M sold.

  • 60 institutional investors held First Trust Large Cap Value AlphaDEX Fund (FTA) as of Q2 2014, up from 53 in Q1 2014.
  • Funds reported $564M of First Trust Large Cap Value AlphaDEX Fund stock for Q2 2014, up 23% quarter-over-quarter.
  • 11 funds opened new First Trust Large Cap Value AlphaDEX Fund positions in Q2 2014 and 4 closed out, a net change of +7 holders.
  • The largest First Trust Large Cap Value AlphaDEX Fund buyer in Q2 2014 was Morgan Stanley, an estimated $35.7M added.
  • The largest First Trust Large Cap Value AlphaDEX Fund seller in Q2 2014 was ICC Capital Management, an estimated $5.98M sold.

Based on aggregated 13F filings for Q2 2014.