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First Trust Large Cap Value AlphaDEX Fund
FTA

153 hedge funds and large institutions have $788M invested in First Trust Large Cap Value AlphaDEX Fund in 2021 Q4 according to their latest regulatory filings, with 32 funds opening new positions, 64 increasing their positions, 35 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

433% more first-time investments, than exits

New positions opened: 32 | Existing positions closed: 6

200% more funds holding in top 10

Funds holding in top 10: 1 → 3 (+2)

83% more repeat investments, than reductions

Existing positions increased: 64 | Existing positions reduced: 35

20% more funds holding

Funds holding: 127 → 153 (+26)

18% more capital invested

Capital invested by funds: $665M → $788M (+$122M)

2.38% more ownership

Funds ownership: 64.7% → 67.08% (+2.4%)

Holders
153
Holders Change
+26
Holders Change %
+20.47%
% of All Funds
2.35%
Holding in Top 10
3
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+200%
% of All Funds
0.05%
New
32
Increased
64
Reduced
35
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
LWAC
Laurel Wealth Advisors (California)
California
+$10.9M
2
Morgan Stanley
Morgan Stanley
New York
+$8.4M
3
RJFSA
Raymond James Financial Services Advisors
Florida
+$4.97M
4
Citadel Advisors
Citadel Advisors
Florida
+$3.37M
5
Envestnet Asset Management
Envestnet Asset Management
Illinois
+$3.12M

Top Sellers

1
UBS Group
UBS Group
Switzerland
-$10.9M
2
HI
Harbour Investments
Wisconsin
-$2.81M
3
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$1.31M
4
PAG
Private Advisor Group
New Jersey
-$1.26M
5
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$1.22M
Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$212M +$8.4M +124,071 +4%
UBS Group
2
UBS Group
Switzerland
$72M -$10.9M -160,289 -13%
LPL Financial
3
LPL Financial
California
$60M -$190K -2,808 -0.3%
Envestnet Asset Management
4
Envestnet Asset Management
Illinois
$50.5M +$3.12M +46,007 +7%
Wells Fargo
5
Wells Fargo
California
$34.2M +$2.86M +42,273 +9%
Bank of America
6
Bank of America
North Carolina
$30.8M +$1.58M +23,376 +6%
CAN
7
Cetera Advisor Networks
California
$20.5M +$2.94M +43,338 +17%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$18.8M +$4.97M +73,420 +37%
Osaic Holdings
9
Osaic Holdings
Arizona
$18M +$2.59M +38,225 +17%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$16.7M -$1.22M -18,011 -7%
PAG
11
Private Advisor Group
New Jersey
$16M -$1.26M -18,615 -8%
RJA
12
Raymond James & Associates
Florida
$12.2M +$249K +3,682 +2%
LWAC
13
Laurel Wealth Advisors (California)
California
$11.3M +$10.9M +161,584 New
Truist Financial
14
Truist Financial
North Carolina
$9.29M +$456K +6,727 +5%
AAS
15
Avantax Advisory Services
Texas
$9.24M +$1.38M +20,433 +18%
MHB
16
Midwest Heritage Bank
Iowa
$8.88M +$8.6M +127,017 New
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$7.73M +$1.73M +25,533 +30%
CCA
18
Cottonwood Capital Advisors
Utah
$6.38M +$6.19M +91,370 New
RIA
19
Regal Investment Advisors
Michigan
$6.33M +$191K +2,824 +3%
KWM
20
Kingsview Wealth Management
Oregon
$5.85M +$410K +6,047 +8%
Janney Montgomery Scott
21
Janney Montgomery Scott
Pennsylvania
$5.75M +$626K +9,239 +13%
HWM
22
Holloway Wealth Management
Florida
$5.38M – – –
KIG
23
Kowal Investment Group
Wisconsin
$5.18M -$308K -4,552 -6%
IA
24
IFP Advisors
Florida
$5.12M +$885K +13,060 +22%
BFEC
25
Benjamin F. Edwards & Company
Missouri
$5M +$96.3K +1,421 +2%
1
2 3 4 5

FTA Hedge Fund Activity: Q4 2021 in Review

153 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in First Trust Large Cap Value AlphaDEX Fund (FTA) for Q4 2021, worth a combined $788M — up 18% from $665M a quarter earlier.

Buyers outnumbered sellers: 32 funds opened new FTA positions and 6 closed out — a net gain of 26 holders — while 64 added to existing stakes and 35 trimmed.

The largest buyer was Laurel Wealth Advisors (California), opening a new position worth an estimated $10.9M. The largest seller was UBS Group, cutting an estimated $10.9M.

  • 153 institutional investors held First Trust Large Cap Value AlphaDEX Fund (FTA) as of Q4 2021, up from 127 in Q3 2021.
  • Funds reported $788M of First Trust Large Cap Value AlphaDEX Fund stock for Q4 2021, up 18% quarter-over-quarter.
  • 32 funds opened new First Trust Large Cap Value AlphaDEX Fund positions in Q4 2021 and 6 closed out, a net change of +26 holders.
  • The largest First Trust Large Cap Value AlphaDEX Fund buyer in Q4 2021 was Laurel Wealth Advisors (California), an estimated $10.9M added.
  • The largest First Trust Large Cap Value AlphaDEX Fund seller in Q4 2021 was UBS Group, an estimated $10.9M sold.

Based on aggregated 13F filings for Q4 2021.