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First Trust Large Cap Value AlphaDEX Fund

95 hedge funds and large institutions have $654M invested in First Trust Large Cap Value AlphaDEX Fund in 2017 Q3 according to their latest regulatory filings, with 12 funds opening new positions, 33 increasing their positions, 37 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

20% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 10

0% more capital invested

Capital invested by funds: $651M → $654M (+$3.2M)

0.1% more ownership

Funds ownership: 62.79%62.89% (+0.1%)

1% less funds holding

Funds holding: 9695 (-1)

11% less repeat investments, than reductions

Existing positions increased: 33 | Existing positions reduced: 37

33% less funds holding in top 10

Funds holding in top 10: 32 (-1)

Holders
95
Holders Change
-1
Holders Change %
-1.04%
% of All Funds
2.37%
Holding in Top 10
2
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-33.33%
% of All Funds
0.05%
New
12
Increased
33
Reduced
37
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$193M +$1.98M +39,251 +1%
UBS Group
2
UBS Group
Switzerland
$124M +$9.31M +184,716 +8%
Wells Fargo
3
Wells Fargo
California
$59.3M +$3.1M +61,475 +6%
LPL Financial
4
LPL Financial
California
$36.4M -$279K -5,536 -0.8%
Bank of America
5
Bank of America
North Carolina
$34.4M -$1.61M -31,953 -5%
RJFSA
6
Raymond James Financial Services Advisors
Florida
$22.4M +$795K +15,784 +4%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$17.4M +$119K +2,354 +0.7%
RJA
8
Raymond James & Associates
Florida
$12.6M -$496K -9,842 -4%
PAG
9
Private Advisor Group
New Jersey
$9.96M +$91.3K +1,812 +0.9%
BS
10
Banco Santander
Spain
$9.57M -$345K -6,850 -4%
VFA
11
Voya Financial Advisors
Connecticut
$9.54M -$158K -3,127 -2%
RWMH
12
Riverpoint Wealth Management Holdings
Illinois
$9.46M -$14.2K -281 -0.2%
Cambridge Investment Research Advisors
13
Cambridge Investment Research Advisors
Iowa
$7.84M -$16.3M -322,620 -68%
HA
14
Hays Advisory
Tennessee
$6.87M -$4.16M -82,606 -38%
FAAS
15
First Allied Advisory Services
California
$5.96M +$1.23M +24,437 +26%
CS
16
Credit Suisse
Switzerland
$5.72M +$5.64M +111,963 New
CCA
17
Clearwater Capital Advisors
Illinois
$5.19M +$126K +2,506 +3%
CA
18
Cetera Advisors
Colorado
$4.95M -$90.9K -1,805 -2%
Commonwealth Equity Services
19
Commonwealth Equity Services
Massachusetts
$4.66M -$168K -3,340 -4%
HFS
20
HL Financial Services
Kentucky
$4.56M -$102K -2,031 -2%
RIA
21
Regal Investment Advisors
Michigan
$4.02M -$376K -7,459 -9%
WI
22
Wintrust Investments
Illinois
$3.55M -$607K -12,043 -15%
IH
23
IFC Holdings
Florida
$3.54M -$132K -2,626 -4%
SB
24
Suntrust Banks
Georgia
$3.36M +$710K +14,100 +27%
AG
25
Advisor Group
Arizona
$2.7M -$409K -8,109 -13%

FTA Hedge Fund Activity: Q3 2017 in Review

95 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in First Trust Large Cap Value AlphaDEX Fund (FTA) for Q3 2017, worth a combined $654M — up 0.49% from $651M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new FTA positions and 10 closed out — a net gain of 2 holders — while 33 added to existing stakes and 37 trimmed.

The largest buyer was UBS Group, adding an estimated $9.31M. The largest seller was Cambridge Investment Research Advisors, cutting an estimated $16.3M.

  • 95 institutional investors held First Trust Large Cap Value AlphaDEX Fund (FTA) as of Q3 2017, down from 96 in Q2 2017.
  • Funds reported $654M of First Trust Large Cap Value AlphaDEX Fund stock for Q3 2017, up 0.49% quarter-over-quarter.
  • 12 funds opened new First Trust Large Cap Value AlphaDEX Fund positions in Q3 2017 and 10 closed out, a net change of +2 holders.
  • The largest First Trust Large Cap Value AlphaDEX Fund buyer in Q3 2017 was UBS Group, an estimated $9.31M added.
  • The largest First Trust Large Cap Value AlphaDEX Fund seller in Q3 2017 was Cambridge Investment Research Advisors, an estimated $16.3M sold.

Based on aggregated 13F filings for Q3 2017.