Hays Advisory’s First Trust Large Cap Value AlphaDEX Fund FTA Stock Holding History

Hays Advisory’s Portfolio FTA Stock Details FTA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-82,819	Closed	-$4.33M	–	80
2018 Q2	$4.33M	Sell	82,819 -1,942	-2%	-$103K	2.4%	11
2018 Q1	$4.47M	Sell	84,761 -17,578	-17%	-$959K	2.16%	11
2017 Q4	$5.59M	Sell	102,339 -32,109	-24%	-$1.69M	1.99%	11
2017 Q3	$6.87M	Sell	134,448 -82,606	-38%	-$4.16M	1.99%	9
2017 Q2	$10.9M	Buy	+217,054	New	+$10.8M	2.66%	9

Other funds holding FTA

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

TIM

Total Investment Management Scottsdale, Arizona $858M AUM 9.96% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

CWM

Cornerstone Wealth Management St. Peters, Missouri $2B AUM 19.19% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

PAG

Private Advisor Group Morristown, New Jersey $21.3B AUM 22.13% 1-Year Est. Return

Hays Advisory's FTA Position: Q3 2018 in Review

Hays Advisory sold out of First Trust Large Cap Value AlphaDEX Fund (FTA) in Q3 2018, closing a stake of 82,819 shares — an estimated $4.33M sold.

Hays Advisory first reported a position in FTA in Q2 2017 and held it in 5 quarters. The position peaked at $10.9M in Q2 2017. 110 funds tracked by Wall St. Rank hold FTA as of Q3 2018.

Hays Advisory reported no remaining First Trust Large Cap Value AlphaDEX Fund position as of Q3 2018 after selling out during the quarter.
Hays Advisory sold 82,819 First Trust Large Cap Value AlphaDEX Fund shares in Q3 2018, an estimated $4.33M.
Hays Advisory first reported a position in First Trust Large Cap Value AlphaDEX Fund in Q2 2017 and held it in 5 quarters.
Hays Advisory's First Trust Large Cap Value AlphaDEX Fund position peaked at $10.9M in Q2 2017.
110 funds tracked by Wall St. Rank held First Trust Large Cap Value AlphaDEX Fund as of Q3 2018.

Based on Hays Advisory's 13F filing for Q3 2018, filed 14 Nov 2018.