PFS Investments’s First Trust Large Cap Value AlphaDEX Fund FTA Stock Holding History

PFS Investments’s Portfolio FTA Stock Details FTA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q1	–	Sell	-354,735	Closed	-$20M	–	273
2019 Q4	$20M	Sell	354,735 -165,689	-32%	-$8.88M	0.77%	35
2019 Q3	$26.8M	Buy	520,424 +48,595	+10%	+$2.49M	1.15%	31
2019 Q2	$24.8M	Buy	471,829 +41,437	+10%	+$2.14M	1.12%	25
2019 Q1	$22.2M	Buy	430,392 +96,388	+29%	+$4.88M	1.1%	33
2018 Q4	$16M	Buy	334,004 +98,929	+42%	+$5.02M	0.98%	27
2018 Q3	$12.7M	Buy	235,075 +42,087	+22%	+$2.28M	0.88%	33
2018 Q2	$10.3M	Buy	192,988 +86,492	+81%	+$4.58M	0.88%	35
2018 Q1	$5.63M	Buy	106,496 +38,963	+58%	+$2.13M	0.67%	44
2017 Q4	$3.87M	Buy	+67,533	New	+$3.56M	0.72%	39

Other funds holding FTA

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

TIM

Total Investment Management Scottsdale, Arizona $858M AUM 9.96% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

PAG

Private Advisor Group Morristown, New Jersey $21.3B AUM 22.13% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

PFS Investments's FTA Position: Q1 2020 in Review

PFS Investments sold out of First Trust Large Cap Value AlphaDEX Fund (FTA) in Q1 2020, closing a stake of 354,735 shares — an estimated $20M sold.

PFS Investments first reported a position in FTA in Q4 2017 and held it in 9 quarters. The position peaked at $26.8M in Q3 2019. 112 funds tracked by Wall St. Rank hold FTA as of Q1 2020.

PFS Investments reported no remaining First Trust Large Cap Value AlphaDEX Fund position as of Q1 2020 after selling out during the quarter.
PFS Investments sold 354,735 First Trust Large Cap Value AlphaDEX Fund shares in Q1 2020, an estimated $20M.
PFS Investments first reported a position in First Trust Large Cap Value AlphaDEX Fund in Q4 2017 and held it in 9 quarters.
PFS Investments's First Trust Large Cap Value AlphaDEX Fund position peaked at $26.8M in Q3 2019.
112 funds tracked by Wall St. Rank held First Trust Large Cap Value AlphaDEX Fund as of Q1 2020.

Based on PFS Investments's 13F filing for Q1 2020, filed 13 May 2020.