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First Trust Large Cap Value AlphaDEX Fund

122 hedge funds and large institutions have $779M invested in First Trust Large Cap Value AlphaDEX Fund in 2019 Q2 according to their latest regulatory filings, with 19 funds opening new positions, 47 increasing their positions, 37 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

171% more first-time investments, than exits

New positions opened: 19 | Existing positions closed: 7

27% more repeat investments, than reductions

Existing positions increased: 47 | Existing positions reduced: 37

25% more funds holding in top 10

Funds holding in top 10: 45 (+1)

9% more funds holding

Funds holding: 112122 (+10)

0% more capital invested

Capital invested by funds: $777M → $779M (+$1.89M)

0.14% less ownership

Funds ownership: 67.13%67% (-0.14%)

Holders
122
Holders Change
+10
Holders Change %
+8.93%
% of All Funds
2.65%
Holding in Top 10
5
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+25%
% of All Funds
0.11%
New
19
Increased
47
Reduced
37
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$202M -$15.2M -293,581 -7%
UBS Group
2
UBS Group
Switzerland
$85.1M -$6.97M -134,657 -8%
TIM
3
Total Investment Management
Arizona
$49.9M +$3.98M +76,830 +8%
Wells Fargo
4
Wells Fargo
California
$43.2M -$4.34M -83,832 -9%
RJFSA
5
Raymond James Financial Services Advisors
Florida
$39.6M +$1.74M +33,720 +5%
LPL Financial
6
LPL Financial
California
$38M +$1.59M +30,775 +4%
Envestnet Asset Management
7
Envestnet Asset Management
Illinois
$35.9M +$2.48M +47,849 +7%
Bank of America
8
Bank of America
North Carolina
$25.7M -$4.12M -79,704 -14%
PI
9
PFS Investments
Georgia
$24.8M +$2.14M +41,437 +10%
PAG
10
Private Advisor Group
New Jersey
$21.5M +$1.81M +34,964 +9%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$19.1M -$5.58M -107,757 -23%
AG
12
Advisor Group
Arizona
$13.1M +$1.09M +20,980 +9%
RJA
13
Raymond James & Associates
Florida
$10.3M +$137K +2,657 +1%
RWMH
14
Riverpoint Wealth Management Holdings
Illinois
$9.18M -$281K -5,435 -3%
GIA
15
Gladstone Institutional Advisory
Florida
$8.15M +$1.15M +22,316 +17%
Baird Financial Group
16
Baird Financial Group
Wisconsin
$8.14M +$4.48M +86,564 +124%
Janney Montgomery Scott
17
Janney Montgomery Scott
Pennsylvania
$6.56M -$46.4K -896 -0.7%
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$6.55M +$667K +12,885 +11%
PCM
19
Peak Capital Management
Colorado
$6.27M +$6.48M +125,247 New
FAAS
20
First Allied Advisory Services
California
$6.24M -$155K -2,990 -2%
HI
21
Horizon Investments
North Carolina
$5.5M +$465K +8,978 +9%
DADC
22
D.A. Davidson & Co
Montana
$5.1M +$106K +2,055 +2%
Cambridge Investment Research Advisors
23
Cambridge Investment Research Advisors
Iowa
$4.93M +$111K +2,153 +2%
CA
24
Cetera Advisors
Colorado
$4.43M +$605K +11,692 +16%
BFEC
25
Benjamin F. Edwards & Company
Missouri
$4.29M +$451K +8,717 +12%

FTA Hedge Fund Activity: Q2 2019 in Review

122 of the 4,604 institutional investors tracked by Wall St. Rank reported a position in First Trust Large Cap Value AlphaDEX Fund (FTA) for Q2 2019, worth a combined $779M — up 0.24% from $777M a quarter earlier.

Buyers outnumbered sellers: 19 funds opened new FTA positions and 7 closed out — a net gain of 12 holders — while 47 added to existing stakes and 37 trimmed.

The largest buyer was Peak Capital Management, opening a new position worth an estimated $6.48M. The largest seller was Morgan Stanley, cutting an estimated $15.2M.

  • 122 institutional investors held First Trust Large Cap Value AlphaDEX Fund (FTA) as of Q2 2019, up from 112 in Q1 2019.
  • Funds reported $779M of First Trust Large Cap Value AlphaDEX Fund stock for Q2 2019, up 0.24% quarter-over-quarter.
  • 19 funds opened new First Trust Large Cap Value AlphaDEX Fund positions in Q2 2019 and 7 closed out, a net change of +12 holders.
  • The largest First Trust Large Cap Value AlphaDEX Fund buyer in Q2 2019 was Peak Capital Management, an estimated $6.48M added.
  • The largest First Trust Large Cap Value AlphaDEX Fund seller in Q2 2019 was Morgan Stanley, an estimated $15.2M sold.

Based on aggregated 13F filings for Q2 2019.