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First Trust Large Cap Value AlphaDEX Fund
FTA

182 hedge funds and large institutions have $802M invested in First Trust Large Cap Value AlphaDEX Fund in 2023 Q3 according to their latest regulatory filings, with 14 funds opening new positions, 61 increasing their positions, 76 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more funds holding in top 10

Funds holding in top 10: 5 → 5 (0)

1% less funds holding

Funds holding: 184 → 182 (-2)

1.95% less ownership

Funds ownership: 71.7% → 69.75% (-2%)

7% less capital invested

Capital invested by funds: $861M → $802M (-$59M)

13% less first-time investments, than exits

New positions opened: 14 | Existing positions closed: 16

20% less repeat investments, than reductions

Existing positions increased: 61 | Existing positions reduced: 76

Holders
182
Holders Change
-2
Holders Change %
-1.09%
% of All Funds
2.89%
Holding in Top 10
5
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.08%
New
14
Increased
61
Reduced
76
Closed
16
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
KWM
Kingsview Wealth Management
Oregon
+$4.31M
2
IWM
Iams Wealth Management
Nebraska
+$4.3M
3
Osaic Holdings
Osaic Holdings
Arizona
+$2.43M
4
AssetMark Inc
AssetMark Inc
California
+$2.26M
5
HFP
Holistic Financial Partners
Indiana
+$1.44M

Top Sellers

1
Morgan Stanley
Morgan Stanley
New York
-$15.4M
2
Envestnet Asset Management
Envestnet Asset Management
Illinois
-$13M
3
RJFSA
Raymond James Financial Services Advisors
Florida
-$6.42M
4
CAS
Coppell Advisory Solutions
Texas
-$4.54M
5
IWC
Integrated Wealth Concepts
Massachusetts
-$3.15M
Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$168M -$15.4M -226,849 -8%
UBS Group
2
UBS Group
Switzerland
$64.4M +$1.36M +20,154 +2%
LPL Financial
3
LPL Financial
California
$61.3M -$726K -10,717 -1%
Envestnet Asset Management
4
Envestnet Asset Management
Illinois
$47.3M -$13M -191,543 -21%
Osaic Holdings
5
Osaic Holdings
Arizona
$30.5M +$2.43M +35,946 +8%
Bank of America
6
Bank of America
North Carolina
$24.6M -$1.89M -27,888 -7%
Wells Fargo
7
Wells Fargo
California
$22.5M -$2.98M -43,928 -11%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$19.3M -$6.42M -94,729 -24%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$19M +$1.36M +20,042 +7%
MHB
10
Midwest Heritage Bank
Iowa
$16.8M +$304K +4,484 +2%
RJA
11
Raymond James & Associates
Florida
$16.2M -$1.93M -28,436 -10%
PAG
12
Private Advisor Group
New Jersey
$14.7M -$154K -2,271 -1%
IWC
13
Integrated Wealth Concepts
Massachusetts
$12.8M -$3.15M -46,547 -19%
Truist Financial
14
Truist Financial
North Carolina
$12.4M -$1.01M -14,898 -7%
KWM
15
Kingsview Wealth Management
Oregon
$11.8M +$4.31M +63,608 +53%
CAN
16
Cetera Advisor Networks
California
$9.78M +$509K +7,523 +5%
AAS
17
Avantax Advisory Services
Texas
$9.48M +$1.49K +22 +0%
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$8.92M -$441K -6,505 -5%
HFP
19
Holistic Financial Partners
Indiana
$8.62M +$1.44M +21,293 +19%
SCA
20
Snowden Capital Advisors
New York
$8.15M +$54.7K +807 +0.6%
Cetera Investment Advisers
21
Cetera Investment Advisers
Illinois
$8.13M -$667K -9,843 -7%
Cambridge Investment Research Advisors
22
Cambridge Investment Research Advisors
Iowa
$7.82M -$543K -8,013 -6%
VAS
23
Vestmark Advisory Solutions
Massachusetts
$7.49M -$864K -12,764 -10%
RIA
24
Regal Investment Advisors
Michigan
$7.29M +$537K +7,930 +8%
AWM
25
AE Wealth Management
Kansas
$6.51M -$89.1K -1,315 -1%
1
2 3 4 5

FTA Hedge Fund Activity: Q3 2023 in Review

182 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in First Trust Large Cap Value AlphaDEX Fund (FTA) for Q3 2023, worth a combined $802M — down 6.9% from $861M a quarter earlier.

Sellers outnumbered buyers: 16 funds closed out of FTA and 14 opened new positions — a net loss of 2 holders — while 76 trimmed existing stakes and 61 added.

The largest buyer was Kingsview Wealth Management, adding an estimated $4.31M. The largest seller was Morgan Stanley, cutting an estimated $15.4M.

  • 182 institutional investors held First Trust Large Cap Value AlphaDEX Fund (FTA) as of Q3 2023, down from 184 in Q2 2023.
  • Funds reported $802M of First Trust Large Cap Value AlphaDEX Fund stock for Q3 2023, down 6.9% quarter-over-quarter.
  • 14 funds opened new First Trust Large Cap Value AlphaDEX Fund positions in Q3 2023 and 16 closed out, a net change of -2 holders.
  • The largest First Trust Large Cap Value AlphaDEX Fund buyer in Q3 2023 was Kingsview Wealth Management, an estimated $4.31M added.
  • The largest First Trust Large Cap Value AlphaDEX Fund seller in Q3 2023 was Morgan Stanley, an estimated $15.4M sold.

Based on aggregated 13F filings for Q3 2023.