We are live on ! Find out more
FTA icon

First Trust Large Cap Value AlphaDEX Fund
FTA

121 hedge funds and large institutions have $479M invested in First Trust Large Cap Value AlphaDEX Fund in 2020 Q4 according to their latest regulatory filings, with 21 funds opening new positions, 49 increasing their positions, 33 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

75% more first-time investments, than exits

New positions opened: 21 | Existing positions closed: 12

48% more repeat investments, than reductions

Existing positions increased: 49 | Existing positions reduced: 33

25% more capital invested

Capital invested by funds: $382M → $479M (+$96.4M)

7% more funds holding

Funds holding: 113 → 121 (+8)

1.19% more ownership

Funds ownership: 61.69% → 62.88% (+1.2%)

Holders
121
Holders Change
+8
Holders Change %
+7.08%
% of All Funds
2.14%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
21
Increased
49
Reduced
33
Closed
12
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RIA
Regal Investment Advisors
Michigan
+$4.25M
2
LPL Financial
LPL Financial
California
+$3.1M
3
Citadel Advisors
Citadel Advisors
Florida
+$2.9M
4
Wells Fargo
Wells Fargo
California
+$2.83M
5
Cetera Investment Advisers
Cetera Investment Advisers
Illinois
+$2.46M

Top Sellers

1
RJFSA
Raymond James Financial Services Advisors
Florida
-$5.02M
2
WI
Wintrust Investments
Illinois
-$2.5M
3
Morgan Stanley
Morgan Stanley
New York
-$2.29M
4
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$1.46M
5
EAM
Eukles Asset Management
Ohio
-$1.03M
Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$157M -$2.29M -44,341 -2%
UBS Group
2
UBS Group
Switzerland
$50.6M +$1.35M +26,195 +3%
LPL Financial
3
LPL Financial
California
$33.9M +$3.1M +60,057 +11%
Envestnet Asset Management
4
Envestnet Asset Management
Illinois
$29.2M +$1.81M +35,037 +7%
Wells Fargo
5
Wells Fargo
California
$22.5M +$2.83M +54,715 +15%
Bank of America
6
Bank of America
North Carolina
$18.4M +$1.07M +20,748 +7%
PAG
7
Private Advisor Group
New Jersey
$15.7M -$277K -5,359 -2%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$15.3M +$1.65M +31,820 +13%
RJA
9
Raymond James & Associates
Florida
$7.58M +$131K +2,540 +2%
Truist Financial
10
Truist Financial
North Carolina
$7.14M +$195K +3,773 +3%
Osaic Holdings
11
Osaic Holdings
Arizona
$7.03M +$579K +11,192 +10%
RJFSA
12
Raymond James Financial Services Advisors
Florida
$6.28M -$5.02M -97,184 -46%
KIG
13
Kowal Investment Group
Wisconsin
$5.99M +$5.37M +103,834 New
AAS
14
Avantax Advisory Services
Texas
$5.22M +$1.51M +29,242 +44%
RIA
15
Regal Investment Advisors
Michigan
$4.51M +$4.25M +82,171 New
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$4.51M -$404K -7,810 -9%
BFEC
17
Benjamin F. Edwards & Company
Missouri
$4M +$29.2K +565 +0.8%
Janney Montgomery Scott
18
Janney Montgomery Scott
Pennsylvania
$3.75M +$601K +11,625 +21%
MML Investors Services
19
MML Investors Services
Massachusetts
$3.32M +$1.94M +37,544 +164%
SCA
20
Snowden Capital Advisors
New York
$3.1M +$331K +6,396 +13%
Citadel Advisors
21
Citadel Advisors
Florida
$3.08M +$2.9M +56,035 New
Cetera Investment Advisers
22
Cetera Investment Advisers
Illinois
$2.99M +$2.46M +47,651 +700%
SPC
23
Sigma Planning Corp
Michigan
$2.91M +$164K +3,176 +6%
KPWS
24
Kestra Private Wealth Services
Texas
$2.85M +$283K +5,472 +12%
IA
25
IFP Advisors
Florida
$2.8M +$835K +16,145 +46%
1
2 3 4 5

FTA Hedge Fund Activity: Q4 2020 in Review

121 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in First Trust Large Cap Value AlphaDEX Fund (FTA) for Q4 2020, worth a combined $479M — up 25% from $382M a quarter earlier.

Buyers outnumbered sellers: 21 funds opened new FTA positions and 12 closed out — a net gain of 9 holders — while 49 added to existing stakes and 33 trimmed.

The largest buyer was Regal Investment Advisors, opening a new position worth an estimated $4.25M. The largest seller was Raymond James Financial Services Advisors, cutting an estimated $5.02M.

  • 121 institutional investors held First Trust Large Cap Value AlphaDEX Fund (FTA) as of Q4 2020, up from 113 in Q3 2020.
  • Funds reported $479M of First Trust Large Cap Value AlphaDEX Fund stock for Q4 2020, up 25% quarter-over-quarter.
  • 21 funds opened new First Trust Large Cap Value AlphaDEX Fund positions in Q4 2020 and 12 closed out, a net change of +9 holders.
  • The largest First Trust Large Cap Value AlphaDEX Fund buyer in Q4 2020 was Regal Investment Advisors, an estimated $4.25M added.
  • The largest First Trust Large Cap Value AlphaDEX Fund seller in Q4 2020 was Raymond James Financial Services Advisors, an estimated $5.02M sold.

Based on aggregated 13F filings for Q4 2020.