FTA icon

First Trust Large Cap Value AlphaDEX Fund
FTA

Overview Fund Activity

81 hedge funds and large institutions have $601M invested in First Trust Large Cap Value AlphaDEX Fund in 2016 Q4 according to their latest regulatory filings, with 17 funds opening new positions, 32 increasing their positions, 21 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
81
Holders Change
+6
Holders Change %
+8%
% of All Funds
2.03%
Holding in Top 10
2
Holding in Top 10 Change
+2
Holding in Top 10 Change %
%
% of All Funds
0.05%
New
17
Increased
32
Reduced
21
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
UBS Group
1
UBS Group
Switzerland
$127M
2
Wells Fargo
2
Wells Fargo
California
$43.9M
3
Morgan Stanley
3
Morgan Stanley
New York
$182M
4
RIA
4
Regal Investment Advisors
Michigan
$3.59M
5
WI
5
Wintrust Investments
Illinois
$2.87M

Top Sellers

1
SG Americas Securities
1
SG Americas Securities
New York
$0
2
CS
2
Credit Suisse
Switzerland
$229K
3
Ameriprise
3
Ameriprise
Minnesota
$3.63M
4
Cambridge Investment Research Advisors
4
Cambridge Investment Research Advisors
Iowa
$27.2M
5
VKH
5
Virtu KCG Holdings
New York
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$182M +$11.2M +239,841 +7%
UBS Group
2
UBS Group
Switzerland
$127M +$15.3M +325,741 +14%
Wells Fargo
3
Wells Fargo
California
$43.9M +$11.7M +250,139 +36%
LPL Financial
4
LPL Financial
California
$34.7M -$501K -10,603 -1%
Cambridge Investment Research Advisors
5
Cambridge Investment Research Advisors
Iowa
$27.2M -$2.12M -45,329 -7%
Bank of America
6
Bank of America
North Carolina
$27.1M +$2.14M +45,747 +9%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$18.2M +$1.44M +30,809 +9%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$16.4M +$1.82M +38,901 +12%
RJA
9
Raymond James & Associates
Florida
$11.1M +$2.65M +56,623 +31%
VFA
10
Voya Financial Advisors
Connecticut
$9.14M -$44.4K -946 -0.5%
PAG
11
Private Advisor Group
New Jersey
$8.87M +$514K +10,839 +6%
RWMH
12
Riverpoint Wealth Management Holdings
Illinois
$8.7M +$8.7M +183,983 New
HighTower Advisors
13
HighTower Advisors
Illinois
$6.79M -$186K -3,977 -3%
BS
14
Banco Santander
Spain
$5.55M +$5.55M +118,415 New
HFS
15
HL Financial Services
Kentucky
$4.56M -$350K -7,472 -7%
CCA
16
Clearwater Capital Advisors
Illinois
$4.47M +$123K +2,604 +3%
CA
17
Cetera Advisors
Colorado
$4.47M -$185K -3,949 -4%
FAAS
18
First Allied Advisory Services
California
$3.73M +$790K +16,851 +27%
Ameriprise
19
Ameriprise
Minnesota
$3.63M -$2.31M -49,209 -39%
RIA
20
Regal Investment Advisors
Michigan
$3.59M +$3.59M +76,553 New
MFS
21
MSI Financial Services
Massachusetts
$3.41M +$318K +6,778 +10%
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$3.36M -$10.2K -217 -0.3%
WI
23
Wintrust Investments
Illinois
$2.87M +$2.87M +61,312 New
CFD
24
Creative Financial Designs
Indiana
$2.18M +$2.18M +46,569 New
FCAG
25
First Capital Advisors Group
New Jersey
$2.15M +$2.15M +45,865 New
1
2 3 4